0001209191-18-032453.txt : 20180522
0001209191-18-032453.hdr.sgml : 20180522
20180522191948
ACCESSION NUMBER: 0001209191-18-032453
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180520
FILED AS OF DATE: 20180522
DATE AS OF CHANGE: 20180522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergman Rick
CENTRAL INDEX KEY: 0001321224
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 18853656
MAIL ADDRESS:
STREET 1: 1251 MCKAY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-20
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001321224
Bergman Rick
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
1
0
0
0
Common Stock
2018-05-20
4
M
0
15370
0.00
A
43365
D
Restricted Stock Units
0.00
2018-05-20
4
M
0
15370
0.00
D
2018-05-20
Common Stock
15370
0
D
Vested shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company.
These units do not carry a conversion price.
These units do not expire.
/s/ Sabrina Randolph - by Power of Attorney
2018-05-22