0000728889-18-001382.txt : 20180820 0000728889-18-001382.hdr.sgml : 20180820 20180820104453 ACCESSION NUMBER: 0000728889-18-001382 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180820 DATE AS OF CHANGE: 20180820 EFFECTIVENESS DATE: 20180820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER CAPITAL APPRECIATION FUND CENTRAL INDEX KEY: 0000319767 IRS NUMBER: 133054122 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-03105 FILM NUMBER: 181027481 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY STREET 2: N/A CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER TARGET FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER TARGET FUND INC DATE OF NAME CHANGE: 19870616 0000319767 S000006959 OPPENHEIMER CAPITAL APPRECIATION FUND C000018983 A C000018984 B C000018985 C C000018986 R C000018987 Y C000109448 I N-PX 1 capappre.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

   
Investment Company Act file number: 811-03105
   
Exact name of registrant as specified in charter: Oppenheimer Capital Appreciation Fund
   
Address of principal executive offices: 6803 South Tucson Way
  Centennial, CO 80112-3924
   
Name and address of agent for service: Cynthia Lo Bessette,
  Executive Vice President & General Counsel
  OFI Global Asset Management, Inc.
  225 Liberty Street
  New York, NY 10281-1008
   
Registrant's telephone number, including area code: 303-768-3200
   
Date of fiscal year end: 8/31
   
Date of reporting period: 07/01/2017-06/30/2018

 

Item 1.

 

 

FORM N-PX



ICA File Number:  811-03105

Registrant Name:  Oppenheimer Capital Appreciation Fund

Reporting Period:  07/01/2017 - 06/30/2018


Oppenheimer Capital Appreciation Fund

 
ACTIVISION BLIZZARD, INC.
Meeting Date:  JUN 26, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL
Ticker:  ATVI
Security ID:  00507V109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reveta Bowers Management For For
1.2 Elect Director Robert Corti Management For For
1.3 Elect Director Hendrik Hartong, III Management For For
1.4 Elect Director Brian Kelly Management For For
1.5 Elect Director Robert A. Kotick Management For For
1.6 Elect Director Barry Meyer Management For For
1.7 Elect Director Robert Morgado Management For For
1.8 Elect Director Peter Nolan Management For For
1.9 Elect Director Casey Wasserman Management For For
1.10 Elect Director Elaine Wynn Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ALBEMARLE CORPORATION
Meeting Date:  MAY 08, 2018
Record Date:  MAR 08, 2018
Meeting Type:  ANNUAL
Ticker:  ALB
Security ID:  012653101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
2a Elect Director Mary Lauren Brlas Management For For
2b Elect Director William H. Hernandez Management For For
2c Elect Director Luther C. Kissam, IV Management For For
2d Elect Director Douglas L. Maine Management For For
2e Elect Director J. Kent Masters Management For For
2f Elect Director James J. O'Brien Management For For
2g Elect Director Diarmuid B. O'Connell Management For For
2h Elect Director Dean L. Seavers Management For For
2i Elect Director Gerald A. Steiner Management For For
2j Elect Director Harriett Tee Taggart Management For For
2k Elect Director Alejandro Wolff Management For For
3 Adopt Majority Vote to Approve Extraordinary Transactions Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ALLERGAN PLC
Meeting Date:  MAY 02, 2018
Record Date:  MAR 06, 2018
Meeting Type:  ANNUAL
Ticker:  AGN
Security ID:  G0177J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Nesli Basgoz Management For For
1b Elect Director Paul M. Bisaro Management For For
1c Elect Director Joseph H. Boccuzi Management For For
1d Elect Director Christopher W. Bodine Management For For
1e Elect Director Adriane M. Brown Management For For
1f Elect Director Christopher J. Coughlin Management For For
1g Elect Director Carol Anthony 'John' Davidson Management For For
1h Elect Director Catherine M. Klema Management For For
1i Elect Director Peter J. McDonnell Management For For
1j Elect Director Patrick J. O'Sullivan Management For For
1k Elect Director Brenton L. Saunders Management For For
1l Elect Director Fred G. Weiss Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Authorize Issue of Equity with Pre-emptive Rights Management For For
5A Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management For For
5B Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management For For
6 Require Independent Board Chairman Shareholder Against For
 
AMAZON.COM, INC.
Meeting Date:  MAY 30, 2018
Record Date:  APR 05, 2018
Meeting Type:  ANNUAL
Ticker:  AMZN
Security ID:  023135106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jeffrey P. Bezos Management For For
1b Elect Director Tom A. Alberg Management For For
1c Elect Director Jamie S. Gorelick Management For For
1d Elect Director Daniel P. Huttenlocher Management For For
1e Elect Director Judith A. McGrath Management For For
1f Elect Director Jonathan J. Rubinstein Management For For
1g Elect Director Thomas O. Ryder Management For For
1h Elect Director Patricia Q. Stonesifer Management For For
1i Elect Director Wendell P. Weeks Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Adopt Policy on Board Diversity *Withdrawn Resolution* Shareholder None None
5 Require Independent Board Chairman Shareholder Against For
6 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
 
APPLE INC.
Meeting Date:  FEB 13, 2018
Record Date:  DEC 15, 2017
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Bob Iger Management For For
1e Elect Director Andrea Jung Management For For
1f Elect Director Art Levinson Management For For
1g Elect Director Ron Sugar Management For For
1h Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Non-Employee Director Omnibus Stock Plan Management For For
5 Proxy Access Amendments Shareholder Against For
6 Establish Human Rights Committee Shareholder Against Abstain
 
AUTONATION, INC.
Meeting Date:  APR 19, 2018
Record Date:  FEB 21, 2018
Meeting Type:  ANNUAL
Ticker:  AN
Security ID:  05329W102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mike Jackson Management For For
1.2 Elect Director Rick L. Burdick Management For For
1.3 Elect Director Tomago Collins Management For For
1.4 Elect Director David B. Edelson Management For For
1.5 Elect Director Robert R. Grusky Management For For
1.6 Elect Director Kaveh Khosrowshahi Management For For
1.7 Elect Director Michael Larson Management For For
1.8 Elect Director G. Mike Mikan Management For For
1.9 Elect Director Alison H. Rosenthal Management For For
1.10 Elect Director Jacqueline A. Travisano Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Require Independent Board Chairman Shareholder Against For
 
AUTOZONE, INC.
Meeting Date:  DEC 20, 2017
Record Date:  OCT 23, 2017
Meeting Type:  ANNUAL
Ticker:  AZO
Security ID:  053332102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Douglas H. Brooks Management For For
1.2 Elect Director Linda A. Goodspeed Management For For
1.3 Elect Director Earl G. Graves, Jr. Management For For
1.4 Elect Director Enderson Guimaraes Management For For
1.5 Elect Director J. R. Hyde, III Management For For
1.6 Elect Director D. Bryan Jordan Management For For
1.7 Elect Director W. Andrew McKenna Management For For
1.8 Elect Director George R. Mrkonic, Jr. Management For For
1.9 Elect Director Luis P. Nieto Management For For
1.10 Elect Director William C. Rhodes, III Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 05, 2018
Record Date:  MAR 07, 2018
Meeting Type:  ANNUAL
Ticker:  BRK.B
Security ID:  084670702
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Warren E. Buffett Management For For
1.2 Elect Director Charles T. Munger Management For For
1.3 Elect Director Gregory E. Abel Management For For
1.4 Elect Director Howard G. Buffett Management For For
1.5 Elect Director Stephen B. Burke Management For For
1.6 Elect Director Susan L. Decker Management For For
1.7 Elect Director William H. Gates, III Management For For
1.8 Elect Director David S. Gottesman Management For For
1.9 Elect Director Charlotte Guyman Management For For
1.10 Elect Director Ajit Jain Management For For
1.11 Elect Director Thomas S. Murphy Management For For
1.12 Elect Director Ronald L. Olson Management For For
1.13 Elect Director Walter Scott, Jr. Management For For
1.14 Elect Director Meryl B. Witmer Management For For
2 Report on Methane Emissions Management, Including Reduction Targets Shareholder Against For
3 Report on Sustainability Shareholder Against For
 
BIOGEN INC.
Meeting Date:  JUN 12, 2018
Record Date:  APR 17, 2018
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alexander J. Denner Management For For
1b Elect Director Caroline D. Dorsa Management For For
1c Elect Director Nancy L. Leaming Management For For
1d Elect Director Richard C. Mulligan Management For For
1e Elect Director Robert W. Pangia Management For For
1f Elect Director Stelios Papadopoulos Management For For
1g Elect Director Brian S. Posner Management For For
1h Elect Director Eric K. Rowinsky Management For For
1i Elect Director Lynn Schenk Management For For
1j Elect Director Stephen A. Sherwin Management For For
1k Elect Director Michel Vounatsos Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Proxy Access Right Shareholder Against For
5 Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation Shareholder Against For
 
BOOKING HOLDINGS INC.
Meeting Date:  JUN 07, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL
Ticker:  BKNG
Security ID:  09857L108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Timothy M. Armstrong Management For For
1.2 Elect Director Jeffery H. Boyd Management For For
1.3 Elect Director Jeffrey E. Epstein Management For For
1.4 Elect Director Glenn D. Fogel Management For For
1.5 Elect Director Mirian Graddick-Weir Management For For
1.6 DElect irector James M. Guyette Management For For
1.7 Elect Director Robert J. Mylod, Jr. Management For For
1.8 Elect Director Charles H. Noski Management For For
1.9 Elect Director Nancy B. Peretsman Management For For
1.10 Elect Director Nicholas J. Read Management For For
1.11 Elect Director Thomas E. Rothman Management For For
1.12 Elect Director Craig W. Rydin Management For For
1.13 Elect Director Lynn M. Vojvodich Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Require Independent Board Chairman Shareholder Against For
 
BROADCOM LIMITED
Meeting Date:  MAR 23, 2018
Record Date:  MAR 05, 2018
Meeting Type:  COURT
Ticker:  AVGO
Security ID:  Y09827109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Scheme of Arrangement Management For For
 
BROADCOM LIMITED
Meeting Date:  APR 04, 2018
Record Date:  FEB 12, 2018
Meeting Type:  ANNUAL
Ticker:  AVGO
Security ID:  Y09827109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Hock E. Tan Management For For
1b Elect Director James V. Diller Management For For
1c Elect Director Gayla J. Delly Management For For
1d Elect Director Lewis C. Eggebrecht Management For For
1e Elect Director Kenneth Y. Hao Management For For
1f Elect Director Eddy W. Hartenstein Management For For
1g Elect Director Check Kian Low Management For For
1h Elect Director Donald Macleod Management For For
1i Elect Director Peter J. Marks Management For For
1j Elect Director Henry Samueli Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Approve Issuance of Shares With or Without Preemptive Rights Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date:  APR 24, 2018
Record Date:  MAR 01, 2018
Meeting Type:  ANNUAL
Ticker:  CNR
Security ID:  136375102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shauneen Bruder Management For For
1.2 Elect Director Donald J. Carty Management For For
1.3 Elect Director Gordon D. Giffin Management For For
1.4 Elect Director Julie Godin Management For For
1.5 Elect Director Edith E. Holiday Management For For
1.6 Elect Director V. Maureen Kempston Darkes Management For For
1.7 Elect Director Denis Losier Management For For
1.8 Elect Director Kevin G. Lynch Management For For
1.9 Elect Director James E. O'Connor Management For For
1.10 Elect Director Robert Pace Management For For
1.11 Elect Director Robert L. Phillips Management For For
1.12 Elect Director Laura Stein Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date:  MAY 10, 2018
Record Date:  MAR 15, 2018
Meeting Type:  ANNUAL
Ticker:  CP
Security ID:  13645T100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Ratify Deloitte LLP as Auditors Management For For
2 Advisory Vote on Executive Compensation Approach Management For Against
3.1 Elect Director John Baird Management For For
3.2 Elect Director Isabelle Courville Management For For
3.3 Elect Director Keith E. Creel Management For For
3.4 Elect Director Gillian (Jill) H. Denham Management For For
3.5 Elect Director Rebecca MacDonald Management For For
3.6 Elect Director Matthew H. Paull Management For For
3.7 Elect Director Jane L. Peverett Management For For
3.8 Elect Director Andrew F. Reardon Management For For
3.9 Elect Director Gordon T. Trafton II Management For For
 
CARMAX, INC.
Meeting Date:  JUN 26, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL
Ticker:  KMX
Security ID:  143130102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Peter J. Bensen Management For For
1.2 Elect Director Ronald E. Blaylock Management For For
1.3 Elect Director Sona Chawla Management For For
1.4 Elect Director Thomas J. Folliard Management For For
1.5 Elect Director Shira Goodman Management For For
1.6 Elect Director Robert J. Hombach Management For For
1.7 Elect Director David W. McCreight Management For For
1.8 Elect Director William D. Nash Management For For
1.9 Elect Director Marcella Shinder Management For For
1.10 Elect Director Mitchell D. Steenrod Management For For
1.11 Elect Director William R. Tiefel Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions Shareholder Against For
 
CEDAR FAIR, L.P.
Meeting Date:  JUN 07, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL
Ticker:  FUN
Security ID:  150185106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel J. Hanrahan Management For For
1.2 Elect Director Lauri M. Shanahan Management For For
1.3 Elect Director Debra Smithart-Oglesby Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CELGENE CORPORATION
Meeting Date:  JUN 13, 2018
Record Date:  APR 19, 2018
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  151020104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mark J. Alles Management For For
1.2 Elect Director Richard W. Barker Management For For
1.3 Elect Director Hans E. Bishop Management For For
1.4 Elect Director Michael W. Bonney Management For For
1.5 Elect Director Michael D. Casey Management For For
1.6 Elect Director Carrie S. Cox Management For For
1.7 Elect Director Michael A. Friedman Management For For
1.8 Elect Director Julia A. Haller Management For For
1.9 Elect Director Patricia A. Hemingway Hall Management For For
1.10 Elect Director James J. Loughlin Management For For
1.11 Elect Director Ernest Mario Management For For
1.12 Elect Director John H. Weiland Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Proxy Access Right Shareholder Against For
5 Require Independent Board Chairman Shareholder Against For
 
CERNER CORPORATION
Meeting Date:  MAY 18, 2018
Record Date:  MAR 21, 2018
Meeting Type:  ANNUAL
Ticker:  CERN
Security ID:  156782104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mitchell E. Daniels, Jr. Management For For
1b Elect Director Clifford W. Illig Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CME GROUP INC.
Meeting Date:  MAY 09, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  CME
Security ID:  12572Q105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Terrence A. Duffy Management For For
1b Elect Director Timothy S. Bitsberger Management For For
1c Elect Director Charles P. Carey Management For For
1d Elect Director Dennis H. Chookaszian Management For For
1e Elect Director Ana Dutra Management For For
1f Elect Director Martin J. Gepsman Management For For
1g Elect Director Larry G. Gerdes Management For For
1h Elect Director Daniel R. Glickman Management For For
1i Elect Director Deborah J. Lucas Management For For
1j Elect Director Alex J. Pollock Management For For
1k Elect Director Terry L. Savage Management For For
1l Elect Director William R. Shepard Management For For
1m Elect Director Howard J. Siegel Management For For
1n Elect Director Dennis A. Suskind Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
COMCAST CORPORATION
Meeting Date:  JUN 11, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth J. Bacon Management For For
1.2 Elect Director Madeline S. Bell Management For For
1.3 Elect Director Sheldon M. Bonovitz Management For For
1.4 Elect Director Edward D. Breen Management For For
1.5 Elect Director Gerald L. Hassell Management For For
1.6 Elect Director Jeffrey A. Honickman Management For For
1.7 Elect Director Maritza G. Montiel Management For For
1.8 Elect Director Asuka Nakahara Management For For
1.9 Elect Director David C. Novak Management For For
1.10 Elect Director Brian L. Roberts Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
 
COMPASS MINERALS INTERNATIONAL, INC.
Meeting Date:  MAY 09, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  CMP
Security ID:  20451N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David J. D'Antoni Management For For
1b Elect Director Allan R. Rothwell Management For For
1c Elect Director Lori A. Walker Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 18, 2017
Record Date:  MAY 19, 2017
Meeting Type:  ANNUAL
Ticker:  STZ
Security ID:  21036P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jerry Fowden Management For For
1.2 Elect Director Barry A. Fromberg Management For Withhold
1.3 Elect Director Robert L. Hanson Management For For
1.4 Elect Director Ernesto M. Hernandez Management For For
1.5 Elect Director James A. Locke, III Management For Withhold
1.6 Elect Director Daniel J. McCarthy Management For Withhold
1.7 Elect Director Richard Sands Management For For
1.8 Elect Director Robert Sands Management For For
1.9 Elect Director Judy A. Schmeling Management For Withhold
1.10 Elect Director Keith E. Wandell Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
 
DEERE & COMPANY
Meeting Date:  FEB 28, 2018
Record Date:  DEC 29, 2017
Meeting Type:  ANNUAL
Ticker:  DE
Security ID:  244199105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel R. Allen Management For For
1b Elect Director Vance D. Coffman Management For For
1c Elect Director Alan C. Heuberger Management For For
1d Elect Director Charles O. Holliday, Jr. Management For For
1e Elect Director Dipak C. Jain Management For For
1f Elect Director Michael O. Johanns Management For For
1g Elect Director Clayton M. Jones Management For For
1h Elect Director Brian M. Krzanich Management For For
1i Elect Director Gregory R. Page Management For For
1j Elect Director Sherry M. Smith Management For For
1k Elect Director Dmitri L. Stockton Management For For
1l Elect Director Sheila G. Talton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Executive Incentive Bonus Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Amend Bylaws-- Call Special Meetings Shareholder Against For
 
EBAY INC.
Meeting Date:  MAY 30, 2018
Record Date:  APR 04, 2018
Meeting Type:  ANNUAL
Ticker:  EBAY
Security ID:  278642103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Fred D. Anderson, Jr. Management For For
1b Elect Director Anthony J. Bates Management For For
1c Elect Director Adriane M. Brown Management For For
1d Elect Director Diana Farrell Management For For
1e Elect Director Logan D. Green Management For For
1f Elect Director Bonnie S. Hammer Management For For
1g Elect Director Kathleen C. Mitic Management For For
1h Elect Director Pierre M. Omidyar Management For For
1i Elect Director Paul S. Pressler Management For For
1j Elect Director Robert H. Swan Management For For
1k Elect Director Thomas J. Tierney Management For For
1l Elect Director Perry M. Traquina Management For For
1m Elect Director Devin N. Wenig Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Ratify Existing Ownership Threshold for Shareholders to Call Special Meetings Management For Against
 
FACEBOOK, INC.
Meeting Date:  MAY 31, 2018
Record Date:  APR 06, 2018
Meeting Type:  ANNUAL
Ticker:  FB
Security ID:  30303M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Marc L. Andreessen Management For For
1.2 Elect Director Erskine B. Bowles Management For For
1.3 Elect Director Kenneth I. Chenault Management For For
1.4 Elect Director Susan D. Desmond-Hellmann Management For Withhold
1.5 Elect Director Reed Hastings Management For Withhold
1.6 Elect Director Jan Koum - Withdrawn Resolution Management None None
1.7 Elect Director Sheryl K. Sandberg Management For Withhold
1.8 Elect Director Peter A. Thiel Management For Withhold
1.9 Elect Director Mark Zuckerberg Management For Withhold
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
4 Establish Board Committee on Risk Management Shareholder Against For
5 Adopt Simple Majority Vote Shareholder Against For
6 Report on Major Global Content Management Controversies (Fake News) Shareholder Against For
7 Report on Gender Pay Gap Shareholder Against For
8 Report on Responsible Tax Principles Shareholder Against Abstain
 
FASTENAL COMPANY
Meeting Date:  APR 24, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  FAST
Security ID:  311900104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Willard D. Oberton Management For For
1b Elect Director Michael J. Ancius Management For For
1c Elect Director Michael J. Dolan Management For For
1d Elect Director Stephen L. Eastman Management For For
1e Elect Director Daniel L. Florness Management For For
1f Elect Director Rita J. Heise Management For For
1g Elect Director Darren R. Jackson Management For For
1h Elect Director Daniel L. Johnson Management For For
1i Elect Director Scott A. Satterlee Management For For
1j Elect Director Reyne K. Wisecup Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Outside Director Stock Awards/Options in Lieu of Cash Management For For
 
GALAPAGOS
Meeting Date:  APR 24, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  GLPG
Security ID:  B44170106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Directors' and Auditors' Reports (Non-Voting) Management None None
2 Approve Financial Statements and Allocation of Income Management For For
3 Receive Auditors' Reports (Non-Voting) Management None None
4 Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) Management None None
5 Approve Remuneration Report Management For Against
6 Approve Discharge of Directors and Auditors Management For For
7i Reelect Werner Cautreels as Director Management For For
7ii Reelect Howard Rowe as Director Management For For
8 Approve Remuneration of Directors Management For For
9 Approve Galapagos Warrant Plan 2018 Management For Against
10 Transact Other Business Management None None
 
GILEAD SCIENCES, INC.
Meeting Date:  MAY 09, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  GILD
Security ID:  375558103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John F. Cogan Management For For
1b Elect Director Jacqueline K. Barton Management For For
1c Elect Director Kelly A. Kramer Management For For
1d Elect Director Kevin E. Lofton Management For For
1e Elect Director John C. Martin Management For For
1f Elect Director John F. Milligan Management For For
1g Elect Director Richard J. Whitley Management For For
1h Elect Director Gayle E. Wilson Management For For
1i Elect Director Per Wold-Olsen Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against For
5 Provide Right to Act by Written Consent Shareholder Against For
 
HRG GROUP, INC.
Meeting Date:  SEP 25, 2017
Record Date:  AUG 14, 2017
Meeting Type:  ANNUAL
Ticker:  HRG
Security ID:  40434J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Andrew A. McKnight Management For For
1.2 Elect Director Andrew Whittaker Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management Three Years One Year
 
HRG GROUP, INC.
Meeting Date:  JUN 12, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL
Ticker:  HRG
Security ID:  40434J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Curtis A. Glovier Management For For
1.2 Elect Director Joseph S. Steinberg Management For For
2 Ratify KPMG LLP as Auditors Management For For
 
HUSKY ENERGY INC.
Meeting Date:  APR 26, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  HSE
Security ID:  448055103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Victor T.K. Li Management For For
1.2 Elect Director Canning K.N. Fok Management For For
1.3 Elect Director Stephen E. Bradley Management For For
1.4 Elect Director Asim Ghosh Management For For
1.5 Elect Director Martin J.G. Glynn Management For For
1.6 Elect Director Poh Chan Koh Management For For
1.7 Elect Director Eva Lee Kwok Management For For
1.8 Elect Director Stanley T.L. Kwok Management For For
1.9 Elect Director Frederick S.H. Ma Management For For
1.10 Elect Director George C. Magnus Management For For
1.11 Elect Director Neil D. McGee Management For For
1.12 Elect Director Robert J. Peabody Management For For
1.13 Elect Director Colin S. Russel Management For For
1.14 Elect Director Wayne E. Shaw Management For For
1.15 Elect Director William Shurniak Management For For
1.16 Elect Director Frank J. Sixt Management For For
2 Ratify KPMG LLP as Auditors Management For For
 
INTERCONTINENTAL EXCHANGE, INC.
Meeting Date:  MAY 18, 2018
Record Date:  MAR 20, 2018
Meeting Type:  ANNUAL
Ticker:  ICE
Security ID:  45866F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sharon Y. Bowen Management For For
1b Elect Director Ann M. Cairns Management For For
1c Elect Director Charles R. Crisp Management For For
1d Elect Director Duriya M. Farooqui Management For For
1e Elect Director Jean-Marc Forneri Management For For
1f Elect Director The Right Hon. the Lord Hague of Richmond Management For For
1g Elect Director Frederick W. Hatfield Management For For
1h Elect Director Thomas E. Noonan Management For For
1i Elect Director Frederic V. Salerno Management For For
1j Elect Director Jeffrey C. Sprecher Management For For
1k Elect Director Judith A. Sprieser Management For For
1l Elect Director Vincent Tese Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Qualified Employee Stock Purchase Plan Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
INTUITIVE SURGICAL, INC.
Meeting Date:  SEP 22, 2017
Record Date:  AUG 25, 2017
Meeting Type:  SPECIAL
Ticker:  ISRG
Security ID:  46120E602
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Increase Authorized Common Stock and Effect Stock Split Management For For
 
INTUITIVE SURGICAL, INC.
Meeting Date:  APR 19, 2018
Record Date:  FEB 23, 2018
Meeting Type:  ANNUAL
Ticker:  ISRG
Security ID:  46120E602
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Craig H. Barratt Management For For
1b Elect Director Michael A. Friedman Management For For
1c Elect Director Gary S. Guthart Management For For
1d Elect Director Amal M. Johnson Management For For
1e Elect Director Keith R. Leonard, Jr. Management For For
1f Elect Director Alan J. Levy Management For For
1g Elect Director Jami Dover Nachtsheim Management For For
1h Elect Director Mark J. Rubash Management For For
1i Elect Director Lonnie M. Smith Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date:  MAR 07, 2018
Record Date:  JAN 03, 2018
Meeting Type:  ANNUAL
Ticker:  JCI
Security ID:  G51502105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael E. Daniels Management For For
1b Elect Director W. Roy Dunbar Management For For
1c Elect Director Brian Duperreault Management For For
1d Elect Director Gretchen R. Haggerty Management For For
1e Elect Director Simone Menne Management For For
1f Elect Director George R. Oliver Management For For
1g Elect Director Juan Pablo del Valle Perochena Management For For
1h Elect Director Jurgen Tinggren Management For For
1i Elect Director Mark Vergnano Management For For
1j Elect Director R. David Yost Management For For
1k Elect Director John D. Young Management For For
2a Ratify PricewaterhouseCoopers LLP as Auditors Management For For
2b Authorize Board to Fix Remuneration of Auditors Management For For
3 Authorize Market Purchases of Company Shares Management For For
4 Determine Price Range for Reissuance of Treasury Shares Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
6 Approve the Directors' Authority to Allot Shares Management For For
7 Approve the Disapplication of Statutory Pre-Emption Rights Management For For
8a Approve Cancellation of Share Premium Account Management For For
8b Approve Amendment of Articles to Facilitate Capital Reduction Management For For
 
KAR AUCTION SERVICES, INC.
Meeting Date:  JUN 04, 2018
Record Date:  APR 11, 2018
Meeting Type:  ANNUAL
Ticker:  KAR
Security ID:  48238T109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Todd F. Bourell Management For For
1b Elect Director Donna R. Ecton Management For For
1c Elect Director James P. Hallett Management For For
1d Elect Director Mark E. Hill Management For For
1e Elect Director J. Mark Howell Management For For
1f Elect Director Lynn Jolliffe Management For For
1g Elect Director Michael T. Kestner Management For For
1h Elect Director John P. Larson Management For For
1i Elect Director Stephen E. Smith Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date:  MAY 10, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  LH
Security ID:  50540R409
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kerrii B. Anderson Management For For
1b Elect Director Jean-Luc Belingard Management For For
1c Elect Director D. Gary Gilliland Management For For
1d Elect Director David P. King Management For For
1e Elect Director Garheng Kong Management For For
1f Elect Director Robert E. Mittelstaedt, Jr. Management For For
1g Elect Director Peter M. Neupert Management For For
1h Elect Director Richelle P. Parham Management For For
1i Elect Director Adam H. Schechter Management For For
1j Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
LOWE'S COMPANIES, INC.
Meeting Date:  JUN 01, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  LOW
Security ID:  548661107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Raul Alvarez Management For For
1.2 Elect Director David H. Batchelder Management For For
1.3 Elect Director Angela F. Braly Management For For
1.4 Elect Director Sandra B. Cochran Management For For
1.5 Elect Director Laurie Z. Douglas Management For For
1.6 Elect Director Richard W. Dreiling Management For For
1.7 Elect Director Marshall O. Larsen Management For For
1.8 Elect Director James H. Morgan Management For For
1.9 Elect Director Robert A. Niblock Management For For
1.10 Elect Director Brian C. Rogers Management For For
1.11 Elect Director Bertram L. Scott Management For For
1.12 Elect Director Lisa W. Wardell Management For For
1.13 Elect Director Eric C. Wiseman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
MAGELLAN MIDSTREAM PARTNERS, L.P.
Meeting Date:  APR 26, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  MMP
Security ID:  559080106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert G. Croyle Management For For
1.2 Elect Director Stacy P. Methvin Management For For
1.3 Elect Director Barry R. Pearl Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young, LLP as Auditors Management For For
 
MASTERCARD INCORPORATED
Meeting Date:  JUN 26, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL
Ticker:  MA
Security ID:  57636Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard Haythornthwaite Management For For
1b Elect Director Ajay Banga Management For For
1c Elect Director Silvio Barzi Management For For
1d Elect Director David R. Carlucci Management For For
1e Elect Director Richard K. Davis Management For For
1f Elect Director Steven J. Freiberg Management For For
1g Elect Director Julius Genachowski Management For For
1h Elect Director Choon Phong Goh Management For For
1i Elect Director Merit E. Janow Management For For
1j Elect Director Nancy Karch Management For For
1k Elect Director Oki Matsumoto Management For For
1l Elect Director Rima Qureshi Management For For
1m Elect Director Jose Octavio Reyes Lagunes Management For For
1n Elect Director Jackson Tai Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
MEDTRONIC PLC
Meeting Date:  DEC 08, 2017
Record Date:  OCT 10, 2017
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard H. Anderson Management For For
1b Elect Director Craig Arnold Management For For
1c Elect Director Scott C. Donnelly Management For For
1d Elect Director Randall J. Hogan, III Management For For
1e Elect Director Omar Ishrak Management For For
1f Elect Director Shirley Ann Jackson Management For For
1g Elect Director Michael O. Leavitt Management For For
1h Elect Director James T. Lenehan Management For For
1i Elect Director Elizabeth G. Nabel Management For For
1j Elect Director Denise M. O'Leary Management For For
1k Elect Director Kendall J. Powell Management For For
1l Elect Director Robert C. Pozen Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
MICROSOFT CORPORATION
Meeting Date:  NOV 29, 2017
Record Date:  SEP 29, 2017
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William H. Gates, III Management For For
1.2 Elect Director Reid G. Hoffman Management For For
1.3 Elect Director Hugh F. Johnston Management For For
1.4 Elect Director Teri L. List-Stoll Management For For
1.5 Elect Director Satya Nadella Management For For
1.6 Elect Director Charles H. Noski Management For For
1.7 Elect Director Helmut Panke Management For For
1.8 Elect Director Sandra E. Peterson Management For For
1.9 Elect Director Penny S. Pritzker Management For For
1.10 Elect Director Charles W. Scharf Management For For
1.11 Elect Director Arne M. Sorenson Management For For
1.12 Elect Director John W. Stanton Management For For
1.13 Elect Director John W. Thompson Management For For
1.14 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Amend Executive Incentive Bonus Plan Management For For
6 Approve Omnibus Stock Plan Management For For
 
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date:  MAY 22, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  MAA
Security ID:  59522J103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director H. Eric Bolton, Jr. Management For For
1b Elect Director Russell R. French Management For For
1c Elect Director Alan B. Graf, Jr. Management For For
1d Elect Director Toni Jennings Management For For
1e Elect Director James K. Lowder Management For For
1f Elect Director Thomas H. Lowder Management For For
1g Elect Director Monica McGurk Management For For
1h Elect Director Claude B. Nielsen Management For For
1i Elect Director Philip W. Norwood Management For For
1j Elect Director W. Reid Sanders Management For For
1k Elect Director Gary Shorb Management For For
1l Elect Director David P. Stockert Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
MONDELEZ INTERNATIONAL, INC.
Meeting Date:  MAY 16, 2018
Record Date:  MAR 12, 2018
Meeting Type:  ANNUAL
Ticker:  MDLZ
Security ID:  609207105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lewis W.K. Booth Management For For
1b Elect Director Charles E. Bunch Management For For
1c Elect Director Debra A. Crew Management For For
1d Elect Director Lois D. Juliber Management For For
1e Elect Director Mark D. Ketchum Management For For
1f Elect Director Peter W. May Management For For
1g Elect Director Jorge S. Mesquita Management For For
1h Elect Director Joseph Neubauer Management For For
1i Elect Director Fredric G. Reynolds Management For For
1j Elect Director Christiana S. Shi Management For For
1k Elect Director Patrick T. Siewert Management For For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For For
1m Elect Director Dirk Van de Put Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Assess Environmental Impact of Non-Recyclable Packaging Shareholder Against For
5 Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities Shareholder Against Abstain
 
NIELSEN HOLDINGS PLC
Meeting Date:  MAY 22, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  NLSN
Security ID:  G6518L108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James A. Attwood, Jr. Management For For
1b Elect Director Mitch Barns Management For For
1c Elect Director Guerrino De Luca Management For For
1d Elect Director Karen M. Hoguet Management For For
1e Elect Director Harish Manwani Management For For
1f Elect Director Robert C. Pozen Management For For
1g Elect Director David Rawlinson Management For For
1h Elect Director Javier G. Teruel Management For For
1i Elect Director Lauren Zalaznick Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Reappoint Ernst & Young LLP as UK Statutory Auditors Management For For
4 Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditors Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Approve Remuneration Report Management For For
7 Approve Remuneration Policy Management For For
 
ORACLE CORPORATION
Meeting Date:  NOV 15, 2017
Record Date:  SEP 18, 2017
Meeting Type:  ANNUAL
Ticker:  ORCL
Security ID:  68389X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Berg Management For For
1.2 Elect Director Michael J. Boskin Management For Withhold
1.3 Elect Director Safra A. Catz Management For For
1.4 Elect Director Bruce R. Chizen Management For Withhold
1.5 Elect Director George H. Conrades Management For For
1.6 Elect Director Lawrence J. Ellison Management For For
1.7 Elect Director Hector Garcia-Molina Management For For
1.8 Elect Director Jeffrey O. Henley Management For For
1.9 Elect Director Mark V. Hurd Management For For
1.10 Elect Director Renee J. James Management For For
1.11 Elect Director Leon E. Panetta Management For For
1.12 Elect Director Naomi O. Seligman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify Ernst & Young LLP as Auditors Management For For
6 Political Contributions Disclosure Shareholder Against For
7 Gender Pay Gap Shareholder Against For
8 Amend Proxy Access Right Shareholder Against For
 
PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 23, 2018
Record Date:  APR 03, 2018
Meeting Type:  ANNUAL
Ticker:  PYPL
Security ID:  70450Y103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Rodney C. Adkins Management For For
1b Elect Director Wences Casares Management For For
1c Elect Director Jonathan Christodoro Management For For
1d Elect Director John J. Donahoe Management For For
1e Elect Director David W. Dorman Management For For
1f Elect Director Belinda J. Johnson Management For For
1g Elect Director Gail J. McGovern Management For For
1h Elect Director David M. Moffett Management For For
1i Elect Director Ann M. Sarnoff Management For For
1j Elect Director Daniel H. Schulman Management For For
1k Elect Director Frank D. Yeary Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Amend Proxy Access Right Shareholder Against For
7 Report on Political Contributions Shareholder Against For
8 Amend Board Governance Documents to Define Human Rights Responsibilities Shareholder Against Abstain
 
PG&E CORPORATION
Meeting Date:  MAY 22, 2018
Record Date:  MAR 23, 2018
Meeting Type:  ANNUAL
Ticker:  PCG
Security ID:  69331C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lewis Chew Management For For
1.2 Elect Director Fred J. Fowler Management For For
1.3 Elect Director Richard C. Kelly Management For For
1.4 Elect Director Roger H. Kimmel Management For For
1.5 Elect Director Richard A. Meserve Management For For
1.6 Elect Director Forrest E. Miller Management For For
1.7 Elect Director Eric D. Mullins Management For For
1.8 Elect Director Rosendo G. Parra Management For For
1.9 Elect Director Barbara L. Rambo Management For For
1.10 Elect Director Anne Shen Smith Management For For
1.11 Elect Director Geisha J. Williams Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Cease Charitable Contributions Shareholder Against Abstain
5 Amend Proxy Access Right Shareholder Against For
 
SERVICENOW, INC.
Meeting Date:  JUN 19, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL
Ticker:  NOW
Security ID:  81762P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan L. Bostrom Management For For
1b Elect Director Jonathan C. Chadwick Management For For
1c Elect Director Frederic B. Luddy Management For For
1d Elect Director Jeffrey A. Miller Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
 
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Meeting Date:  APR 25, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  SPR
Security ID:  848574109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Charles Chadwell Management For For
1b Elect Director Irene M. Esteves Management For For
1c Elect Director Paul Fulchino Management For For
1d Elect Director Thomas C. Gentile, III Management For For
1e Elect Director Richard Gephardt Management For For
1f Elect Director Robert Johnson Management For For
1g Elect Director Ronald T. Kadish Management For For
1h Elect Director John Plueger Management For For
1i Elect Director Laura Wright Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Approve Reduction of Threshold to Call Special Meetings to 25% of Outstanding Shares Management For Against
5 Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares Shareholder Against For
 
SPIRIT AIRLINES, INC.
Meeting Date:  MAY 22, 2018
Record Date:  MAR 26, 2018
Meeting Type:  ANNUAL
Ticker:  SAVE
Security ID:  848577102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert D. Johnson Management For For
1.2 Elect Director Barclay G. Jones, III Management For For
1.3 Elect Director Dawn M. Zier Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
STANLEY BLACK & DECKER, INC.
Meeting Date:  APR 19, 2018
Record Date:  FEB 16, 2018
Meeting Type:  ANNUAL
Ticker:  SWK
Security ID:  854502101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Andrea J. Ayers Management For For
1.2 Elect Director George W. Buckley Management For For
1.3 Elect Director Patrick D. Campbell Management For For
1.4 Elect Director Carlos M. Cardoso Management For For
1.5 Elect Director Robert B. Coutts Management For For
1.6 Elect Director Debra A. Crew Management For For
1.7 Elect Director Michael D. Hankin Management For For
1.8 Elect Director James M. Loree Management For For
1.9 Elect Director Marianne M. Parrs Management For For
1.10 Elect Director Robert L. Ryan Management For For
1.11 Elect Director James H. Scholefield Management For For
2 Approve Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
STARBUCKS CORPORATION
Meeting Date:  MAR 21, 2018
Record Date:  JAN 11, 2018
Meeting Type:  ANNUAL
Ticker:  SBUX
Security ID:  855244109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Howard Schultz Management For For
1b Elect Director Rosalind G. Brewer Management For For
1c Elect Director Mary N. Dillon Management For For
1d Elect Director Mellody Hobson Management For For
1e Elect Director Kevin R. Johnson Management For For
1f Elect Director Jorgen Vig Knudstorp Management For For
1g Elect Director Satya Nadella Management For For
1h Elect Director Joshua Cooper Ramo Management For For
1i Elect Director Clara Shih Management For For
1j Elect Director Javier G. Teruel Management For For
1k Elect Director Myron E. Ullman, III Management For For
1l Elect Director Craig E. Weatherup Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Proxy Access Bylaw Amendments Shareholder Against For
5 Report on Sustainable Packaging Shareholder Against For
6 Report on Paid Family Leave *Withdrawn Resolution* Shareholder None None
7 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For
 
STRYKER CORPORATION
Meeting Date:  MAY 02, 2018
Record Date:  MAR 05, 2018
Meeting Type:  ANNUAL
Ticker:  SYK
Security ID:  863667101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary K. Brainerd Management For For
1b Elect Director Srikant M. Datar Management For For
1c Elect Director Roch Doliveux Management For For
1d Elect Director Louise L. Francesconi Management For For
1e Elect Director Allan C. Golston Management For For
1f Elect Director Kevin A. Lobo Management For For
1g Elect Director Sherilyn S. McCoy Management For For
1h Elect Director Andrew K. Silvernail Management For For
1i Elect Director Ronda E. Stryker Management For For
1j Elect Director Rajeev Suri Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 26, 2018
Record Date:  FEB 26, 2018
Meeting Type:  ANNUAL
Ticker:  TXN
Security ID:  882508104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ralph W. Babb, Jr. Management For For
1b Elect Director Mark A. Blinn Management For For
1c Elect Director Todd M. Bluedorn Management For For
1d Elect Director Daniel A. Carp Management For For
1e Elect Director Janet F. Clark Management For For
1f Elect Director Carrie S. Cox Management For For
1g Elect Director Brian T. Crutcher Management For For
1h Elect Director Jean M. Hobby Management For For
1i Elect Director Ronald Kirk Management For For
1j Elect Director Pamela H. Patsley Management For For
1k Elect Director Robert E. Sanchez Management For For
1l Elect Director Richard K. Templeton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Non-Employee Director Omnibus Stock Plan Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 15, 2018
Record Date:  MAR 16, 2018
Meeting Type:  ANNUAL
Ticker:  SCHW
Security ID:  808513105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Walter W. Bettinger, II Management For For
1b Elect Director Joan T. Dea Management For For
1c Elect Director Christopher V. Dodds Management For For
1d Elect Director Mark A. Goldfarb Management For For
1e Elect Director Charles A. Ruffel Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Provide Proxy Access Right Management For For
6 Prepare Employment Diversity Report Shareholder Against For
7 Report on Political Contributions Shareholder Against For
 
THE KRAFT HEINZ COMPANY
Meeting Date:  APR 23, 2018
Record Date:  FEB 22, 2018
Meeting Type:  ANNUAL
Ticker:  KHC
Security ID:  500754106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gregory E. Abel Management For For
1b Elect Director Alexandre Behring Management For For
1c Elect Director John T. Cahill Management For For
1d Elect Director Tracy Britt Cool Management For For
1e Elect Director Feroz Dewan Management For For
1f Elect Director Jeanne P. Jackson Management For For
1g Elect Director Jorge Paulo Lemann Management For For
1h Elect Director John C. Pope Management For For
1i Elect Director Marcel Herrmann Telles Management For For
1j Elect Director Alexandre Van Damme Management For For
1k Elect Director George Zoghbi Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Assess Environmental Impact of Non-Recyclable Packaging Shareholder Against For
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 04, 2018
Record Date:  APR 10, 2018
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William C. Ballard, Jr. Management For For
1b Elect Director Richard T. Burke Management For For
1c Elect Director Timothy P. Flynn Management For For
1d Elect Director Stephen J. Hemsley Management For For
1e Elect Director Michele J. Hooper Management For For
1f Elect Director F. William McNabb, III Management For For
1g Elect Director Valerie C. Montgomery Rice Management For For
1h Elect Director Glenn M. Renwick Management For For
1i Elect Director Kenneth I. Shine Management For For
1j Elect Director David S. Wichmann Management For For
1k Elect Director Gail R. Wilensky Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date:  MAY 15, 2018
Record Date:  MAR 21, 2018
Meeting Type:  ANNUAL
Ticker:  WAB
Security ID:  929740108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Erwan Faiveley Management For For
1.2 Elect Director Linda S. Harty Management For For
1.3 Elect Director Brian P. Hehir Management For For
1.4 Elect Director Michael W.D. Howell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
WHIRLPOOL CORPORATION
Meeting Date:  APR 17, 2018
Record Date:  FEB 20, 2018
Meeting Type:  ANNUAL
Ticker:  WHR
Security ID:  963320106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel R. Allen Management For For
1b Elect Director Marc R. Bitzer Management For For
1c Elect Director Greg Creed Management For For
1d Elect Director Gary T. DiCamillo Management For For
1e Elect Director Diane M. Dietz Management For For
1f Elect Director Gerri T. Elliott Management For For
1g Elect Director Jeff M. Fettig Management For For
1h Elect Director Michael F. Johnston Management For For
1i Elect Director John D. Liu Management For For
1j Elect Director James M. Loree Management For For
1k Elect Director Harish Manwani Management For For
1l Elect Director William D. Perez Management For For
1m Elect Director Larry O. Spencer Management For For
1n Elect Director Michael D. White Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Approve Omnibus Stock Plan Management For For

END NPX REPORT

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant: Oppenheimer Capital Appreciation Fund

 

By: Arthur P. Steinmetz*
  Arthur P. Steinmetz,
 
 

 

   Trustee, President and Principal Executive Officer

 

Date: August 20, 2018

 

*By:   /s/ Taylor V. Edwards  
  ------------------------------------------  
  Taylor V. Edwards, Attorney in Fact