0001209191-18-012773.txt : 20180222
0001209191-18-012773.hdr.sgml : 20180222
20180222204503
ACCESSION NUMBER: 0001209191-18-012773
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180220
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fink Franz
CENTRAL INDEX KEY: 0001296307
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 18634462
MAIL ADDRESS:
STREET 1: C/O FREESCALE SEMICONDUCTOR, INC.
STREET 2: 6501 WILLIAM CANNON DRIVE WEST
CITY: AUSTIN
STATE: TX
ZIP: 78735
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-20
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001296307
Fink Franz
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
1
1
0
0
Chief Executive Officer
Common Stock
2018-02-20
4
M
0
23113
0.00
A
561705
D
Common Stock
2018-02-20
4
M
0
23000
0.00
A
584705
D
Common Stock
2018-02-20
4
M
0
6900
0.00
A
591605
D
Common Stock
2018-02-20
4
A
0
91680
0.00
A
683285
D
Common Stock
2018-02-20
4
F
0
50337
5.89
D
632948
D
Restricted Stock Units
0.00
2018-02-20
4
M
0
23113
0.00
D
Common Stock
23113
46224
D
Restricted Stock Units
0.00
2018-02-20
4
M
0
23000
0.00
D
Common Stock
23000
69000
D
Market Stock Units
0.00
2018-02-20
4
M
0
6900
0.00
D
Common Stock
6900
269100
D
Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
Each market stock unit represents a right to receive one share of the Issuer's common stock.
This acquisition represents shares received under the Company's short-term incentive bonus plan.
These shares were withheld in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock unit awards and market stock unit awards as well as tax withholding obligations related to shares received under the Company's short-term incentive bonus plan.
Award vests in annual installments over 4 years as long as the holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
These units do not expire.
This award represents market stock units with vesting based on performance of the Company's common stock compared to the Nasdaq Composite Index over a period of three years. Depending on the level of performance actually achieved, the number of shares that may vest under this award will vary. A portion of this award vested on February 20, 2018. The amount included in the table above represents the maximum number of shares that could vest under the grant.
Sabrina Randolph, by Power of Attorney
2018-02-22