0001181431-13-010151.txt : 20130219 0001181431-13-010151.hdr.sgml : 20130219 20130215163428 ACCESSION NUMBER: 0001181431-13-010151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130214 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORTES JOSE CENTRAL INDEX KEY: 0001212364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 13620106 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES INC STREET 2: 4244 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd370514.xml JOSE CORTES - RESTRICTED STOCK UNIT AWARD 02/14/13 X0306 4 2013-02-14 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001212364 CORTES JOSE 9244 BALBOA AVENUE SAN DIEGO CA 92123 1 0 0 0 Restricted Stock Units 2013-02-14 4 A 0 8088 0 A Common Stock 8088 8088 D Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock. The RSUs vest in full one year from the grant date as long as the holder remains in service to the Company. These units do not expire. These units do not carry a conversion price. Kevin S. Royal - Attorney in Fact 2013-02-15