0000320017-16-000153.txt : 20160926
0000320017-16-000153.hdr.sgml : 20160926
20160926170203
ACCESSION NUMBER: 0000320017-16-000153
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20160926
DATE AS OF CHANGE: 20160926
EFFECTIVENESS DATE: 20160926
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caladrius Biosciences, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-271319
FILM NUMBER: 161902789
BUSINESS ADDRESS:
STREET 1: 106 ALLEN ROAD
STREET 2: FOURTH FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-842-0100
MAIL ADDRESS:
STREET 1: 106 ALLEN ROAD
STREET 2: FOURTH FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
FORMER COMPANY:
FORMER CONFORMED NAME: NeoStem, Inc.
DATE OF NAME CHANGE: 20060906
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
D
1
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0000320017
Caladrius Biosciences, Inc.
106 ALLEN ROAD
FOURTH FLOOR
BASKING RIDGE
NJ
NEW JERSEY
07920
908-842-0100
DELAWARE
NeoStem, Inc.
PHASE III MEDICAL INC/DE
CORNICHE GROUP INC /DE
Corporation
true
David
Mazzo
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Executive Officer
Director
Robert
A.
Preti
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Executive Officer
Director
Steven
S.
Myers
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Director
Eric
Wei
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Director
Peter
Traber
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Director
Richard
Berman
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Director
Steven
M.
Klosk
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Director
Andrew
L.
Pecora
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Director
Joseph
Talamo
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Executive Officer
Douglas
Losordo
c/o Caladrius Biosciences, Inc.
106 Allen Road, Fourth Floor
Basking Ridge
NJ
NEW JERSEY
07920
Executive Officer
Biotechnology
$5,000,001 - $25,000,000
- 06b
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2016-09-14
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The receipt by the Issuer of the $8.4 million is subject to certain closing conditions.
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Caladrius Biosciences, Inc.
/s/ Joseph Talamo
Joseph Talamo
Chief Financial Officer
2016-09-26