0001181431-13-045131.txt : 20130815 0001181431-13-045131.hdr.sgml : 20130815 20130815192141 ACCESSION NUMBER: 0001181431-13-045131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLOTTERBECK DAVID L CENTRAL INDEX KEY: 0001214967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 131043540 MAIL ADDRESS: STREET 1: 10221 WATERIDGE CIRCLE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 rrd388388.xml DAVID SCHLOTTERBECK RESTRICTED STOCK UNIT GRANT - 8/13/13 X0306 4 2013-08-13 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001214967 SCHLOTTERBECK DAVID L 3888 CALLE FORTUNADA SAN DIEGO CA 92123 1 0 0 0 Restricted Stock Units 0 2013-08-13 4 A 0 12978 0 D Common Stock 12977 12978 D Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock. The RSUs vest in full on May 7, 2014, which is one year from the recipient's commencement of services as a Board Member, as long as the holder remains in service to the Company. These units do not expire. David Schlotterbeck 2013-08-15