0001209191-17-045349.txt : 20170717
0001209191-17-045349.hdr.sgml : 20170717
20170717163434
ACCESSION NUMBER: 0001209191-17-045349
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170713
FILED AS OF DATE: 20170717
DATE AS OF CHANGE: 20170717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fink Franz
CENTRAL INDEX KEY: 0001296307
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 17967829
MAIL ADDRESS:
STREET 1: C/O FREESCALE SEMICONDUCTOR, INC.
STREET 2: 6501 WILLIAM CANNON DRIVE WEST
CITY: AUSTIN
STATE: TX
ZIP: 78735
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-07-13
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001296307
Fink Franz
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
1
1
0
0
Chief Executive Officer
Common Stock
2017-07-13
4
A
0
42662
0.00
A
308592
D
Market Stock Units
0.00
2017-07-13
4
A
0
118000
0.00
A
Common Stock
118000
276000
D
This acquisition represents shares received under the Company's short-term incentive bonus plan.
Each market stock unit represents a right to receive one share of the Issuer's common stock.
This award represents market stock units with vesting based on performance of the Company's common stock compared to the Nasdaq Composite Index over a period of three years. Depending on the level of performance actually achieved, the number of shares that may vest under this award will vary. The amount included in the table above represents a portion of the grant originally made to the Reporting Person on March 2, 2017, but was contingent upon the approval of an amendment to the Company's equity incentive plan at our 2017 annual meeting of stockholders. The market stock units included in the table above will only be eligible to vest if performance is above-target.
These units were received as a grant or award for no consideration.
/s/ Sabrina Randolph, by Power of Attorney
2017-07-17