0001209191-18-032453.txt : 20180522 0001209191-18-032453.hdr.sgml : 20180522 20180522191948 ACCESSION NUMBER: 0001209191-18-032453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180520 FILED AS OF DATE: 20180522 DATE AS OF CHANGE: 20180522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergman Rick CENTRAL INDEX KEY: 0001321224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 18853656 MAIL ADDRESS: STREET 1: 1251 MCKAY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-20 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001321224 Bergman Rick 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Common Stock 2018-05-20 4 M 0 15370 0.00 A 43365 D Restricted Stock Units 0.00 2018-05-20 4 M 0 15370 0.00 D 2018-05-20 Common Stock 15370 0 D Vested shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. These units do not carry a conversion price. These units do not expire. /s/ Sabrina Randolph - by Power of Attorney 2018-05-22