-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HB0ZOcO75RMK4BTHXvp2UtDhhXZkD2twUNgupqIh5f2Wp54bSX70/nLbL5J24b9H cWjylcGPxV5OxHivUs1U5A== 0001181431-09-046389.txt : 20091002 0001181431-09-046389.hdr.sgml : 20091002 20091002161456 ACCESSION NUMBER: 0001181431-09-046389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091002 DATE AS OF CHANGE: 20091002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWSMON ROGER L CENTRAL INDEX KEY: 0001242269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 091102597 MAIL ADDRESS: STREET 1: 3125 MYERS STREET CITY: RIVERSIDE STATE: CA ZIP: 92503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 9244 BALBOA AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd254043.xml ROGER L. HOWSMON RESTRICTED STOCK UNITS 9/30/2009 X0303 4 2009-09-30 0 0000319815 MAXWELL TECHNOLOGIES INC MXWL 0001242269 HOWSMON ROGER L 9244 BALBOA AVENUE SAN DIEGO CA 92123 1 0 0 0 Restricted Stock Units 2009-09-30 4 A 0 339 0 A Common Stock 339 1690 D Each Restricted Stock Units (RSU) represents a right to receive one share of the Issuer's common stock. These RSU shares fully vest on date of grant. Common stock will be delivered for these RSU at the earliest to occur: a.) February 15, 2010 b.) 60 days after termination of service c.) the occurrence of a change of control. These units do not expire. These units do not carry a conversion price. Kevin S. Royal - Attorney in Fact 2009-10-02 -----END PRIVACY-ENHANCED MESSAGE-----