UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-03105 |
Exact name of registrant as specified in charter: | Oppenheimer Capital Appreciation Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Cynthia Lo Bessette, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 8/31 |
Date of reporting period: | 07/01/2017-06/30/2018 |
Item 1.
FORM N-PX
ICA File Number: 811-03105
Registrant Name: Oppenheimer Capital Appreciation Fund
Reporting Period: 07/01/2017 - 06/30/2018
Oppenheimer Capital Appreciation Fund
ACTIVISION BLIZZARD, INC.
Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL |
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Ticker: ATVI
Security ID: 00507V109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reveta Bowers | Management | For | For |
1.2 | Elect Director Robert Corti | Management | For | For |
1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
1.4 | Elect Director Brian Kelly | Management | For | For |
1.5 | Elect Director Robert A. Kotick | Management | For | For |
1.6 | Elect Director Barry Meyer | Management | For | For |
1.7 | Elect Director Robert Morgado | Management | For | For |
1.8 | Elect Director Peter Nolan | Management | For | For |
1.9 | Elect Director Casey Wasserman | Management | For | For |
1.10 | Elect Director Elaine Wynn | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALBEMARLE CORPORATION
Meeting Date: MAY 08, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL |
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Ticker: ALB
Security ID: 012653101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
2a | Elect Director Mary Lauren Brlas | Management | For | For |
2b | Elect Director William H. Hernandez | Management | For | For |
2c | Elect Director Luther C. Kissam, IV | Management | For | For |
2d | Elect Director Douglas L. Maine | Management | For | For |
2e | Elect Director J. Kent Masters | Management | For | For |
2f | Elect Director James J. O'Brien | Management | For | For |
2g | Elect Director Diarmuid B. O'Connell | Management | For | For |
2h | Elect Director Dean L. Seavers | Management | For | For |
2i | Elect Director Gerald A. Steiner | Management | For | For |
2j | Elect Director Harriett Tee Taggart | Management | For | For |
2k | Elect Director Alejandro Wolff | Management | For | For |
3 | Adopt Majority Vote to Approve Extraordinary Transactions | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALLERGAN PLC
Meeting Date: MAY 02, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL |
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Ticker: AGN
Security ID: G0177J108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director Joseph H. Boccuzi | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Carol Anthony 'John' Davidson | Management | For | For |
1h | Elect Director Catherine M. Klema | Management | For | For |
1i | Elect Director Peter J. McDonnell | Management | For | For |
1j | Elect Director Patrick J. O'Sullivan | Management | For | For |
1k | Elect Director Brenton L. Saunders | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
AMAZON.COM, INC.
Meeting Date: MAY 30, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL |
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Ticker: AMZN
Security ID: 023135106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
1g | Elect Director Thomas O. Ryder | Management | For | For |
1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
1i | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
APPLE INC.
Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL |
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Ticker: AAPL
Security ID: 037833100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | For |
6 | Establish Human Rights Committee | Shareholder | Against | Abstain |
AUTONATION, INC.
Meeting Date: APR 19, 2018 Record Date: FEB 21, 2018 Meeting Type: ANNUAL |
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Ticker: AN
Security ID: 05329W102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Jackson | Management | For | For |
1.2 | Elect Director Rick L. Burdick | Management | For | For |
1.3 | Elect Director Tomago Collins | Management | For | For |
1.4 | Elect Director David B. Edelson | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Kaveh Khosrowshahi | Management | For | For |
1.7 | Elect Director Michael Larson | Management | For | For |
1.8 | Elect Director G. Mike Mikan | Management | For | For |
1.9 | Elect Director Alison H. Rosenthal | Management | For | For |
1.10 | Elect Director Jacqueline A. Travisano | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | For |
AUTOZONE, INC.
Meeting Date: DEC 20, 2017 Record Date: OCT 23, 2017 Meeting Type: ANNUAL |
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Ticker: AZO
Security ID: 053332102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Enderson Guimaraes | Management | For | For |
1.5 | Elect Director J. R. Hyde, III | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director W. Andrew McKenna | Management | For | For |
1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.9 | Elect Director Luis P. Nieto | Management | For | For |
1.10 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BERKSHIRE HATHAWAY INC.
Meeting Date: MAY 05, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL |
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Ticker: BRK.B
Security ID: 084670702 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Gregory E. Abel | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Stephen B. Burke | Management | For | For |
1.6 | Elect Director Susan L. Decker | Management | For | For |
1.7 | Elect Director William H. Gates, III | Management | For | For |
1.8 | Elect Director David S. Gottesman | Management | For | For |
1.9 | Elect Director Charlotte Guyman | Management | For | For |
1.10 | Elect Director Ajit Jain | Management | For | For |
1.11 | Elect Director Thomas S. Murphy | Management | For | For |
1.12 | Elect Director Ronald L. Olson | Management | For | For |
1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
1.14 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Report on Methane Emissions Management, Including Reduction Targets | Shareholder | Against | For |
3 | Report on Sustainability | Shareholder | Against | For |
BIOGEN INC.
Meeting Date: JUN 12, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL |
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Ticker: BIIB
Security ID: 09062X103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director Lynn Schenk | Management | For | For |
1j | Elect Director Stephen A. Sherwin | Management | For | For |
1k | Elect Director Michel Vounatsos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
5 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | For |
BOOKING HOLDINGS INC.
Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL |
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Ticker: BKNG
Security ID: 09857L108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
1.3 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.4 | Elect Director Glenn D. Fogel | Management | For | For |
1.5 | Elect Director Mirian Graddick-Weir | Management | For | For |
1.6 | DElect irector James M. Guyette | Management | For | For |
1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
1.10 | Elect Director Nicholas J. Read | Management | For | For |
1.11 | Elect Director Thomas E. Rothman | Management | For | For |
1.12 | Elect Director Craig W. Rydin | Management | For | For |
1.13 | Elect Director Lynn M. Vojvodich | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
BROADCOM LIMITED
Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: COURT |
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Ticker: AVGO
Security ID: Y09827109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM LIMITED
Meeting Date: APR 04, 2018 Record Date: FEB 12, 2018 Meeting Type: ANNUAL |
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Ticker: AVGO
Security ID: Y09827109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date: APR 24, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL |
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Ticker: CNR
Security ID: 136375102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shauneen Bruder | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Gordon D. Giffin | Management | For | For |
1.4 | Elect Director Julie Godin | Management | For | For |
1.5 | Elect Director Edith E. Holiday | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director Denis Losier | Management | For | For |
1.8 | Elect Director Kevin G. Lynch | Management | For | For |
1.9 | Elect Director James E. O'Connor | Management | For | For |
1.10 | Elect Director Robert Pace | Management | For | For |
1.11 | Elect Director Robert L. Phillips | Management | For | For |
1.12 | Elect Director Laura Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date: MAY 10, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL |
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Ticker: CP
Security ID: 13645T100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
3.1 | Elect Director John Baird | Management | For | For |
3.2 | Elect Director Isabelle Courville | Management | For | For |
3.3 | Elect Director Keith E. Creel | Management | For | For |
3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
3.5 | Elect Director Rebecca MacDonald | Management | For | For |
3.6 | Elect Director Matthew H. Paull | Management | For | For |
3.7 | Elect Director Jane L. Peverett | Management | For | For |
3.8 | Elect Director Andrew F. Reardon | Management | For | For |
3.9 | Elect Director Gordon T. Trafton II | Management | For | For |
CARMAX, INC.
Meeting Date: JUN 26, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL |
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Ticker: KMX
Security ID: 143130102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Bensen | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Sona Chawla | Management | For | For |
1.4 | Elect Director Thomas J. Folliard | Management | For | For |
1.5 | Elect Director Shira Goodman | Management | For | For |
1.6 | Elect Director Robert J. Hombach | Management | For | For |
1.7 | Elect Director David W. McCreight | Management | For | For |
1.8 | Elect Director William D. Nash | Management | For | For |
1.9 | Elect Director Marcella Shinder | Management | For | For |
1.10 | Elect Director Mitchell D. Steenrod | Management | For | For |
1.11 | Elect Director William R. Tiefel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
CEDAR FAIR, L.P.
Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL |
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Ticker: FUN
Security ID: 150185106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELGENE CORPORATION
Meeting Date: JUN 13, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL |
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Ticker: CELG
Security ID: 151020104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Alles | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Hans E. Bishop | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | For |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Michael A. Friedman | Management | For | For |
1.8 | Elect Director Julia A. Haller | Management | For | For |
1.9 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.10 | Elect Director James J. Loughlin | Management | For | For |
1.11 | Elect Director Ernest Mario | Management | For | For |
1.12 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
CERNER CORPORATION
Meeting Date: MAY 18, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL |
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Ticker: CERN
Security ID: 156782104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
1b | Elect Director Clifford W. Illig | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CME GROUP INC.
Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL |
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Ticker: CME
Security ID: 12572Q105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence A. Duffy | Management | For | For |
1b | Elect Director Timothy S. Bitsberger | Management | For | For |
1c | Elect Director Charles P. Carey | Management | For | For |
1d | Elect Director Dennis H. Chookaszian | Management | For | For |
1e | Elect Director Ana Dutra | Management | For | For |
1f | Elect Director Martin J. Gepsman | Management | For | For |
1g | Elect Director Larry G. Gerdes | Management | For | For |
1h | Elect Director Daniel R. Glickman | Management | For | For |
1i | Elect Director Deborah J. Lucas | Management | For | For |
1j | Elect Director Alex J. Pollock | Management | For | For |
1k | Elect Director Terry L. Savage | Management | For | For |
1l | Elect Director William R. Shepard | Management | For | For |
1m | Elect Director Howard J. Siegel | Management | For | For |
1n | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMCAST CORPORATION
Meeting Date: JUN 11, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL |
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Ticker: CMCSA
Security ID: 20030N101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
COMPASS MINERALS INTERNATIONAL, INC.
Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL |
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Ticker: CMP
Security ID: 20451N101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. D'Antoni | Management | For | For |
1b | Elect Director Allan R. Rothwell | Management | For | For |
1c | Elect Director Lori A. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CONSTELLATION BRANDS, INC.
Meeting Date: JUL 18, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL |
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Ticker: STZ
Security ID: 21036P108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | Withhold |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Daniel J. McCarthy | Management | For | Withhold |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | Withhold |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
DEERE & COMPANY
Meeting Date: FEB 28, 2018 Record Date: DEC 29, 2017 Meeting Type: ANNUAL |
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Ticker: DE
Security ID: 244199105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Alan C. Heuberger | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Brian M. Krzanich | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sherry M. Smith | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
EBAY INC.
Meeting Date: MAY 30, 2018 Record Date: APR 04, 2018 Meeting Type: ANNUAL |
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Ticker: EBAY
Security ID: 278642103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fred D. Anderson, Jr. | Management | For | For |
1b | Elect Director Anthony J. Bates | Management | For | For |
1c | Elect Director Adriane M. Brown | Management | For | For |
1d | Elect Director Diana Farrell | Management | For | For |
1e | Elect Director Logan D. Green | Management | For | For |
1f | Elect Director Bonnie S. Hammer | Management | For | For |
1g | Elect Director Kathleen C. Mitic | Management | For | For |
1h | Elect Director Pierre M. Omidyar | Management | For | For |
1i | Elect Director Paul S. Pressler | Management | For | For |
1j | Elect Director Robert H. Swan | Management | For | For |
1k | Elect Director Thomas J. Tierney | Management | For | For |
1l | Elect Director Perry M. Traquina | Management | For | For |
1m | Elect Director Devin N. Wenig | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meetings | Management | For | Against |
FACEBOOK, INC.
Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL |
||||
Ticker: FB
Security ID: 30303M102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
1.5 | Elect Director Reed Hastings | Management | For | Withhold |
1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
1.7 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
1.9 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | For |
7 | Report on Gender Pay Gap | Shareholder | Against | For |
8 | Report on Responsible Tax Principles | Shareholder | Against | Abstain |
FASTENAL COMPANY
Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: FAST
Security ID: 311900104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Willard D. Oberton | Management | For | For |
1b | Elect Director Michael J. Ancius | Management | For | For |
1c | Elect Director Michael J. Dolan | Management | For | For |
1d | Elect Director Stephen L. Eastman | Management | For | For |
1e | Elect Director Daniel L. Florness | Management | For | For |
1f | Elect Director Rita J. Heise | Management | For | For |
1g | Elect Director Darren R. Jackson | Management | For | For |
1h | Elect Director Daniel L. Johnson | Management | For | For |
1i | Elect Director Scott A. Satterlee | Management | For | For |
1j | Elect Director Reyne K. Wisecup | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
GALAPAGOS
Meeting Date: APR 24, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL |
||||
Ticker: GLPG
Security ID: B44170106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
5 | Approve Remuneration Report | Management | For | Against |
6 | Approve Discharge of Directors and Auditors | Management | For | For |
7i | Reelect Werner Cautreels as Director | Management | For | For |
7ii | Reelect Howard Rowe as Director | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Approve Galapagos Warrant Plan 2018 | Management | For | Against |
10 | Transact Other Business | Management | None | None |
GILEAD SCIENCES, INC.
Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
||||
Ticker: GILD
Security ID: 375558103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John C. Martin | Management | For | For |
1f | Elect Director John F. Milligan | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
HRG GROUP, INC.
Meeting Date: SEP 25, 2017 Record Date: AUG 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: HRG
Security ID: 40434J100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew A. McKnight | Management | For | For |
1.2 | Elect Director Andrew Whittaker | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HRG GROUP, INC.
Meeting Date: JUN 12, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL |
||||
Ticker: HRG
Security ID: 40434J100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis A. Glovier | Management | For | For |
1.2 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
HUSKY ENERGY INC.
Meeting Date: APR 26, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
||||
Ticker: HSE
Security ID: 448055103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor T.K. Li | Management | For | For |
1.2 | Elect Director Canning K.N. Fok | Management | For | For |
1.3 | Elect Director Stephen E. Bradley | Management | For | For |
1.4 | Elect Director Asim Ghosh | Management | For | For |
1.5 | Elect Director Martin J.G. Glynn | Management | For | For |
1.6 | Elect Director Poh Chan Koh | Management | For | For |
1.7 | Elect Director Eva Lee Kwok | Management | For | For |
1.8 | Elect Director Stanley T.L. Kwok | Management | For | For |
1.9 | Elect Director Frederick S.H. Ma | Management | For | For |
1.10 | Elect Director George C. Magnus | Management | For | For |
1.11 | Elect Director Neil D. McGee | Management | For | For |
1.12 | Elect Director Robert J. Peabody | Management | For | For |
1.13 | Elect Director Colin S. Russel | Management | For | For |
1.14 | Elect Director Wayne E. Shaw | Management | For | For |
1.15 | Elect Director William Shurniak | Management | For | For |
1.16 | Elect Director Frank J. Sixt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
INTERCONTINENTAL EXCHANGE, INC.
Meeting Date: MAY 18, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL |
||||
Ticker: ICE
Security ID: 45866F104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon Y. Bowen | Management | For | For |
1b | Elect Director Ann M. Cairns | Management | For | For |
1c | Elect Director Charles R. Crisp | Management | For | For |
1d | Elect Director Duriya M. Farooqui | Management | For | For |
1e | Elect Director Jean-Marc Forneri | Management | For | For |
1f | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
1g | Elect Director Frederick W. Hatfield | Management | For | For |
1h | Elect Director Thomas E. Noonan | Management | For | For |
1i | Elect Director Frederic V. Salerno | Management | For | For |
1j | Elect Director Jeffrey C. Sprecher | Management | For | For |
1k | Elect Director Judith A. Sprieser | Management | For | For |
1l | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
INTUITIVE SURGICAL, INC.
Meeting Date: SEP 22, 2017 Record Date: AUG 25, 2017 Meeting Type: SPECIAL |
||||
Ticker: ISRG
Security ID: 46120E602 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock and Effect Stock Split | Management | For | For |
INTUITIVE SURGICAL, INC.
Meeting Date: APR 19, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: ISRG
Security ID: 46120E602 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig H. Barratt | Management | For | For |
1b | Elect Director Michael A. Friedman | Management | For | For |
1c | Elect Director Gary S. Guthart | Management | For | For |
1d | Elect Director Amal M. Johnson | Management | For | For |
1e | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1f | Elect Director Alan J. Levy | Management | For | For |
1g | Elect Director Jami Dover Nachtsheim | Management | For | For |
1h | Elect Director Mark J. Rubash | Management | For | For |
1i | Elect Director Lonnie M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date: MAR 07, 2018 Record Date: JAN 03, 2018 Meeting Type: ANNUAL |
||||
Ticker: JCI
Security ID: G51502105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Daniels | Management | For | For |
1b | Elect Director W. Roy Dunbar | Management | For | For |
1c | Elect Director Brian Duperreault | Management | For | For |
1d | Elect Director Gretchen R. Haggerty | Management | For | For |
1e | Elect Director Simone Menne | Management | For | For |
1f | Elect Director George R. Oliver | Management | For | For |
1g | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1h | Elect Director Jurgen Tinggren | Management | For | For |
1i | Elect Director Mark Vergnano | Management | For | For |
1j | Elect Director R. David Yost | Management | For | For |
1k | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
8a | Approve Cancellation of Share Premium Account | Management | For | For |
8b | Approve Amendment of Articles to Facilitate Capital Reduction | Management | For | For |
KAR AUCTION SERVICES, INC.
Meeting Date: JUN 04, 2018 Record Date: APR 11, 2018 Meeting Type: ANNUAL |
||||
Ticker: KAR
Security ID: 48238T109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd F. Bourell | Management | For | For |
1b | Elect Director Donna R. Ecton | Management | For | For |
1c | Elect Director James P. Hallett | Management | For | For |
1d | Elect Director Mark E. Hill | Management | For | For |
1e | Elect Director J. Mark Howell | Management | For | For |
1f | Elect Director Lynn Jolliffe | Management | For | For |
1g | Elect Director Michael T. Kestner | Management | For | For |
1h | Elect Director John P. Larson | Management | For | For |
1i | Elect Director Stephen E. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date: MAY 10, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: LH
Security ID: 50540R409 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Jean-Luc Belingard | Management | For | For |
1c | Elect Director D. Gary Gilliland | Management | For | For |
1d | Elect Director David P. King | Management | For | For |
1e | Elect Director Garheng Kong | Management | For | For |
1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1g | Elect Director Peter M. Neupert | Management | For | For |
1h | Elect Director Richelle P. Parham | Management | For | For |
1i | Elect Director Adam H. Schechter | Management | For | For |
1j | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LOWE'S COMPANIES, INC.
Meeting Date: JUN 01, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: LOW
Security ID: 548661107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Brian C. Rogers | Management | For | For |
1.11 | Elect Director Bertram L. Scott | Management | For | For |
1.12 | Elect Director Lisa W. Wardell | Management | For | For |
1.13 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
MAGELLAN MIDSTREAM PARTNERS, L.P.
Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
||||
Ticker: MMP
Security ID: 559080106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Croyle | Management | For | For |
1.2 | Elect Director Stacy P. Methvin | Management | For | For |
1.3 | Elect Director Barry R. Pearl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
MASTERCARD INCORPORATED
Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL |
||||
Ticker: MA
Security ID: 57636Q104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Steven J. Freiberg | Management | For | For |
1g | Elect Director Julius Genachowski | Management | For | For |
1h | Elect Director Choon Phong Goh | Management | For | For |
1i | Elect Director Merit E. Janow | Management | For | For |
1j | Elect Director Nancy Karch | Management | For | For |
1k | Elect Director Oki Matsumoto | Management | For | For |
1l | Elect Director Rima Qureshi | Management | For | For |
1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1n | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MEDTRONIC PLC
Meeting Date: DEC 08, 2017 Record Date: OCT 10, 2017 Meeting Type: ANNUAL |
||||
Ticker: MDT
Security ID: G5960L103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MICROSOFT CORPORATION
Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL |
||||
Ticker: MSFT
Security ID: 594918104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: MAY 22, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
||||
Ticker: MAA
Security ID: 59522J103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Russell R. French | Management | For | For |
1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
1d | Elect Director Toni Jennings | Management | For | For |
1e | Elect Director James K. Lowder | Management | For | For |
1f | Elect Director Thomas H. Lowder | Management | For | For |
1g | Elect Director Monica McGurk | Management | For | For |
1h | Elect Director Claude B. Nielsen | Management | For | For |
1i | Elect Director Philip W. Norwood | Management | For | For |
1j | Elect Director W. Reid Sanders | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MONDELEZ INTERNATIONAL, INC.
Meeting Date: MAY 16, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL |
||||
Ticker: MDLZ
Security ID: 609207105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lewis W.K. Booth | Management | For | For |
1b | Elect Director Charles E. Bunch | Management | For | For |
1c | Elect Director Debra A. Crew | Management | For | For |
1d | Elect Director Lois D. Juliber | Management | For | For |
1e | Elect Director Mark D. Ketchum | Management | For | For |
1f | Elect Director Peter W. May | Management | For | For |
1g | Elect Director Jorge S. Mesquita | Management | For | For |
1h | Elect Director Joseph Neubauer | Management | For | For |
1i | Elect Director Fredric G. Reynolds | Management | For | For |
1j | Elect Director Christiana S. Shi | Management | For | For |
1k | Elect Director Patrick T. Siewert | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
1m | Elect Director Dirk Van de Put | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
5 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities | Shareholder | Against | Abstain |
NIELSEN HOLDINGS PLC
Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: NLSN
Security ID: G6518L108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Attwood, Jr. | Management | For | For |
1b | Elect Director Mitch Barns | Management | For | For |
1c | Elect Director Guerrino De Luca | Management | For | For |
1d | Elect Director Karen M. Hoguet | Management | For | For |
1e | Elect Director Harish Manwani | Management | For | For |
1f | Elect Director Robert C. Pozen | Management | For | For |
1g | Elect Director David Rawlinson | Management | For | For |
1h | Elect Director Javier G. Teruel | Management | For | For |
1i | Elect Director Lauren Zalaznick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
4 | Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
ORACLE CORPORATION
Meeting Date: NOV 15, 2017 Record Date: SEP 18, 2017 Meeting Type: ANNUAL |
||||
Ticker: ORCL
Security ID: 68389X105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.5 | Elect Director George H. Conrades | Management | For | For |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | For |
1.11 | Elect Director Leon E. Panetta | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Political Contributions Disclosure | Shareholder | Against | For |
7 | Gender Pay Gap | Shareholder | Against | For |
8 | Amend Proxy Access Right | Shareholder | Against | For |
PAYPAL HOLDINGS, INC.
Meeting Date: MAY 23, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL |
||||
Ticker: PYPL
Security ID: 70450Y103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Wences Casares | Management | For | For |
1c | Elect Director Jonathan Christodoro | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Belinda J. Johnson | Management | For | For |
1g | Elect Director Gail J. McGovern | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Amend Proxy Access Right | Shareholder | Against | For |
7 | Report on Political Contributions | Shareholder | Against | For |
8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Abstain |
PG&E CORPORATION
Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: PCG
Security ID: 69331C108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Fred J. Fowler | Management | For | For |
1.3 | Elect Director Richard C. Kelly | Management | For | For |
1.4 | Elect Director Roger H. Kimmel | Management | For | For |
1.5 | Elect Director Richard A. Meserve | Management | For | For |
1.6 | Elect Director Forrest E. Miller | Management | For | For |
1.7 | Elect Director Eric D. Mullins | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
1.9 | Elect Director Barbara L. Rambo | Management | For | For |
1.10 | Elect Director Anne Shen Smith | Management | For | For |
1.11 | Elect Director Geisha J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Cease Charitable Contributions | Shareholder | Against | Abstain |
5 | Amend Proxy Access Right | Shareholder | Against | For |
SERVICENOW, INC.
Meeting Date: JUN 19, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL |
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Ticker: NOW
Security ID: 81762P102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Jonathan C. Chadwick | Management | For | For |
1c | Elect Director Frederic B. Luddy | Management | For | For |
1d | Elect Director Jeffrey A. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
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Ticker: SPR
Security ID: 848574109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles Chadwell | Management | For | For |
1b | Elect Director Irene M. Esteves | Management | For | For |
1c | Elect Director Paul Fulchino | Management | For | For |
1d | Elect Director Thomas C. Gentile, III | Management | For | For |
1e | Elect Director Richard Gephardt | Management | For | For |
1f | Elect Director Robert Johnson | Management | For | For |
1g | Elect Director Ronald T. Kadish | Management | For | For |
1h | Elect Director John Plueger | Management | For | For |
1i | Elect Director Laura Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Reduction of Threshold to Call Special Meetings to 25% of Outstanding Shares | Management | For | Against |
5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | Shareholder | Against | For |
SPIRIT AIRLINES, INC.
Meeting Date: MAY 22, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
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Ticker: SAVE
Security ID: 848577102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert D. Johnson | Management | For | For |
1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
1.3 | Elect Director Dawn M. Zier | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STANLEY BLACK & DECKER, INC.
Meeting Date: APR 19, 2018 Record Date: FEB 16, 2018 Meeting Type: ANNUAL |
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Ticker: SWK
Security ID: 854502101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
1.11 | Elect Director James H. Scholefield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
STARBUCKS CORPORATION
Meeting Date: MAR 21, 2018 Record Date: JAN 11, 2018 Meeting Type: ANNUAL |
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Ticker: SBUX
Security ID: 855244109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director Rosalind G. Brewer | Management | For | For |
1c | Elect Director Mary N. Dillon | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Jorgen Vig Knudstorp | Management | For | For |
1g | Elect Director Satya Nadella | Management | For | For |
1h | Elect Director Joshua Cooper Ramo | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Proxy Access Bylaw Amendments | Shareholder | Against | For |
5 | Report on Sustainable Packaging | Shareholder | Against | For |
6 | Report on Paid Family Leave *Withdrawn Resolution* | Shareholder | None | None |
7 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
STRYKER CORPORATION
Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
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Ticker: SYK
Security ID: 863667101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary K. Brainerd | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director Sherilyn S. McCoy | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
1j | Elect Director Rajeev Suri | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
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Ticker: TXN
Security ID: 882508104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Todd M. Bluedorn | Management | For | For |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director Janet F. Clark | Management | For | For |
1f | Elect Director Carrie S. Cox | Management | For | For |
1g | Elect Director Brian T. Crutcher | Management | For | For |
1h | Elect Director Jean M. Hobby | Management | For | For |
1i | Elect Director Ronald Kirk | Management | For | For |
1j | Elect Director Pamela H. Patsley | Management | For | For |
1k | Elect Director Robert E. Sanchez | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE CHARLES SCHWAB CORPORATION
Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
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Ticker: SCHW
Security ID: 808513105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter W. Bettinger, II | Management | For | For |
1b | Elect Director Joan T. Dea | Management | For | For |
1c | Elect Director Christopher V. Dodds | Management | For | For |
1d | Elect Director Mark A. Goldfarb | Management | For | For |
1e | Elect Director Charles A. Ruffel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Proxy Access Right | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | For |
7 | Report on Political Contributions | Shareholder | Against | For |
THE KRAFT HEINZ COMPANY
Meeting Date: APR 23, 2018 Record Date: FEB 22, 2018 Meeting Type: ANNUAL |
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Ticker: KHC
Security ID: 500754106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Tracy Britt Cool | Management | For | For |
1e | Elect Director Feroz Dewan | Management | For | For |
1f | Elect Director Jeanne P. Jackson | Management | For | For |
1g | Elect Director Jorge Paulo Lemann | Management | For | For |
1h | Elect Director John C. Pope | Management | For | For |
1i | Elect Director Marcel Herrmann Telles | Management | For | For |
1j | Elect Director Alexandre Van Damme | Management | For | For |
1k | Elect Director George Zoghbi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL |
||||
Ticker: UNH
Security ID: 91324P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date: MAY 15, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL |
||||
Ticker: WAB
Security ID: 929740108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erwan Faiveley | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director Brian P. Hehir | Management | For | For |
1.4 | Elect Director Michael W.D. Howell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WHIRLPOOL CORPORATION
Meeting Date: APR 17, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL |
||||
Ticker: WHR
Security ID: 963320106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Marc R. Bitzer | Management | For | For |
1c | Elect Director Greg Creed | Management | For | For |
1d | Elect Director Gary T. DiCamillo | Management | For | For |
1e | Elect Director Diane M. Dietz | Management | For | For |
1f | Elect Director Gerri T. Elliott | Management | For | For |
1g | Elect Director Jeff M. Fettig | Management | For | For |
1h | Elect Director Michael F. Johnston | Management | For | For |
1i | Elect Director John D. Liu | Management | For | For |
1j | Elect Director James M. Loree | Management | For | For |
1k | Elect Director Harish Manwani | Management | For | For |
1l | Elect Director William D. Perez | Management | For | For |
1m | Elect Director Larry O. Spencer | Management | For | For |
1n | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Capital Appreciation Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 20, 2018
*By: | /s/ Taylor V. Edwards | |
------------------------------------------ | ||
Taylor V. Edwards, Attorney in Fact |