0001209191-17-032874.txt : 20170516
0001209191-17-032874.hdr.sgml : 20170516
20170516183726
ACCESSION NUMBER: 0001209191-17-032874
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170512
FILED AS OF DATE: 20170516
DATE AS OF CHANGE: 20170516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lyle David
CENTRAL INDEX KEY: 0001416939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 17849902
MAIL ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-12
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001416939
Lyle David
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
0
1
0
0
Chief Financial Officer
Common Stock
2017-05-12
4
M
0
9631
0.00
A
17411
D
Common Stock
2017-05-12
4
M
0
13003
0.00
A
30414
D
Common Stock
2017-05-12
4
M
0
20680
0.00
A
51094
D
Common Stock
2017-05-12
4
S
0
16378
5.96
D
34716
D
Restricted Stock Units
0.00
2017-05-12
4
M
0
9631
0.00
D
Common Stock
9631
28890
D
Restricted Stock Units
0.00
2017-05-12
4
M
0
13003
0.00
D
Common Stock
13003
26006
D
Restricted Stock Units
0.00
2017-05-12
4
M
0
20680
0.00
D
Common Stock
20680
0
D
These units do not carry a conversion price.
These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock unit awards.
Award vests in annual installments over 4 years as long as the holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
These units do not expire.
This settlement is related to restricted stock units received under the Company's short-term incentive bonus plan. Restricted stock units received under the short-term incentive bonus plan were fully vested upon grant.
Sabrina Randolph, by Power of Attorney
2017-05-16