0001209191-17-032873.txt : 20170516 0001209191-17-032873.hdr.sgml : 20170516 20170516183425 ACCESSION NUMBER: 0001209191-17-032873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fink Franz CENTRAL INDEX KEY: 0001296307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 17849890 MAIL ADDRESS: STREET 1: C/O FREESCALE SEMICONDUCTOR, INC. STREET 2: 6501 WILLIAM CANNON DRIVE WEST CITY: AUSTIN STATE: TX ZIP: 78735 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-12 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001296307 Fink Franz 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 1 0 0 Chief Executive Officer Common Stock 2017-05-12 4 M 0 10000 0.00 A 230027 D Common Stock 2017-05-12 4 M 0 12790 0.00 A 242817 D Common Stock 2017-05-12 4 M 0 23113 0.00 A 265930 D Restricted Stock Units 0.00 2017-05-12 4 M 0 10000 D Common Stock 10000 10000 D Restricted Stock Units 0.00 2017-05-12 4 M 0 12790 D Common Stock 12790 25580 D Restricted Stock Units 0.00 2017-05-12 4 M 0 23113 D Common Stock 23113 69337 D These units do not carry a conversion price. Award vests in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date. These units do not expire. Sabrina Randolph - Attorney in Fact 2017-05-16