0001181431-12-045643.txt : 20120815 0001181431-12-045643.hdr.sgml : 20120815 20120815132846 ACCESSION NUMBER: 0001181431-12-045643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120815 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schramm David CENTRAL INDEX KEY: 0001407336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 121036469 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES, INC. STREET 2: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd353564.xml DAVID SCHRAMM FORM 4 - 8/15/12 ACQUISITION X0306 4 2012-08-15 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001407336 Schramm David C/O MAXWELL TECHNOLOGIES, INC. 5271 VIEWRIDGE COURT, SUITE 100 SAN DIEGO CA 92123 1 1 0 0 CEO and President Common Stock 78975 D Common Stock 142789 I By Schramm Family Trust Common Stock 2012-08-15 4 P 0 10000 7.73 A 12800 I By IRA Common Stock 600 I By Wife's IRA The reported securities are owned directly by Schramm Family Trust and indirectly by David Schramm. David J. Schramm 2012-08-15