0001209191-15-027253.txt : 20150317
0001209191-15-027253.hdr.sgml : 20150317
20150317185358
ACCESSION NUMBER: 0001209191-15-027253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150313
FILED AS OF DATE: 20150317
DATE AS OF CHANGE: 20150317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUMPHREY CHRISTOPHER
CENTRAL INDEX KEY: 0001272855
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 15708324
MAIL ADDRESS:
STREET 1: 15353 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-13
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001272855
HUMPHREY CHRISTOPHER
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
0
1
0
0
VP of Marketing and Bus. Dev.
Employee Stock Option (Right to Buy)
7.33
2015-03-13
4
A
0
18063
0.00
A
2025-03-13
Common Stock
18063
18063
D
Restricted Stock Units
2015-03-13
4
A
0
9413
0.00
A
Common Stock
9413
9413
D
Restricted Stock Units
2015-03-13
4
A
0
25102
0.00
A
Common S
25102
25102
D
Option becomes exercisable in annual installments over 4 years as long as holder remains in service to the Company.
These units were received as a grant or award for no consideration.
Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock.
Award vests in in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
This acquisition represents a restricted stock unit with vesting subject to the achievement of Company performance targets by December 31, 2017. Depending on the level of performance actually achieved, the number of shares that may vest under this grant will vary. The amount included in the table above represents the maximum number of shares that could vest under the grant.
Kevin S. Royal - Attorney in Fact
2015-03-17