0001209191-18-012771.txt : 20180222
0001209191-18-012771.hdr.sgml : 20180222
20180222204328
ACCESSION NUMBER: 0001209191-18-012771
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180220
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lyle David
CENTRAL INDEX KEY: 0001416939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 18634459
MAIL ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-20
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001416939
Lyle David
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
0
1
0
0
Chief Financial Officer
Common Stock
2018-02-20
4
M
0
9630
0.00
A
84346
D
Common Stock
2018-02-20
4
M
0
10000
0.00
A
94346
D
Common Stock
2018-02-20
4
M
0
2000
0.00
A
96346
D
Common Stock
2018-02-20
4
A
0
41256
0.00
A
137602
D
Common Stock
2018-02-20
4
F
0
14805
5.89
D
122797
D
Restricted Stock Units
0.00
2018-02-20
4
M
0
9630
0.00
D
Common Stock
9630
19260
D
Restricted Stock Units
0.00
2018-02-20
4
M
0
10000
0.00
D
Common Stock
10000
30000
D
Market Stock Units
0.00
2018-02-20
4
M
0
2000
0.00
D
Common Stock
2000
78000
D
Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
Each market stock unit represents a right to receive one share of the Issuer's common stock.
This acquisition represents shares received under the Company's short-term incentive bonus plan.
These shares were withheld in order to meet the tax withholding obligations related to shares received under the Company's short-term incentive bonus plan.
Award vests in annual installments over 4 years as long as the holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
These units do not expire.
This award represents market stock units with vesting based on performance of the Company's common stock compared to the Nasdaq Composite Index over a period of three years. Depending on the level of performance actually achieved, the number of shares that may vest under this award will vary. A portion of this award vested on February 20, 2018. The amount included in the table above represents the maximum number of shares that could vest under the grant.
Sabrina Randolph, by Power of Attorney
2018-02-22