0001181431-13-045130.txt : 20130815
0001181431-13-045130.hdr.sgml : 20130815
20130815192107
ACCESSION NUMBER: 0001181431-13-045130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130813
FILED AS OF DATE: 20130815
DATE AS OF CHANGE: 20130815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 3888 CALLE FORTUNADA
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARWICK JOHN
CENTRAL INDEX KEY: 0001217629
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 131043537
MAIL ADDRESS:
STREET 1: EMULEX CORPORATION
STREET 2: 3333 SUSAN STREET
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
rrd388381.xml
JOHN WARWICK - STOCK OPTION AND RESTRICTED STOCK AWARD GRANT - 8/13/13
X0306
4
2013-08-13
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001217629
WARWICK JOHN
3888 CALLE FORTUNADA
SAN DIEGO
CA
92123
0
1
0
0
Chief Operating Officer
Common Stock
2013-08-13
4
A
0
31250
0
A
31250
D
Common Stock
2013-08-13
4
A
0
62500
0
A
93750
D
Employee Stock Option (Right to Buy)
6.80
2013-06-17
4
A
0
75000
0
D
2023-06-17
Common Stock
75000
75000
D
This acquisition represents a restricted stock award which will vest in annual installments over 4 years beginning with the commencement of employment, as long as the holder remains in service to the Company.
This acquisition represents a restricted stock award with vesting subject to the achievement of Company performance targets by December 31, 2015. Depending on the level of performance actually achieved, the number of shares that may vest under this award will vary. The amount included in the table above represents the maximum number of shares that could vest under the award.
Option becomes exercisable in four equal annual installments following the date of grant.
John Warwick
2013-08-15