0001181431-13-008379.txt : 20130211 0001181431-13-008379.hdr.sgml : 20130211 20130211192026 ACCESSION NUMBER: 0001181431-13-008379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130208 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORTES JOSE CENTRAL INDEX KEY: 0001212364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 13593824 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES INC STREET 2: 4244 BALBOA AVE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd369745.xml JOSE CORTES - RESTRICTED STOCK UNITS RELEASE 2/8/2013 X0306 4 2013-02-08 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001212364 CORTES JOSE 9244 BALBOA AVENUE SAN DIEGO CA 92123 1 0 0 0 Common Stock 2013-02-08 4 M 0 2906 0 A 32570 D Common Stock 1213824 I By Montena, S.A. Common Stock 5000 I By Mother-in-Law Restricted Stock Units 2013-02-08 4 M 0 2906 0 D 2013-02-08 Common Stock 2906 0 D Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein. Each Restricted Stock Units (RSU) represents a right to receive one share of the Issuer's common stock. These units do not expire. These units do not carry a conversion price. Kevin S. Royal - Attorney in Fact 2013-02-11