0001209191-18-030912.txt : 20180517
0001209191-18-030912.hdr.sgml : 20180517
20180517162601
ACCESSION NUMBER: 0001209191-18-030912
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buchheim Jorg
CENTRAL INDEX KEY: 0001669287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 18843353
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-15
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001669287
Buchheim Jorg
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
1
0
0
0
Restricted Stock Units
0.00
2018-05-15
4
A
0
19785
0.00
A
Common Stock
19785
19785
D
Stock Option (Right to Buy)
5.37
2018-05-15
4
A
0
5000
0.00
A
2028-05-15
Common Stock
5000
5000
D
Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
This RSU grant represents the holder's annual non-employee director award, including an additional prorated amount to account for a change in the grant date of such annual award to be made in connection with the Company's annual meeting date.
The RSUs vest in full on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company.
These units do not expire.
Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as holder remains in service to the Company.
/s/ Sabrina Randolph, by Power of Attorney
2018-05-17