0001181431-14-017855.txt : 20140505 0001181431-14-017855.hdr.sgml : 20140505 20140505124511 ACCESSION NUMBER: 0001181431-14-017855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140501 FILED AS OF DATE: 20140505 DATE AS OF CHANGE: 20140505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fink Franz CENTRAL INDEX KEY: 0001296307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 14812371 MAIL ADDRESS: STREET 1: C/O FREESCALE SEMICONDUCTOR, INC. STREET 2: 6501 WILLIAM CANNON DRIVE WEST CITY: AUSTIN STATE: TX ZIP: 78735 4 1 rrd408198.xml INITIAL FORM 4 X0306 4 2014-05-01 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001296307 Fink Franz 3888 CALLE FORTUNADA SAN DIEGO CA 92123 0 1 0 0 President and CEO Restricted Stock Units 2014-05-01 4 A 0 40000 0 A Common Stock 40000 40000 D Restricted Stock Units 2014-05-01 4 A 0 50000 0 A Common Stock 50000 50000 D Each Restricted Stock Unit (RSU) represents a right to receive one share of Issuer's common stock. Award vests in annual installments over 4 years as long as holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date. These units were received as a grant or award for no consideration. Award vests upon Issuer's Common Stock having a closing price per share of at least $30 for a period of sixty consecutive business days during the period from May 1, 2015 through April 30, 2017 and subject to continued employment through April 30, 2017. Franz Fink 2014-05-02