0001209191-18-022601.txt : 20180402 0001209191-18-022601.hdr.sgml : 20180402 20180402210701 ACCESSION NUMBER: 0001209191-18-022601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180329 FILED AS OF DATE: 20180402 DATE AS OF CHANGE: 20180402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergman Rick CENTRAL INDEX KEY: 0001321224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 18731110 MAIL ADDRESS: STREET 1: 1251 MCKAY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-29 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001321224 Bergman Rick 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Restricted Stock Units 2018-03-29 4 A 0 2866 0.00 A Common Stock 2866 2866 D Restricted Stock Units 2018-03-29 4 A 0 1770 0.00 A Common Stock 1770 1770 D Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $17,000, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2021, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. These units do not expire. These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $10,500, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. /s/ Sabrina Randolph, by Power of Attorney 2018-04-02