0001181431-13-010163.txt : 20130219 0001181431-13-010163.hdr.sgml : 20130219 20130215164002 ACCESSION NUMBER: 0001181431-13-010163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130213 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrews Van M. CENTRAL INDEX KEY: 0001504064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 13620178 MAIL ADDRESS: STREET 1: 5271 VIEWRIDGE COURT STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd370523.xml VAN ANDREWS FORM 4 - RS GRANT 02/13/2013 X0306 4 2013-02-13 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001504064 Andrews Van M. 5271 VIEWRIDGE COURT SUITE 100 SAN DIEGO CA 92123 0 1 0 0 SVP, Sales & Marketing Common Stock 2013-02-13 4 A 0 11790 0 A 33009 D Common Stock 2013-02-13 4 A 0 23580 0 A 56589 D This acquisition represents a restricted stock award which will vest in annual installments over 4 years, as long as the holder remains in service to the Company. This acquisition represents a restricted stock award with vesting subject to the achievement of Company performance targets by December 31, 2015. Depending on the level of performance actually achieved, the number of shares that may vest under this award will vary. The amount included in the table above represents the maximum number of shares that may vest under the award. Van M. Andrews 2013-02-15