-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJh68WaICkqrqYhTS2JwKv827DEXZG1JaLhMxfGGCS6LftsG1VWl2VMHpFG9/n0j zZlZOa11h8Fr2rqctLHrzg== 0001181431-10-001114.txt : 20100105 0001181431-10-001114.hdr.sgml : 20100105 20100105162950 ACCESSION NUMBER: 0001181431-10-001114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSI MARK CENTRAL INDEX KEY: 0001201624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 10507210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd261734.xml MARK ROSSI RESTRICTED STOCK UNIT 12/31/2009 X0303 4 2009-12-31 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001201624 ROSSI MARK 9244 BALBOA AVENUE SAN DIEGO 92123 1 0 0 0 Restricted Stock Units 2009-12-31 4 A 0 350 0 A Common Stock 350 2040 D Each Restricted Stock Units (RSU) represents a right to receive one share of the Issuer's common stock. These RSU shares fully vest on date of grant. Common stock will be delivered for these RSU at the earliest to occur: a.) February 15, 2010 b.) 60 days after termination of service c.) the occurrence of a change of control. These units do not expire. These units do not carry a conversion price. Kevin S. Royal - Attorney in Fact 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----