0001209191-17-032874.txt : 20170516 0001209191-17-032874.hdr.sgml : 20170516 20170516183726 ACCESSION NUMBER: 0001209191-17-032874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lyle David CENTRAL INDEX KEY: 0001416939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 17849902 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-12 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001416939 Lyle David 3888 CALLE FORTUNADA SAN DIEGO CA 92123 0 1 0 0 Chief Financial Officer Common Stock 2017-05-12 4 M 0 9631 0.00 A 17411 D Common Stock 2017-05-12 4 M 0 13003 0.00 A 30414 D Common Stock 2017-05-12 4 M 0 20680 0.00 A 51094 D Common Stock 2017-05-12 4 S 0 16378 5.96 D 34716 D Restricted Stock Units 0.00 2017-05-12 4 M 0 9631 0.00 D Common Stock 9631 28890 D Restricted Stock Units 0.00 2017-05-12 4 M 0 13003 0.00 D Common Stock 13003 26006 D Restricted Stock Units 0.00 2017-05-12 4 M 0 20680 0.00 D Common Stock 20680 0 D These units do not carry a conversion price. These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock unit awards. Award vests in annual installments over 4 years as long as the holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date. These units do not expire. This settlement is related to restricted stock units received under the Company's short-term incentive bonus plan. Restricted stock units received under the short-term incentive bonus plan were fully vested upon grant. Sabrina Randolph, by Power of Attorney 2017-05-16