<SEC-DOCUMENT>0000320017-16-000148-index.html : 20160915 <SEC-HEADER>0000320017-16-000148.hdr.sgml : 20160915 <ACCEPTANCE-DATETIME>20160915074352 ACCESSION NUMBER: 0000320017-16-000148 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20160914 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160915 DATE AS OF CHANGE: 20160915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caladrius Biosciences, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 161886275 BUSINESS ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-842-0100 MAIL ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a8-k091416.htm <DESCRIPTION>8-K 09.14.16 <TEXT> Document 1 - file: a8-k091416.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>2 <FILENAME>exhibit51opinionletter.htm <DESCRIPTION>EXHIBIT 5.1 OPINION LETTER <TEXT> Document 2 - file: exhibit51opinionletter.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>exhibit101rdspa.htm <DESCRIPTION>EXHIBIT 10.1 RD SPA <TEXT> Document 3 - file: exhibit101rdspa.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>4 <FILENAME>exhibit102asiaspa.htm <DESCRIPTION>EXHIBIT 10.2 ASIA SPA <TEXT> Document 4 - file: exhibit102asiaspa.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>5 <FILENAME>exhibit103spa.htm <DESCRIPTION>EXHIBIT 10.3 SPA <TEXT> Document 5 - file: exhibit103spa.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>6 <FILENAME>exhibit104rra.htm <DESCRIPTION>EXHIBIT 10.4 RRA <TEXT> Document 6 - file: exhibit104rra.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>exhibit991pr91516.htm <DESCRIPTION>EXHIBIT 99.1 PR 09.15.16 <TEXT> Document 7 - file: exhibit991pr91516.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>mintzlogoa03.jpg <TEXT> Document 8 - file: mintzlogoa03.jpg
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