0001209191-16-148399.txt : 20161104
0001209191-16-148399.hdr.sgml : 20161104
20161104160359
ACCESSION NUMBER: 0001209191-16-148399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161102
FILED AS OF DATE: 20161104
DATE AS OF CHANGE: 20161104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fink Franz
CENTRAL INDEX KEY: 0001296307
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 161975199
MAIL ADDRESS:
STREET 1: C/O FREESCALE SEMICONDUCTOR, INC.
STREET 2: 6501 WILLIAM CANNON DRIVE WEST
CITY: AUSTIN
STATE: TX
ZIP: 78735
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-02
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001296307
Fink Franz
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
1
1
0
0
Chief Executive Officer
Common Stock
2016-11-02
4
M
0
15254
0.00
A
218044
D
Restricted Stock Units
0.00
2016-11-02
4
M
0
15254
0.00
D
Common Stock
15254
30970
D
These units do not carry a conversion price.
This award represents restricted stock units with vesting subject to the achievement of Company performance targets. 33% of the award vested upon achievement of the first performance condition on November 2, 2016. The vesting of the remaining 67% of the award is subject to the achievement of a performance condition by December 31, 2019. Depending on the level of performance actually achieved, the number of shares that may vest under this grant will vary. The amount included in the table above represents the maximum number of shares that could vest under the grant.
These units were received as a grant or award for no consideration.
Sabrina Randolph, by Power of Attorney
2016-11-04