0001209191-18-030927.txt : 20180517 0001209191-18-030927.hdr.sgml : 20180517 20180517163258 ACCESSION NUMBER: 0001209191-18-030927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golubovich Ilya CENTRAL INDEX KEY: 0001707104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 18843462 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-15 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001707104 Golubovich Ilya 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Restricted Stock Units 0.00 2018-05-15 4 A 0 19785 0.00 A Common Stock 19785 19785 D Stock Option (Right to Buy) 5.37 2018-05-15 4 A 0 5000 0.00 A 2028-05-15 Common Stock 5000 5000 D Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of: (1) May 20, 2019, or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. Vested shares will be delivered to the reporting person on the earlier of February 20, 2019, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. These units do not expire. Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as holder remains in service to the Company. /s/ Sabrina Randolph, by Power of Attorney 2018-05-17