0001181431-13-045132.txt : 20130815 0001181431-13-045132.hdr.sgml : 20130815 20130815192302 ACCESSION NUMBER: 0001181431-13-045132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130815 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schramm David CENTRAL INDEX KEY: 0001407336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 131043542 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES, INC. STREET 2: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 4 1 rrd388394.xml DAVID SCHRAMM - SALE OF SHARES TO COVER TAXES 8/15/13 X0306 4 2013-08-15 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001407336 Schramm David C/O MAXWELL TECHNOLOGIES, INC. 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 1 0 0 CEO and President Common Stock 2013-08-15 4 S 0 1689 9.2743 D 178643 D Common Stock 142789 I By Schramm Familiy Trust Common Stock 12800 I By IRA Common Stock 600 I By Wife's IRA The reported securities are owned directly by Schramm Family Trust and indirectly by David Schramm. These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award. David Schramm 2013-08-15