0001078274-20-000002.txt : 20200114
0001078274-20-000002.hdr.sgml : 20200114
20200114161640
ACCESSION NUMBER: 0001078274-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200113
FILED AS OF DATE: 20200114
DATE AS OF CHANGE: 20200114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MYERS STEVEN S
CENTRAL INDEX KEY: 0001078274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 20526209
MAIL ADDRESS:
STREET 1: 4695 MACAUTHUR COURT
STREET 2: EIGHTH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER NAME:
FORMER CONFORMED NAME: MEYERS STEVEN S
DATE OF NAME CHANGE: 19990203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALADRIUS BIOSCIENCES, INC.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 ALLEN ROAD
STREET 2: SECOND FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-842-0100
MAIL ADDRESS:
STREET 1: 110 ALLEN ROAD
STREET 2: SECOND FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
FORMER COMPANY:
FORMER CONFORMED NAME: Caladrius Biosciences, Inc.
DATE OF NAME CHANGE: 20150608
FORMER COMPANY:
FORMER CONFORMED NAME: NeoStem, Inc.
DATE OF NAME CHANGE: 20060906
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
4
1
wf-form4_157903658241365.xml
FORM 4
X0306
4
2020-01-13
0
0000320017
CALADRIUS BIOSCIENCES, INC.
CLBS
0001078274
MYERS STEVEN S
C/O CALADRIUS BIOSCIENCES, INC.
110 ALLEN ROAD, 2ND FLOOR
BASKING RIDGE
NJ
07920
1
0
0
0
Restricted Stock Units
2020-01-13
4
A
0
18292
3.28
A
75319
D
Common Stock
8434
I
By Steven S Myers IRA
Common Stock
1954
I
By Steven S Myers Revocable Trust dated 12/1/2000
Common Stock
802
I
By spouse
Represents 18,292 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 13, 2021.
Includes 18,292 unvested restricted stock units.
Steven S. Myers, By: /s/Todd C. Girolamo, Esq., Attorney-in-Fact
2020-01-14