0001181431-11-025446.txt : 20110426 0001181431-11-025446.hdr.sgml : 20110426 20110426161444 ACCESSION NUMBER: 0001181431-11-025446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110425 FILED AS OF DATE: 20110426 DATE AS OF CHANGE: 20110426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schramm David CENTRAL INDEX KEY: 0001407336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 11780273 MAIL ADDRESS: STREET 1: C/O MAXWELL TECHNOLOGIES, INC. STREET 2: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd306897.xml DAVID SCHRAMM - RESTRICTED STOCK RELEASE 4/25/2011 X0303 4 2011-04-25 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001407336 Schramm David C/O MAXWELL TECHNOLOGIES, INC. 9244 BALBOA AVENUE SAN DIEGO CA 92123 1 1 0 0 CEO and President Common Stock 2011-04-25 4 F 0 2292 18.32 D 56473 D Common Stock 131949 I By Schramm Family Trust Common Stock 800 I By IRA Common Stock 600 I By Wife's IRA These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the release of the holders' restricted stock award. These shares retained by the Company are retired and the amount was not excess of the amount of the tax liability. The reported securities are owned directly by Schramm Family Trust and indirectly by David Schramm. David J. Schramm 2011-04-25