0001209191-19-012552.txt : 20190222 0001209191-19-012552.hdr.sgml : 20190222 20190222161912 ACCESSION NUMBER: 0001209191-19-012552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golubovich Ilya CENTRAL INDEX KEY: 0001707104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 19625949 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-20 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001707104 Golubovich Ilya 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Common Stock 2019-02-20 4 M 0 2824 0.00 A 94940 D Common Stock 1947302 I Arbat Capital Group Limited Common Stock 1390204 I I2BF Energy Limited Restricted Stock Units 2019-02-20 4 M 0 2824 0.00 D Common Stock 2824 0 D These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $16,750, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2019, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. Ilya Golubovich is a director of I2BF Venture Partners Ltd., the sole shareholder of I2BF Energy, Ltd., and a director of Arbat Capital Group Limited and has voting and dispositive power with respect to these shares. Ilya Golubovich disclaims beneficial ownership except to the extent of his pecuniary interest therein. Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. These units do not expire. /s/ Emily Lough, by Power of Attorney 2019-02-22