0001209191-15-027253.txt : 20150317 0001209191-15-027253.hdr.sgml : 20150317 20150317185358 ACCESSION NUMBER: 0001209191-15-027253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUMPHREY CHRISTOPHER CENTRAL INDEX KEY: 0001272855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 15708324 MAIL ADDRESS: STREET 1: 15353 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-13 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001272855 HUMPHREY CHRISTOPHER 3888 CALLE FORTUNADA SAN DIEGO CA 92123 0 1 0 0 VP of Marketing and Bus. Dev. Employee Stock Option (Right to Buy) 7.33 2015-03-13 4 A 0 18063 0.00 A 2025-03-13 Common Stock 18063 18063 D Restricted Stock Units 2015-03-13 4 A 0 9413 0.00 A Common Stock 9413 9413 D Restricted Stock Units 2015-03-13 4 A 0 25102 0.00 A Common S 25102 25102 D Option becomes exercisable in annual installments over 4 years as long as holder remains in service to the Company. These units were received as a grant or award for no consideration. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock. Award vests in in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date. This acquisition represents a restricted stock unit with vesting subject to the achievement of Company performance targets by December 31, 2017. Depending on the level of performance actually achieved, the number of shares that may vest under this grant will vary. The amount included in the table above represents the maximum number of shares that could vest under the grant. Kevin S. Royal - Attorney in Fact 2015-03-17