EX-1.02 2 exh101-conflictmineralsrep.htm EXHIBIT Exh 1.02 - Conflict Minerals Report (YE2013)


Exhibit 1.02

Maxwell Technologies, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2013
This Conflict Minerals Report (“Report”) for the year ended December 31, 2013 has been prepared in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”). Certain terms in this Report are defined in Rule 13p-1, and the reader is referred to this Rule and to Release No. 34-67716 issued by the Securities and Exchange Commission on August 22, 2012 for these definitions.
Conflict Minerals, as defined under Rule 13p-1, include tin, tantalum, tungsten or gold, or their derivatives. Maxwell Technologies, Inc. ("Maxwell" or the "Company") manufactures, or contracts to manufacture, the following High Reliability products containing Conflict Minerals necessary to the functionality or production of the products:
Ultracapacitors, which are energy storage devices providing highly reliable energy storage and power delivery solutions for applications in multiple industries, including transportation, automotive, information technology, renewable energy and industrial electronics;
High-Voltage Capacitors, including grading and coupling capacitors and capacitive voltage dividers that are used to ensure the safety and reliability of electric utility infrastructure and other applications involving transport, distribution and measurement of high-voltage electrical energy; and
Radiation-Hardened Microelectronic Products, including single board computers and components incorporating Maxwell’s proprietary technology that enables them to perform reliably in space.
In accordance with Rule 13p-1, Maxwell undertook due diligence to determine the source and chain of custody of Conflict Minerals necessary to the production or functionality of its products. In conducting its due diligence, Maxwell applied the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. The objective of this due diligence is to determine whether Conflict Minerals originated in the Democratic Republic of the Congo or an Adjoining Country (collectively defined as the “Covered Countries”), and if so, whether sourcing practices directly or indirectly financed or benefited Armed Groups in the Covered Countries. Under Rule 13p-1, “DRC conflict free” refers to products for which sourcing practices did not directly or indirectly finance or benefit Armed Groups in the Covered Countries. In this Report, Maxwell uses the term “conflict-free” more broadly to refer to suppliers, smelters and refiners that source Conflict Minerals without funding conflict as described above.
Maxwell exercised reasonable due diligence to determine the source and chain of custody of its Conflict Minerals in accordance with the OECD Due Diligence Guidance. These procedures included the following:
Formed a steering committee with executive leadership responsible for overseeing the Company’s compliance with Rule 13p-1, including the design and execution of a due diligence plan;
Established a Conflict Mineral Policy and published the policy on its publically-available internet site;
Determined in-scope suppliers of materials and components that contain or may contain Conflict Minerals and conducted supply chain surveys to assess the usage of Conflict Minerals and to identify the smelter and refiners of Conflict Minerals in the Company’s supply chain;
Reviewed and evaluated responses received from in-scope suppliers for completeness and reasonableness and conducted several rounds of follow up on incomplete responses;
Evaluated smelting and refining facilities identified in the Company’s supply chains for Conflict Minerals against the list of smelters and refiners that have been designated as “conflict-free” under the Conflict-Free Smelter Program sponsored by the Electronics Industry Citizen Coalition and the Global e-Sustainability Initiative ("EICC-GeSI"); and,
Assigned a risk score to each of its suppliers of Conflict Minerals based on mineral sourcing practices in order to determine corrective actions and further due diligence measures to be performed.
For the supply chain surveys described above, Maxwell conducted these surveys utilizing the Conflict Mineral Reporting Template developed by EICC-GeSI. All responses received from suppliers were reviewed and evaluated for reasonableness and completeness and all identified smelters and refiners were checked against the EICC-GeSI list of certified “conflict-free” smelters and refiners to determine whether the facility has been independently certified as “conflict-free”. To date, not all suppliers have responded to Maxwell’s survey, and for those suppliers which did respond, many responses were incomplete in that not all of the indirect suppliers underlying Maxwell’s direct suppliers have provided complete location of origin information for Conflict Minerals. Therefore, the source and chain of custody information for Conflict Minerals included in

1



Maxwell’s products is currently incomplete. Further, to date, very few smelters and refiners have been designated as “conflict-free” under the EICC-GeSI Conflict Free Smelter Program.
Below is a summary of the number of suppliers surveyed for each product line and the responses received to date:
For Ultracapacitor products, 83 suppliers were surveyed and approximately 93% of suppliers have provided a survey response.
For High-Voltage Capacitor products, 5 suppliers were surveyed and approximately 60% of suppliers have provided a survey response.
For Radiation-Hardened Microelectronic products, 74 suppliers were surveyed and approximately 51% of suppliers have provided a survey response.
Identified smelters and refiners and countries of origin for Conflict Minerals included in the Company’s products, to the extent known, are listed in attachment A to this Report.
For the 2014 compliance period, Maxwell plans to continue to execute due diligence measures to determine the source and chain of custody of its Conflict Minerals and to further mitigate the risk that its necessary Conflict Minerals fund conflict in the DRC. Specifically, Maxwell intends to focus on the following procedures:
Design risk mitigation measures for high risk suppliers and implement corrective action plans for these suppliers;
Consider the inclusion of contractual provisions within certain key supplier agreements requiring these suppliers to meet the standards in our Conflict Minerals Policy; and,
Conduct supply chain surveys on the source and chain of custody of Conflict Minerals for the 2014 compliance period with the objective of obtaining current sourcing information for 2014 and improving the completeness of source and chain of custody information for Conflict Minerals in the Company’s products.


2

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Gold
Aida Chemical Industries Co. Ltd.
 JAPAN
Gold
Allgemeine Gold- und Silberscheideanstalt A.G.
 GERMANY
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
 UZBEKISTAN
Gold
AngloGold Ashanti Mineração Ltda
 BRAZIL
Gold
Anhui Tongling non-ferrous Pioneer Metals Corporation
 CHINA
Gold
Argor-Heraeus SA
 SWITZERLAND
Gold
Asahi Pretec Corporation
 JAPAN
Gold
Asaka Riken Co., Ltd.
 JAPAN
Gold
Aurubis AG
 GERMANY
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 PHILIPPINES
Gold
Caridad
 MEXICO
Gold
Chimet SpA
 ITALY
Gold
China Gold International Resources Corp. Ltd.
 CHINA
Gold
Chugai Mining
 JAPAN
Gold
Codelco
 CHILE
Gold
Cookson Sempsa
 SPAIN
Gold
Daejin Indus Co. Ltd
 KOREA, REPUBLIC OF
Gold
DaeryongENC
 KOREA, REPUBLIC OF
Gold
Daeryoung E&C
 KOREA, REPUBLIC OF
Gold
Do Sung Corporation
 KOREA, REPUBLIC OF
Gold
Dongguan Standard Electronic Material.Co., Ltd.
 CHINA
Gold
Dosung Metal
 KOREA, REPUBLIC OF
Gold
Dowa
 JAPAN
Gold
Echememi Enterprise Corp. (Futures Exchange)
 CHINA
Gold
Eco-System Recycling Co., Ltd.
 JAPAN
Gold
FSE Novosibirsk Refinery
 RUSSIAN FEDERATION
Gold
Guangdong MingFa Precious Metal Co., Ltd.
 CHINA
Gold
Harmony Gold Refinery
 SOUTH AFRICA
Gold
Heimerle + Meule GmbH
 GERMANY
Gold
Heraeus Group
 UNITED STATES
Gold
Heraeus Ltd Hong Kong
 HONG KONG
Gold
Heraeus Precious Metals GmbH & Co. KG
 GERMANY
Gold
Heraeus USA
 UNITED STATES
Gold
Heraeus(zhaoyuan)Metal Materials Co., Ltd.
 CHINA
Gold
HMG
 GERMANY
Gold
Hwasung CJ Co., Ltd.
 KOREA, REPUBLIC OF
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
 CHINA
Gold
Ishifuku Metal Industry Co., Ltd.
 JAPAN
Gold
Japan Mint
 JAPAN
Gold
Jean Goldschmidt International
 BELGIUM
Gold
Jiangxi Copper Company Limited
 CHINA
Gold
JinBao Electronic Co., Ltd.
 CHINA
Gold
Johnson Matthey Inc
 UNITED STATES
Gold
Johnson Matthey Limited
 CANADA
Gold
JX Nippon Mining & Metals Co., Ltd.
 JAPAN

1

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Gold
Kennecott Utah Copper
 UNITED STATES
Gold
Kojima Chemicals Co., Ltd.
 JAPAN
Gold
Korea Metal Co., Ltd.
 KOREA, REPUBLIC OF
Gold
Kunshan Jinli Chemical Industry Reagents Co., Ltd.
 CHINA
Gold
La Caridad
 MEXICO
Gold
LingbaoJinyuan Tonghui
 CHINA
Gold
LS-Nikko Copper Inc
 KOREA, REPUBLIC OF
Gold
Materion
 UNITED STATES
Gold
Materion Advanced Metals
 UNITED STATES
Gold
Matsuda Sangyo Co., Ltd.
 JAPAN
Gold
Metalor Technologies (Hong Kong) Ltd.
 HONG KONG
Gold
Metalor Technologies SA
 SWITZERLAND
Gold
Metalor Technologies Singapore Pte. Ltd.
 SINGAPORE
Gold
Metalor USA Refining Corporation
 UNITED STATES
Gold
Mineração Taboca S.A.
 BRAZIL
Gold
Minsur
 PERU
Gold
Mitsubishi Materials Corporation
 JAPAN
Gold
Mitsui Mining & Smelting
 JAPAN
Gold
Mitsui Mining and Smelting Co., Ltd.
 JAPAN
Gold
MK electron
 KOREA, REPUBLIC OF
Gold
N.E. Chemcat Corporation
 JAPAN
Gold
Natsuda Sangyo Co., Ltd.
 JAPAN
Gold
Navoi Mining and Metallurgical Combinat
 UZBEKISTAN
Gold
Nihon Material Co., Ltd.
 JAPAN
Gold
Ningbo Kangqiang
 CHINA
Gold
Nippon Micrometal Corporation
 JAPAN
Gold
Ohio Precious Metals
 UNITED STATES
Gold
Pan Pacific Copper Co., Ltd.
 JAPAN
Gold
PT Timah
 INDONESIA
Gold
Rand Refinery (Pty) Ltd.
 SOUTH AFRICA
Gold
Realized the Enterprise Co., Ltd.
 CHINA
Gold
Royal Canadian Mint
 CANADA
Gold
Sabin Metal Corp.
 UNITED STATES
Gold
Samwon Metals Corp.
 KOREA, REPUBLIC OF
Gold
Sanmenxia Hang Seng Science and Technology, Research and Development Co., Ltd.
 CHINA
Gold
Scotia Mocatta
 HONG KONG
Gold
Sempsa Joyeria Plateria SA
 SPAIN
Gold
Shandong Gold Mining Co., Ltd.
 CHINA
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 CHINA
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 CHINA
Gold
Shang Hai Gold Trader
 CHINA
Gold
Shanghai Gold Exchange
 CHINA
Gold
Shenzhen Tiancheng Chemical Co., Ltd.
 CHINA
Gold
So Accurate Group, Inc.
 UNITED STATES
Gold
Sojitz
 JAPAN

2

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Gold
Solar Applied Materials Technology Corp.
 TAIWAN
Gold
Standard Bank
 HONG KONG
Gold
Sumisho
 JAPAN
Gold
Sumitomo Metal Mining Co., Ltd.
 JAPAN
Gold
Suzhou Xingrui Noble
 CHINA
Gold
Tai zhou chang san Jiao electron Co., Ltd.
 CHINA
Gold
Tanaka Kikinzoku Group
 TAIWAN
Gold
Tanaka Kikinzoku Kogyo K.K.
 JAPAN
Gold
Technic Inc.
 UNITED STATES
Gold
The Great Wall Gold and Silver Refinery of China
 CHINA
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
 CHINA
Gold
Tokuriki Honten Co. Ltd
 JAPAN
Gold
TongLing Nonferrous Metals Group Holdings Co., Ltd.
 CHINA
Gold
Torecom
 KOREA, REPUBLIC OF
Gold
Umicore SA Business Unit Precious Metals Refining
 BELGIUM
Gold
United Precious Metal Refining, Inc.
 UNITED STATES
Gold
Valcambi SA
 SWITZERLAND
Gold
Western Australian Mint trading as The Perth Mint
 AUSTRALIA
Gold
Williams/ Williams Brewster
 UNITED STATES
Gold
Xiamen Tungsten Co., Ltd.
 CHINA
Gold
Xstrata Canada Corporation
 CANADA
Gold
Yamamoto Precious Metal Co., Ltd.
 JAPAN
Gold
Yantai Zhaojin Kanfort Precious Metals Incorporated Company
 CHINA
Gold
Yokohama Metal Co., Ltd.
 JAPAN
Gold
Yunnan Chengfeng
 CHINA
Gold
Yunnan Tin Company Limited
 CHINA
Gold
Zhao Yuan Gold Smelter of ZhongJin Gold Corporation
 CHINA
Gold
Zhaojin Gold & Silver Refinery Co., Ltd.
 CHINA
Gold
Zhaojin refining
 CHINA
Gold
Zhaoyuan Gold mine
 CHINA
Gold
Zhongshan Public Security Bureau
 CHINA
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
 CHINA
Gold
Zijin Mining Group Co., Ltd.
 CHINA
Tantalum
Changsha Southern
 CHINA
Tantalum
Conghua Tantalum and Niobium Smeltry
 CHINA
Tantalum
Duoluoshan
 CHINA
Tantalum
Exotech Inc.
 UNITED STATES
Tantalum
F&X
 BRAZIL
Tantalum
F&X
 CHINA
Tantalum
Gannon & Scott
 UNITED STATES
Tantalum
Global Advanced Metals
 ETHIOPIA
Tantalum
Global Advanced Metals
 UNITED STATES
Tantalum
H.C. Starck GmbH
 GERMANY
Tantalum
H.C. Strack Ltd.
 JAPAN
Tantalum
Hi-Temp
 UNITED STATES

3

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Tantalum
Jiujiang Jinxin Nonferous Metals Co., Ltd.
 CHINA
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 CHINA
Tantalum
Kemet Blue Metals
 MEXICO
Tantalum
Kemet Blue Powder
 UNITED STATES
Tantalum
Mitsui Mining & Smelting
 JAPAN
Tantalum
Mitsui Mining and Smelting Co., Ltd.
 JAPAN
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
 CHINA
Tantalum
Plansee
 AUSTRIA
Tantalum
RFH
 CHINA
Tantalum
Solikamsk
 RUSSIAN FEDERATION
Tantalum
Solikamsk Metal Works
 RUSSIAN FEDERATION
Tantalum
Telex
 UNITED STATES
Tantalum
Ulba
 KAZAKHSTAN
Tantalum
Xiamen Tungsten Co., Ltd.
 CHINA
Tantalum
Zhuzhou Cement Carbide
 CHINA
Tin
5N PLUS
 GERMANY
Tin
AIM
 CANADA
Tin
Amalgamated Metals Corporation
 UNITED KINGDOM
Tin
American Iron and Metal
 CANADA
Tin
An Xin Xuan Xin Yue You Se Jin Shu Co., Ltd.
 CHINA
Tin
Aoki Lab Ltd.
 CHINA
Tin
ATI Metalworking Products
 UNITED STATES
Tin
Balver Zinn Josef Jost GmbH & Co.KG
 GERMANY
Tin
Bangka
 INDONESIA
Tin
Best Metals
 BRAZIL
Tin
Butterworth Smelter
 MALAYSIA
Tin
CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda.
 BRAZIL
Tin
China Tin Smelter Co., Ltd.
 CHINA
Tin
CNMC (Guangxi) PGMA Co., Ltd.
 CHINA
Tin
Cookson
 UNITED STATES
Tin
Cookson Alpha Metals(Shenzhen)Co., Ltd.
 CHINA
Tin
Cooper Santa
 BRAZIL
Tin
Coopermetal - Cooperativa Metalúrgica de Rondônia Ltda.
 BRAZIL
Tin
CooperSanta
 BRAZIL
Tin
CV DS Jaya Abadi
 INDONESIA
Tin
CV Duta Putra Bangka
 INDONESIA
Tin
CV JusTindo
 INDONESIA
Tin
CV Makmur Jaya
 INDONESIA
Tin
CV Nurjanah
 INDONESIA
Tin
CV Prima Timah Utama
 INDONESIA
Tin
CV Serumpun Sebalai
 INDONESIA
Tin
CV United Smelting
 INDONESIA
Tin
Daewoo International
 KOREA, REPUBLIC OF
Tin
Dongguan Pengchen Ltd. Co.
 CHINA
Tin
EM Vinto
 BOLIVIA

4

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Tin
Empresa Metalurgica Vinto
 BOLIVIA
Tin
Feinhuette
 GERMANY
Tin
Feinhütte Halsbrücke GmbH
 GERMANY
Tin
Fenix Metals
 POLAND
Tin
FSE Novosibirsk Refinery
 RUSSIAN FEDERATION
Tin
Funsur
 PERU
Tin
Geiju Non-Ferrous Metal Processing Co., Ltd.
 CHINA
Tin
Gejiu Zi-Li
 CHINA
Tin
Gold Bell Group
 CHINA
Tin
Heraeus Materials Technology GmbH&Co. KG
 GERMANY
Tin
Heraeus Precious Metals GmbH & Co. KG
 GERMANY
Tin
Huaxi Guangxi Group
 CHINA
Tin
Huichang Jin Shun Tin Industry Co., Ltd.
 CHINA
Tin
Huichang Jinshunda Tin Co., Ltd.
 CHINA
Tin
Huichang Shun Tin, Kam Industries, Ltd.
 CHINA
Tin
IBF IND Brasileira De Ferroligas Ltda.
 BRAZIL
Tin
Indonesian State Tin Corp
 INDONESIA
Tin
Indonesian State Tin Corporation
 INDONESIA
Tin
Indonesian Tin Ingot
 INDONESIA
Tin
Jean Goldschmidt International
 BELGIUM
Tin
Jiangxi Nanshan
 CHINA
Tin
Kihong T & G
 INDONESIA
Tin
Koki Japan
 JAPAN
Tin
Kovohute Pribram Nastupnicha, A.S.
 CZECH REPUBLIC
Tin
Kundur Smelter
 INDONESIA
Tin
Kupol
 RUSSIAN FEDERATION
Tin
LingbaoJinyuan tonghui
 CHINA
Tin
Linwu Xianggui Smelter Co.
 CHINA
Tin
Liuzhou China Tin
 CHINA
Tin
Malaysia Smelting Corporation (MSC)
 MALAYSIA
Tin
MCP Metal Specialist Inc.
 UNITED KINGDOM
Tin
Metallic Resources Inc.
 UNITED STATES
Tin
Metallo Chimique
 BELGIUM
Tin
Mineração Taboca S.A.
 BRAZIL
Tin
Ming Li Jia smelt Metal Factory
 CHINA
Tin
Minmetals Ganzhou Tin Co. Ltd.
 CHINA
Tin
Minsur
 PERU
Tin
Mitsubishi Materials Corporation
 JAPAN
Tin
Nankang Nanshan Tin Manufactory, Ltd.
 CHINA
Tin
Nathan Trotter & Co., Inc.
 UNITED STATES
Tin
Nghe Tin Non-Ferrous Metal
 VIETNAM
Tin
Nihon Kagaku Sangyo Co., Ltd.
 JAPAN
Tin
Nihon Superior Co., Ltd.
 JAPAN
Tin
Nippon Filler Metals Ltd.
 JAPAN
Tin
Novosibirsk Integrated Tin Works
 RUSSIAN FEDERATION

5

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Tin
OMSA
 BOLIVIA
Tin
Poongsan Corporation
 KOREA, REPUBLIC OF
Tin
PT Alam Lestari Kencana
 INDONESIA
Tin
PT Artha Cipta Langgeng
 INDONESIA
Tin
PT Babel Inti Perkasa
 INDONESIA
Tin
PT Babel Surya Alam Lestari
 INDONESIA
Tin
PT Bangka Kudai Tin
 INDONESIA
Tin
PT Bangka Putra Karya
 INDONESIA
Tin
PT Bangka Timah Utama Sejahtera
 INDONESIA
Tin
PT Bangka Timah Utama Sejahtera
 SWITZERLAND
Tin
PT Belitung Industri Sejahtera
 INDONESIA
Tin
PT BilliTin Makmur Lestari
 INDONESIA
Tin
PT Bukit Timah
 INDONESIA
Tin
PT DS Jaya Abadi
 INDONESIA
Tin
PT Eunindo Usaha Mandiri
 INDONESIA
Tin
PT Fang Di MulTindo
 INDONESIA
Tin
PT HP Metals Indonesia
 INDONESIA
Tin
PT Indra Eramulti Logam Industri
 INDONESIA
Tin
PT Koba Tin
 INDONESIA
Tin
PT Mitra Stania Prima
 INDONESIA
Tin
PT Refined Banka Tin
 INDONESIA
Tin
PT Sariwiguna Binasentosa
 INDONESIA
Tin
PT Stanindo Inti Perkasa
 INDONESIA
Tin
PT Sumber Jaya Indah
 INDONESIA
Tin
PT Tambang Timah
 INDONESIA
Tin
PT Timah
 INDONESIA
Tin
PT Timah Nusantara
 INDONESIA
Tin
PT Tinindo Inter Nusa
 INDONESIA
Tin
PT Yinchendo Mining Industry
 INDONESIA
Tin
Pure Technology
 RUSSIAN FEDERATION
Tin
Rohm & Hass
 CHINA
Tin
Rui Da Hung
 TAIWAN
Tin
SA Minsur
 PERU
Tin
Samhwa Non-Ferrous Metal. Inc Co., Ltd.
 KOREA, REPUBLIC OF
Tin
Shan Tou Shi Yong Yuan Jin shu Zai Sheng Co., Ltd.
 CHINA
Tin
ShangHai YueQiang Metal Products Co.
 CHINA
Tin
ShangHai YueQiang Metal Products Co., Ltd.
 CHINA
Tin
Singapore LME Tin
 SINGAPORE
Tin
Smelting Branch of YunNan Tin Company Limited
 CHINA
Tin
Soft Metals Ltda.
 BRAZIL
Tin
Solder Coat Co., Ltd.
 JAPAN
Tin
Standard Sp z o.o.
 POLAND
Tin
Taicang City Nancang Metal Meterial Co., Ltd.
 CHINA
Tin
Tanaka Kikinzoku kogyo K.K.
 JAPAN
Tin
Thaisarco
 THAILAND

6

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Tin
Tianshui Longbo Business & Trade Co., Ltd.
 CHINA
Tin
Tong Ding Metal Company Ltd.
 CHINA
Tin
Traxys
 FRANCE
Tin
United Smelter
 INDONESIA
Tin
Unvertical International(Suzhou)Co., Ltd.
 CHINA
Tin
WC Heraeus Hanau
 GERMANY
Tin
Westfalenzinn
 GERMANY
Tin
White Solder Metalurgia
 BRAZIL
Tin
Wilhelm Westmetall
 GERMANY
Tin
Wind Yunnan Nonferrous Metals Co., Ltd.
 CHINA
Tin
Wu Xi Shi Yi Zheng Ji Xie She Bei
 CHINA
Tin
XiHai
 CHINA
Tin
Yifeng Tin Industry (Chenzhou) Co., Ltd.
 CHINA
Tin
YTMM
 CHINA
Tin
YunNan
CHINA
Tin
Yunnan Chengfeng
 CHINA
Tin
Yunnan Chengfeng Non-Ferrous Metals Co., Ltd.
 CHINA
Tin
Yunnan Chengo Electric Smelting Plant
 CHINA
Tin
Yunnan Tin Company Limited
 CHINA
Tin
YunXi
 CHINA
Tin
Zhuhai Horyison Solder Co., Ltd.
 CHINA
Tin
Zhuhai Quanjia
 CHINA
Tungsten
A.L.M.T.
 CHINA
Tungsten
A.L.M.T. Corp.
 JAPAN
Tungsten
Alta Group
 UNITED STATES
Tungsten
Altlantic Metals
 UNITED STATES
Tungsten
ATI Tungsten Materials
 UNITED STATES
Tungsten
Beijing Zenith Materials
 CHINA
Tungsten
ChangChun up-optech
 CHINA
Tungsten
Chaozhou Xianglu Tungsten Industry Co., Ltd.
 CHINA
Tungsten
China Minmetals Corp.
 CHINA
Tungsten
China Minmetals Nonferrous Metals Co., Ltd.
 CHINA
Tungsten
China National Non-Ferrous
 CHINA
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
 CHINA
Tungsten
CWB Materials
 UNITED STATES
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
 CHINA
Tungsten
Exotech Inc.
 UNITED STATES
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
 CHINA
Tungsten
Ganzhou Grand Sea W & Mo Group Co., Ltd.
 CHINA
Tungsten
Ganzhou Huaxing Tungsten
 CHINA
Tungsten
Ganzhou Seadragon W&Mo Co., Ltd.
 CHINA
Tungsten
Global Advanced Metals
 UNITED STATES
Tungsten
Global Tungsten & Powders Corp.
 UNITED STATES
Tungsten
Golden Egret
 CHINA
Tungsten
H.C. Starck GmbH
 GERMANY

7

Attachment A

Metal
Listing of Identified Smelters and Refiners
Country of Origin
Tungsten
Hitachi
 JAPAN
Tungsten
Hitachi Metals, Ltd.,Yasugi Works
 JAPAN
Tungsten
Hunan Chenzhou Mining Group Co.
 CHINA
Tungsten
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.
 CHINA
Tungsten
IES Technical Sales
 UNITED STATES
Tungsten
Jada Electronic limited (JX Nippon Mining & Matel Co., Ltd.)
 CHINA
Tungsten
Japan New Metals Co., Ltd.
 JAPAN
Tungsten
Jean Goldschmidt International
 BELGIUM
Tungsten
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp.
 CHINA
Tungsten
Jiangxi Tungsten Industry Co., Ltd.
 CHINA
Tungsten
Jiangxi Tungsten Industry Group Co., Ltd.
 CHINA
Tungsten
Jiangxi Tungsten Industry Group Co., Ltd.
 JAPAN
Tungsten
JX Nippon Mining & Metals Co., Ltd.
 JAPAN
Tungsten
Kanto Denka Kogyo Co., Ltd.
 CHINA
Tungsten
Kennametal Inc.
 UNITED STATES
Tungsten
Kyoritsu Gokin Co., Ltd.
 JAPAN
Tungsten
Materion
 UNITED STATES
Tungsten
Metallo Chimique
 BELGIUM
Tungsten
Midwest Tungsten Wire Co.
 UNITED STATES
Tungsten
Nanchang Cemented Carbide Limited Liability Company
 CHINA
Tungsten
Nathan Trotter & Co., Inc.
 UNITED STATES
Tungsten
NingHua XingLuoKeng TungSten Mining CO., LID
 CHINA
Tungsten
North American Tungsten Corporation Ltd.
 CANADA
Tungsten
Plansee
 AUSTRIA
Tungsten
Sincemat Co., Ltd.
 CHINA
Tungsten
Solar Applied Materials Technology Corp.
 TAIWAN
Tungsten
Sumitomo
 CANADA
Tungsten
Sumitomo Electric, USA (A.L.M.T.)
 UNITED STATES
Tungsten
Sumitomo Metal Mining Co., Ltd.
 JAPAN
Tungsten
Sylham
 UNITED STATES
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
 VIETNAM
Tungsten
Tosoh
 JAPAN
Tungsten
Triumph Northwest
 UNITED STATES
Tungsten
Ulba
 KAZAKHSTAN
Tungsten
Williams/ Williams Brewster
 UNITED STATES
Tungsten
Wolfram Bergbau und Hütten AG
 AUSTRIA
Tungsten
Wolfram Company CJSC
 RUSSIAN FEDERATION
Tungsten
Wort Wayne Wire Die
 UNITED STATES
Tungsten
Xiamen Tungsten H.C. Co., Ltd.
 CHINA
Tungsten
Xiamen Honglu Tungsten Molybdenum Industry Co., Ltd.
 CHINA
Tungsten
Xiamen Tungsten Co., Ltd.
 CHINA
Tungsten
Zhuzhou Cement Carbide
 CHINA
Tungsten
Zhuzhou Cemented Carbide Group Co., Ltd.
 CHINA


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