0001181431-12-056885.txt : 20121106
0001181431-12-056885.hdr.sgml : 20121106
20121106115624
ACCESSION NUMBER: 0001181431-12-056885
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121102
FILED AS OF DATE: 20121106
DATE AS OF CHANGE: 20121106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CORTES JOSE
CENTRAL INDEX KEY: 0001212364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 121182289
MAIL ADDRESS:
STREET 1: C/O MAXWELL TECHNOLOGIES INC
STREET 2: 4244 BALBOA AVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9244 BALBOA AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 9244 BALBOA AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd359497.xml
JOSE CORTES - MONTENA LTD. COMMON STOCK PURCHASE 11/2 & 11/5 2012
X0306
4
2012-11-02
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001212364
CORTES JOSE
9244 BALBOA AVENUE
SAN DIEGO
CA
92123
1
0
0
0
Common Stock
2012-11-02
4
P
0
20400
6.2076
A
1168824
I
By Montena, S.A.
Common Stock
2012-11-05
4
P
0
37000
6.3165
A
1205824
I
By Motena, S.A.
Common Stock
29664
D
Common Stock
5000
I
By Mother-in-Law
Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
Kevin S. Royal - Attorney in Fact
2012-11-06