0001078274-20-000002.txt : 20200114 0001078274-20-000002.hdr.sgml : 20200114 20200114161640 ACCESSION NUMBER: 0001078274-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200113 FILED AS OF DATE: 20200114 DATE AS OF CHANGE: 20200114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MYERS STEVEN S CENTRAL INDEX KEY: 0001078274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 20526209 MAIL ADDRESS: STREET 1: 4695 MACAUTHUR COURT STREET 2: EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER NAME: FORMER CONFORMED NAME: MEYERS STEVEN S DATE OF NAME CHANGE: 19990203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALADRIUS BIOSCIENCES, INC. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-842-0100 MAIL ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: Caladrius Biosciences, Inc. DATE OF NAME CHANGE: 20150608 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 4 1 wf-form4_157903658241365.xml FORM 4 X0306 4 2020-01-13 0 0000320017 CALADRIUS BIOSCIENCES, INC. CLBS 0001078274 MYERS STEVEN S C/O CALADRIUS BIOSCIENCES, INC. 110 ALLEN ROAD, 2ND FLOOR BASKING RIDGE NJ 07920 1 0 0 0 Restricted Stock Units 2020-01-13 4 A 0 18292 3.28 A 75319 D Common Stock 8434 I By Steven S Myers IRA Common Stock 1954 I By Steven S Myers Revocable Trust dated 12/1/2000 Common Stock 802 I By spouse Represents 18,292 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 13, 2021. Includes 18,292 unvested restricted stock units. Steven S. Myers, By: /s/Todd C. Girolamo, Esq., Attorney-in-Fact 2020-01-14