0001181431-14-019647.txt : 20140514 0001181431-14-019647.hdr.sgml : 20140514 20140514193604 ACCESSION NUMBER: 0001181431-14-019647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140512 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORTES JOSE CENTRAL INDEX KEY: 0001212364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 14843313 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES INC STREET 2: 4244 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 rrd409122.xml 5/12/14 STOCK SALE X0306 4 2014-05-12 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001212364 CORTES JOSE 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Common Stock 2014-05-12 4 S 0 25000 15.7603 D 997124 I By Montena S.A. Common Stock 2014-05-12 4 S 0 50000 15.8567 D 947124 I By Montena S.A. Common Stock 2014-05-12 4 S 0 9000 15.9513 D 938124 I By Montena S.A. Common Stock 40922 D Common Stock 5000 I By Mother-in-Law Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein. Kevin S. Royal - Attorney in Fact 2014-05-14