0001181431-12-009998.txt : 20120217
0001181431-12-009998.hdr.sgml : 20120217
20120217170638
ACCESSION NUMBER: 0001181431-12-009998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schramm David
CENTRAL INDEX KEY: 0001407336
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15477
FILM NUMBER: 12623548
MAIL ADDRESS:
STREET 1: C/O MAXWELL TECHNOLOGIES, INC.
STREET 2: 9244 BALBOA AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000319815
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 952390133
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9244 BALBOA AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
BUSINESS PHONE: 858-503-3300
MAIL ADDRESS:
STREET 1: 9244 BALBOA AVENUE
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
FORMER COMPANY:
FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19920703
4
1
rrd334833.xml
DAVID SCHRAMM FORM 4 - RESTRICTED STOCK CANCELLATION 2-15-2012
X0304
4
2012-02-15
0
0000319815
MAXWELL TECHNOLOGIES INC
MXWL
0001407336
Schramm David
C/O MAXWELL TECHNOLOGIES, INC.
5271 VIEWRIDGE COURT, SUITE 100
SAN DIEGO
CA
92123
1
1
0
0
CEO and President
Common Stock
2012-02-15
4
D
0
10000
0
D
78975
D
Common Stock
132449
I
By Schramm Family Trust
Common Stock
2800
I
By IRA
Common Stock
600
I
By Wife's IRA
The reported securities are owned directly by Schramm Family Trust and indirectly by David Schramm.
The holder forfeited shares under a restricted stock award due to performance criteria not being achieved within the timeframe specified in the original award.
David J. Schramm
2012-02-17