0001181431-14-018288.txt : 20140507
0001181431-14-018288.hdr.sgml : 20140507
20140507162732
ACCESSION NUMBER: 0001181431-14-018288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140505
FILED AS OF DATE: 20140507
DATE AS OF CHANGE: 20140507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARWICK JOHN
CENTRAL INDEX KEY: 0001217629
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 14821359
MAIL ADDRESS:
STREET 1: EMULEX CORPORATION
STREET 2: 3333 SUSAN STREET
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
rrd408691.xml
2014 COMPENSATION COMMITTEE AWARDS
X0306
4
2014-05-05
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001217629
WARWICK JOHN
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
0
1
0
0
Chief Operating Officer
Restricted Stock Units
2014-05-05
4
A
0
20000
A
Common Stock
20000
20000
D
Restricted Stock Units
2014-05-05
4
A
0
15000
A
Common Stock
15000
15000
D
Each Restricted Stock Unit (RSU) represents a right to receive one share of Issuer's common stock.
Award vests upon Company's Common Stock having a closing price per share of at least $30 for a period of sixty consecutive business days during the period from May 5, 2015 through April 30, 2017 subject to continued employment through April 30, 2017.
These units were received as a grant or award for no consideration.
Award vests in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
John Warwick
2014-05-07