0001181431-14-018288.txt : 20140507 0001181431-14-018288.hdr.sgml : 20140507 20140507162732 ACCESSION NUMBER: 0001181431-14-018288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140505 FILED AS OF DATE: 20140507 DATE AS OF CHANGE: 20140507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARWICK JOHN CENTRAL INDEX KEY: 0001217629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 14821359 MAIL ADDRESS: STREET 1: EMULEX CORPORATION STREET 2: 3333 SUSAN STREET CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 rrd408691.xml 2014 COMPENSATION COMMITTEE AWARDS X0306 4 2014-05-05 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001217629 WARWICK JOHN 3888 CALLE FORTUNADA SAN DIEGO CA 92123 0 1 0 0 Chief Operating Officer Restricted Stock Units 2014-05-05 4 A 0 20000 A Common Stock 20000 20000 D Restricted Stock Units 2014-05-05 4 A 0 15000 A Common Stock 15000 15000 D Each Restricted Stock Unit (RSU) represents a right to receive one share of Issuer's common stock. Award vests upon Company's Common Stock having a closing price per share of at least $30 for a period of sixty consecutive business days during the period from May 5, 2015 through April 30, 2017 subject to continued employment through April 30, 2017. These units were received as a grant or award for no consideration. Award vests in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date. John Warwick 2014-05-07