<SEC-DOCUMENT>0000319815-17-000019-index.html : 20170410 <SEC-HEADER>0000319815-17-000019.hdr.sgml : 20170410 <ACCEPTANCE-DATETIME>20170410165548 ACCESSION NUMBER: 0000319815-17-000019 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20170410 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000319815 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 952390133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15477 FILM NUMBER: 17754046 BUSINESS ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-503-3300 MAIL ADDRESS: STREET 1: 3888 CALLE FORTUNADA CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MAXWELL LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>mxwl0410178kitems101302701.htm <DESCRIPTION>8-K SDIC AND VIEX AGREEMENTS <TEXT> Document 1 - file: mxwl0410178kitems101302701.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>mxwlex101stockpurchaseagre.htm <DESCRIPTION>EXHIBIT 10.1 SDIC AGREEMENT <TEXT> Document 2 - file: mxwlex101stockpurchaseagre.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>mxwlex102principalsharehol.htm <DESCRIPTION>EXHIBIT 10.2 PRINCIPAL SHAREHOLDER AGREEMENT <TEXT> Document 3 - file: mxwlex102principalsharehol.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>mxwlex103registrationright.htm <DESCRIPTION>EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT <TEXT> Document 4 - file: mxwlex103registrationright.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>mxwl0410178kex104viexsettl.htm <DESCRIPTION>EXHIBIT 10.4 VIEX AGREEMENT <TEXT> Document 5 - file: mxwl0410178kex104viexsettl.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>6 <FILENAME>mxwl0410178kex991sdicpress.htm <DESCRIPTION>EXHIBIT 99.1 SDIC PRESS RELEASE <TEXT> Document 6 - file: mxwl0410178kex991sdicpress.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>7 <FILENAME>mxwl0410178kex992viexsettl.htm <DESCRIPTION>EXHIBIT 99.2 VIEX PRESS RELEASE <TEXT> Document 7 - file: mxwl0410178kex992viexsettl.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>maxwelllogoa11.jpg <TEXT> Document 8 - file: maxwelllogoa11.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>mxwl2017annualmeeting_image1.jpg <TEXT> Document 9 - file: mxwl2017annualmeeting_image1.jpg
</DOCUMENT> </SEC-DOCUMENT>