0001181431-14-009559.txt : 20140226 0001181431-14-009559.hdr.sgml : 20140226 20140226191808 ACCESSION NUMBER: 0001181431-14-009559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140208 FILED AS OF DATE: 20140226 DATE AS OF CHANGE: 20140226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL KEVIN CENTRAL INDEX KEY: 0001185726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 14646321 4 1 rrd403917.xml KEVIN ROYAL - SALE OF SHARES TO COVER TAXES 2/8/2014 AND 2/24/2014 X0306 4 2014-02-08 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001185726 ROYAL KEVIN 3888 CALLE FORTUNADA SAN DIEGO CA 92123 0 1 0 0 SVP, CFO, & Treasurer Common Stock 2014-02-08 4 S 0 788 8.75 D 88311 D Common Stock 2014-02-24 4 S 0 696 8.69 D 80499 D Common Stock 2014-02-24 4 S 0 1271 8.69 D 79228 D These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award. Kevin Royal 2014-02-26