0001140361-11-021193.txt : 20110406
0001140361-11-021193.hdr.sgml : 20110406
20110406211654
ACCESSION NUMBER: 0001140361-11-021193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110404
FILED AS OF DATE: 20110406
DATE AS OF CHANGE: 20110406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: May Larry Alan
CENTRAL INDEX KEY: 0001354850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 11744498
MAIL ADDRESS:
STREET 1: 11038 HILDRETH COURT
CITY: CAMARILLO
STATE: CA
ZIP: 93012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeoStem, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-584-4171
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY MEDICAL INC
DATE OF NAME CHANGE: 19951025
4
1
doc1.xml
FORM 4
X0303
4
2011-04-04
0
0000320017
NeoStem, Inc.
NBS
0001354850
May Larry Alan
C/O NEOSTEM, INC.
420 LEXINGTON AVENUE, SUITE 450
NEW YORK
NY
10170
0
1
0
0
Chief Financial Officer
Stock Options (right to buy)
1.74
2011-04-04
4
A
0
350000
0
A
2021-04-03
Common Stock, par value $0.001 per share
350000
350000
D
On April 4, 2011, Mr. May was granted a stock option to purchase 350,000 shares of Common Stock under the Company's 2009 Equity Compensation Plan (the "2009 Plan"). Options as to 175,000 shares vested on the date of the grant and options as to the remaining 175,000 shares will vest on April 4, 2012. The option is subject to all the terms and conditions of the 2009 Plan.
Larry Alan May, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact
2011-04-06