0001209191-17-035143.txt : 20170524
0001209191-17-035143.hdr.sgml : 20170524
20170524195128
ACCESSION NUMBER: 0001209191-17-035143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170522
FILED AS OF DATE: 20170524
DATE AS OF CHANGE: 20170524
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergman Rick
CENTRAL INDEX KEY: 0001321224
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 17867941
MAIL ADDRESS:
STREET 1: 1251 MCKAY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-22
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001321224
Bergman Rick
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
1
0
0
0
Restricted Stock Units
0.00
2017-05-22
4
A
0
15370
0.00
A
Common Stock
15370
15370
D
Stock Option (Right to Buy)
5.53
2017-05-22
4
A
0
5000
0.00
A
2027-05-22
Common Stock
5000
5000
D
Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
The RSUs vest in full on May 20, 2018 as long as the holder remains in service to the Company. Vested shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company.
These units do not expire.
Option becomes exercisable in one year as long as holder remains in service to the Company.
/s/ Sabrina Randolph - by Power of Attorney
2017-05-24