0000320017-16-000153.txt : 20160926 0000320017-16-000153.hdr.sgml : 20160926 20160926170203 ACCESSION NUMBER: 0000320017-16-000153 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 EFFECTIVENESS DATE: 20160926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caladrius Biosciences, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-271319 FILM NUMBER: 161902789 BUSINESS ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-842-0100 MAIL ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 D 1 primary_doc.xml X0707 D LIVE 0000320017 Caladrius Biosciences, Inc. 106 ALLEN ROAD FOURTH FLOOR BASKING RIDGE NJ NEW JERSEY 07920 908-842-0100 DELAWARE NeoStem, Inc. PHASE III MEDICAL INC/DE CORNICHE GROUP INC /DE Corporation true David Mazzo c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Executive Officer Director Robert A. Preti c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Executive Officer Director Steven S. Myers c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Director Eric Wei c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Director Peter Traber c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Director Richard Berman c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Director Steven M. Klosk c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Director Andrew L. Pecora c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Director Joseph Talamo c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Executive Officer Douglas Losordo c/o Caladrius Biosciences, Inc. 106 Allen Road, Fourth Floor Basking Ridge NJ NEW JERSEY 07920 Executive Officer Biotechnology $5,000,001 - $25,000,000 06b false 2016-09-14 false true false 0 21000000 12600000 8400000 The receipt by the Issuer of the $8.4 million is subject to certain closing conditions. false 5 0 0 0 false Caladrius Biosciences, Inc. /s/ Joseph Talamo Joseph Talamo Chief Financial Officer 2016-09-26