0001209191-15-078537.txt : 20151104 0001209191-15-078537.hdr.sgml : 20151104 20151104185853 ACCESSION NUMBER: 0001209191-15-078537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMPHREY CHRISTOPHER CENTRAL INDEX KEY: 0001272855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 151198385 MAIL ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-02 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001272855 HUMPHREY CHRISTOPHER 3888 CALLE FORTUNADA SAN DIEGO CA 92123 0 1 0 0 VP of Marketing and Bus. Dev. Common Stock 2015-11-02 4 M 0 3750 0.00 A 5180 D Common Stock 2015-11-02 4 S 0 1396 6.1402 D 3784 D Restricted Stock Units 0.00 2015-11-02 4 M 0 3750 D Common Stock 3750 7500 D These units do not carry a conversion price. These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award. Award vests in in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date. These units do not expire. Sabrina Randolph, Attorney in Fact 2015-11-04