0001209191-18-019570.txt : 20180314 0001209191-18-019570.hdr.sgml : 20180314 20180314163535 ACCESSION NUMBER: 0001209191-18-019570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180313 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fink Franz CENTRAL INDEX KEY: 0001296307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 18689902 MAIL ADDRESS: STREET 1: C/O FREESCALE SEMICONDUCTOR, INC. STREET 2: 6501 WILLIAM CANNON DRIVE WEST CITY: AUSTIN STATE: TX ZIP: 78735 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-13 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001296307 Fink Franz 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 1 0 0 Chief Executive Officer Common Stock 2018-03-13 4 M 0 12790 0.00 A 645738 D Common Stock 2018-03-13 4 S 0 4502 5.95 D 641236 D Restricted Stock Units 0.00 2018-03-13 4 M 0 12790 0.00 D Common Stock 12790 12790 D Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock unit award. Award vests in annual installments over 4 years as long as the holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date. These units do not expire. Sabrina Randolph, by Power of Attorney 2018-03-14