0001209191-17-035157.txt : 20170524 0001209191-17-035157.hdr.sgml : 20170524 20170524200109 ACCESSION NUMBER: 0001209191-17-035157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170522 FILED AS OF DATE: 20170524 DATE AS OF CHANGE: 20170524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buchheim Jorg CENTRAL INDEX KEY: 0001669287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 17867961 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-22 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001669287 Buchheim Jorg 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Restricted Stock Units 0.00 2017-05-22 4 A 0 15370 0.00 A Common Stock 15370 15370 D Stock Option (Right to Buy) 5.53 2017-05-22 4 A 0 5000 0.00 A 2017-05-22 Common Stock 5000 5000 D Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. The RSUs vest in full on May 20, 2018 as long as the holder remains in service to the Company. These units do not expire. Option becomes exercisable in one year as long as holder remains in service to the Company. /s/ Sabrina Randolph, by Power of Attorney 2017-05-24