0001181431-14-007061.txt : 20140214 0001181431-14-007061.hdr.sgml : 20140214 20140214162033 ACCESSION NUMBER: 0001181431-14-007061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140212 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL KEVIN CENTRAL INDEX KEY: 0001185726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 14616841 4 1 rrd402567.xml KEVIN ROYAL - RESTRICTED STOCK CANCELLATION 2/12/2014 X0306 4 2014-02-12 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001185726 ROYAL KEVIN 9244 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP, CFO, & Treasurer Common Stock 2014-02-12 4 D 0 7116 0.00 D 81983 D This holder's restricted stock award performance-based milestones were not obtained within the award's designated time to achieve the milestones, and the shares are being returned. Kevin Royal 2014-02-14