0001181431-12-007484.txt : 20120209 0001181431-12-007484.hdr.sgml : 20120209 20120209184952 ACCESSION NUMBER: 0001181431-12-007484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120207 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL KEVIN CENTRAL INDEX KEY: 0001185726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 12588852 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd333432.xml KEVIN ROYAL FORM 4 - GRANT FEBRUARY 7, 2012 X0304 4 2012-02-07 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001185726 ROYAL KEVIN 9244 BALBOA AVENUE SAN DIEGO CA 92123 0 1 0 0 SVP, CFO, & Treasurer Common Stock 2012-02-07 4 A 0 15046 0 A 53777 D Common Stock 2012-02-08 4 F 0 745 20.65 D 53032 D This acquisition represents a restricted stock award subject to both service-based and performance-based vesting criteria. The Company instructed its third party broker to sell these shares in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award. Kevin Royal 2012-02-09