0001209191-15-014835.txt : 20150218 0001209191-15-014835.hdr.sgml : 20150216 20150217191939 ACCESSION NUMBER: 0001209191-15-014835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150217 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORTES JOSE CENTRAL INDEX KEY: 0001212364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 15625222 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES INC STREET 2: 4244 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-17 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001212364 CORTES JOSE 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Common Stock 2015-02-17 4 M 0 9413 A 50335 D Common Stock 726419 I By Montena S.A. Common Stock 5000 I By Mother-in-Law Restricted Stock Units 2015-02-17 4 M 0 9413 D Common Stock 9413 0 D These units do not carry a conversion price. Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock. The RSUs vest in full one year from the grant date as long as the holder remains in service to the Company. These units do not expire. Kevin S. Royal - Attorney in Fact 2015-02-17