0001209191-16-091898.txt : 20160119
0001209191-16-091898.hdr.sgml : 20160118
20160119075832
ACCESSION NUMBER: 0001209191-16-091898
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160119
DATE AS OF CHANGE: 20160119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMPHREY CHRISTOPHER
CENTRAL INDEX KEY: 0001272855
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 161346986
MAIL ADDRESS:
STREET 1: 15353 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-15
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001272855
HUMPHREY CHRISTOPHER
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
0
1
0
0
VP of Marketing and Bus. Dev.
Restricted Stock Units
2016-01-15
4
A
0
17720
A
Common Stock
17720
17720
D
Market Stock Units
2016-01-15
4
A
0
35440
A
Common Stock
35440
35440
D
Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
Award vests in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
These units were received as a grant or award for no consideration.
Each market stock unit represents a right to receive one share of the Issuer's common stock.
This award represents market stock units with vesting based on performance of the Company's common stock compared to the Nasdaq Composite Index over overlapping performance periods of up to three years. Depending on the level of performance actually achieved, the number of shares that may vest under this award will vary. The number of shares included in the table above represents the maximum number that could vest under the award.
Sabrina Randolph, Attorney-in-fact
2016-01-19