UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-03105 |
Exact name of registrant as specified in charter: | Oppenheimer Capital Appreciation Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Cynthia Lo Bessette, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 8/31 |
Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-03105
Registrant Name: Oppenheimer Capital Appreciation Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Capital Appreciation Fund
ACTIVISION BLIZZARD, INC.
Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL |
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Ticker: ATVI
Security ID: 00507V109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Corti | Management | For | For |
1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
1.3 | Elect Director Brian G. Kelly | Management | For | For |
1.4 | Elect Director Robert A. Kotick | Management | For | For |
1.5 | Elect Director Barry Meyer | Management | For | For |
1.6 | Elect Director Robert Morgado | Management | For | For |
1.7 | Elect Director Peter Nolan | Management | For | For |
1.8 | Elect Director Casey Wasserman | Management | For | For |
1.9 | Elect Director Elaine Wynn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ACUITY BRANDS, INC.
Meeting Date: JAN 06, 2017 Record Date: NOV 11, 2016 Meeting Type: ANNUAL |
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Ticker: AYI
Security ID: 00508Y102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Patrick Battle | Management | For | For |
1.2 | Elect Director Gordon D. Harnett | Management | For | For |
1.3 | Elect Director Robert F. McCullough | Management | For | For |
1.4 | Elect Director Dominic J. Pileggi | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Approve Dividend Increase | Shareholder | Against | Against |
ALBEMARLE CORPORATION
Meeting Date: MAY 12, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
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Ticker: ALB
Security ID: 012653101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3.1 | Elect Director Jim W. Nokes | Management | For | For |
3.2 | Elect Director William H. Hernandez | Management | For | For |
3.3 | Elect Director Luther C. Kissam, IV | Management | For | For |
3.4 | Elect Director Douglas L. Maine | Management | For | For |
3.5 | Elect Director J. Kent Masters | Management | For | For |
3.6 | Elect Director James J. O'Brien | Management | For | For |
3.7 | Elect Director Barry W. Perry | Management | For | For |
3.8 | Elect Director Gerald A. Steiner | Management | For | For |
3.9 | Elect Director Harriett Tee Taggart | Management | For | For |
3.10 | Elect Director Alejandro Wolff | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ALLERGAN PLC
Meeting Date: MAY 04, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL |
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Ticker: AGN
Security ID: G0177J108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
AMAZON.COM, INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL |
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Ticker: AMZN
Security ID: 023135106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Daniel P. Huttenlocher | Management | For | For |
1f | Elect Director Judith A. McGrath | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Report on Use of Criminal Background Checks in Hiring | Shareholder | Against | Abstain |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
AMGEN INC.
Meeting Date: MAY 19, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
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Ticker: AMGN
Security ID: 031162100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Robert A. Bradway | Management | For | For |
1.3 | Elect Director Francois de Carbonnel | Management | For | For |
1.4 | Elect Director Robert A. Eckert | Management | For | For |
1.5 | Elect Director Greg C. Garland | Management | For | For |
1.6 | Elect Director Fred Hassan | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Charles M. Holley, Jr. | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Ellen J. Kullman | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
1.13 | Elect Director R. Sanders Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
APPLE INC.
Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL |
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Ticker: AAPL
Security ID: 037833100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
7 | Proxy Access Amendments | Shareholder | Against | For |
8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 02, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL |
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Ticker: BAX
Security ID: 071813109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose (Joe) E. Almeida | Management | For | For |
1b | Elect Director Thomas F. Chen | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Munib Islam | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Carole J. Shapazian | Management | For | For |
1g | Elect Director Thomas T. Stallkamp | Management | For | For |
1h | Elect Director Albert P.L. Stroucken | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
BIOGEN INC.
Meeting Date: JUN 07, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL |
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Ticker: BIIB
Security ID: 09062X103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Nancy L. Leaming | Management | For | For |
1d | Elect Director Richard C. Mulligan | Management | For | For |
1e | Elect Director Robert W. Pangia | Management | For | For |
1f | Elect Director Stelios Papadopoulos | Management | For | For |
1g | Elect Director Brian S. Posner | Management | For | For |
1h | Elect Director Eric K. Rowinsky | Management | For | For |
1i | Elect Director Lynn Schenk | Management | For | For |
1j | Elect Director Stephen A. Sherwin | Management | For | For |
1k | Elect Director Michel Vounatsos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
BLACKROCK, INC.
Meeting Date: MAY 25, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL |
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Ticker: BLK
Security ID: 09247X101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Pamela Daley | Management | For | For |
1d | Elect Director William S. Demchak | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Laurence D. Fink | Management | For | For |
1g | Elect Director Fabrizio Freda | Management | For | For |
1h | Elect Director Murry S. Gerber | Management | For | For |
1i | Elect Director James Grosfeld | Management | For | For |
1j | Elect Director Robert S. Kapito | Management | For | For |
1k | Elect Director Deryck Maughan | Management | For | For |
1l | Elect Director Cheryl D. Mills | Management | For | For |
1m | Elect Director Gordon M. Nixon | Management | For | For |
1n | Elect Director Charles H. Robbins | Management | For | For |
1o | Elect Director Ivan G. Seidenberg | Management | For | For |
1p | Elect Director Marco Antonio Slim Domit | Management | For | For |
1q | Elect Director John S. Varley | Management | For | For |
1r | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
BROADCOM LIMITED
Meeting Date: APR 05, 2017 Record Date: FEB 08, 2017 Meeting Type: ANNUAL |
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Ticker: AVGO
Security ID: Y09827109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director Eddy W. Hartenstein | Management | For | For |
1f | Elect Director Check Kian Low | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
1h | Elect Director Peter J. Marks | Management | For | For |
1i | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
C. R. BARD, INC.
Meeting Date: APR 19, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
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Ticker: BCR
Security ID: 067383109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barrett | Management | For | For |
1.2 | Elect Director Robert M. Davis | Management | For | For |
1.3 | Elect Director Herbert L. Henkel | Management | For | For |
1.4 | Elect Director John C. Kelly | Management | For | For |
1.5 | Elect Director David F. Melcher | Management | For | For |
1.6 | Elect Director Gail K. Naughton | Management | For | For |
1.7 | Elect Director Timothy M. Ring | Management | For | For |
1.8 | Elect Director Tommy G. Thompson | Management | For | For |
1.9 | Elect Director John H. Weiland | Management | For | For |
1.10 | Elect Director Anthony Welters | Management | For | For |
1.11 | Elect Director Tony L. White | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date: APR 25, 2017 Record Date: MAR 02, 2017 Meeting Type: ANNUAL |
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Ticker: CNR
Security ID: 136375102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shauneen Bruder | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Gordon D. Giffin | Management | For | For |
1.4 | Elect Director Julie Godin | Management | For | For |
1.5 | Elect Director Edith E. Holiday | Management | For | For |
1.6 | Elect Director Luc Jobin | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Kevin G. Lynch | Management | For | For |
1.10 | Elect Director James E. O'Connor | Management | For | For |
1.11 | Elect Director Robert Pace | Management | For | For |
1.12 | Elect Director Robert L. Phillips | Management | For | For |
1.13 | Elect Director Laura Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED
Meeting Date: MAY 10, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
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Ticker: CP
Security ID: 13645T100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
3.1 | Elect Director John Baird | Management | For | For |
3.2 | Elect Director Isabelle Courville | Management | For | For |
3.3 | Elect Director Keith E. Creel | Management | For | For |
3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
3.5 | Elect Director William R. Fatt | Management | For | For |
3.6 | Elect Director Rebecca MacDonald | Management | For | For |
3.7 | Elect Director Matthew H. Paull | Management | For | For |
3.8 | Elect Director Jane L. Peverett | Management | For | For |
3.9 | Elect Director Andrew F. Reardon | Management | For | For |
3.10 | Elect Director Gordon T. Trafton II | Management | For | For |
CEDAR FAIR, L.P.
Meeting Date: JUN 07, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL |
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Ticker: FUN
Security ID: 150185106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina D. France | Management | For | For |
1.2 | Elect Director Matt Ouimet | Management | For | For |
1.3 | Elect Director Tom Klein | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CELGENE CORPORATION
Meeting Date: JUN 14, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL |
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Ticker: CELG
Security ID: 151020104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Mark J. Alles | Management | For | For |
1.3 | Elect Director Richard W. Barker | Management | For | For |
1.4 | Elect Director Michael W. Bonney | Management | For | For |
1.5 | Elect Director Michael D. Casey | Management | For | Withhold |
1.6 | Elect Director Carrie S. Cox | Management | For | For |
1.7 | Elect Director Michael A. Friedman | Management | For | Withhold |
1.8 | Elect Director Julia A. Haller | Management | For | For |
1.9 | Elect Director Gilla S. Kaplan | Management | For | Withhold |
1.10 | Elect Director James J. Loughlin | Management | For | For |
1.11 | Elect Director Ernest Mario | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
CERNER CORPORATION
Meeting Date: MAY 24, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL |
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Ticker: CERN
Security ID: 156782104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie L. Gerberding | Management | For | For |
1b | Elect Director Neal L. Patterson | Management | For | For |
1c | Elect Director William D. Zollars | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CME GROUP INC.
Meeting Date: MAY 24, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL |
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Ticker: CME
Security ID: 12572Q105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence A. Duffy | Management | For | For |
1b | Elect Director Timothy S. Bitsberger | Management | For | For |
1c | Elect Director Charles P. Carey | Management | For | For |
1d | Elect Director Dennis H. Chookaszian | Management | For | For |
1e | Elect Director Ana Dutra | Management | For | For |
1f | Elect Director Martin J. Gepsman | Management | For | For |
1g | Elect Director Larry G. Gerdes | Management | For | For |
1h | Elect Director Daniel R. Glickman | Management | For | For |
1i | Elect Director Leo Melamed | Management | For | For |
1j | Elect Director Alex J. Pollock | Management | For | For |
1k | Elect Director John F. Sandner | Management | For | For |
1l | Elect Director Terry L. Savage | Management | For | For |
1m | Elect Director William R. Shepard | Management | For | For |
1n | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
COACH, INC.
Meeting Date: NOV 10, 2016 Record Date: SEP 12, 2016 Meeting Type: ANNUAL |
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Ticker: COH
Security ID: 189754104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Director David Denton | Management | For | For |
1b | Election Director Andrea Guerra | Management | For | For |
1c | Election Director Susan Kropf | Management | For | For |
1d | Election Director Annabelle Yu Long | Management | For | For |
1e | Election Director Victor Luis | Management | For | For |
1f | Election Director Ivan Menezes | Management | For | For |
1g | Election Director William Nuti | Management | For | For |
1h | Election Director Stephanie Tilenius | Management | For | For |
1i | Election Director Jide Zeitlin | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Create Feasibility Plan for Net-Zero GHG Emissions | Shareholder | Against | Abstain |
COMCAST CORPORATION
Meeting Date: JUN 08, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL |
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Ticker: CMCSA
Security ID: 20030N101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Asuka Nakahara | Management | For | For |
1.8 | Elect Director David C. Novak | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
CONAGRA FOODS, INC.
Meeting Date: SEP 23, 2016 Record Date: JUL 29, 2016 Meeting Type: ANNUAL |
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Ticker: CAG
Security ID: 205887102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Thomas K. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Butler | Management | For | For |
1.4 | Elect Director Sean M. Connolly | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Joie A. Gregor | Management | For | For |
1.7 | Elect Director Rajive Johri | Management | For | For |
1.8 | Elect Director W.G. Jurgensen | Management | For | For |
1.9 | Elect Director Richard H. Lenny | Management | For | For |
1.10 | Elect Director Ruth Ann Marshall | Management | For | For |
1.11 | Elect Director Timothy R. McLevish | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSTELLATION BRANDS, INC.
Meeting Date: JUL 20, 2016 Record Date: MAY 23, 2016 Meeting Type: ANNUAL |
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Ticker: STZ
Security ID: 21036P108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | For |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COSTCO WHOLESALE CORPORATION
Meeting Date: JAN 26, 2017 Record Date: NOV 18, 2016 Meeting Type: ANNUAL |
||||
Ticker: COST
Security ID: 22160K105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard A. Galanti | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 18, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: CCI
Security ID: 22822V101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director P. Robert Bartolo | Management | For | For |
1b | Elect Director Jay A. Brown | Management | For | For |
1c | Elect Director Cindy Christy | Management | For | For |
1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
1e | Elect Director Robert E. Garrison, II | Management | For | For |
1f | Elect Director Lee W. Hogan | Management | For | For |
1g | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
1h | Elect Director J. Landis Martin | Management | For | For |
1i | Elect Director Robert F. McKenzie | Management | For | For |
1j | Elect Director Anthony J. Melone | Management | For | For |
1k | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
DANAHER CORPORATION
Meeting Date: MAY 09, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: DHR
Security ID: 235851102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | Against |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Robert J. Hugin | Management | For | For |
1.4 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
1.5 | Elect Director Teri List-Stoll | Management | For | Against |
1.6 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.7 | Elect Director Mitchell P. Rales | Management | For | For |
1.8 | Elect Director Steven M. Rales | Management | For | For |
1.9 | Elect Director John T. Schwieters | Management | For | Against |
1.10 | Elect Director Alan G. Spoon | Management | For | For |
1.11 | Elect Director Raymond C. Stevens | Management | For | For |
1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Report on Goals to Reduce Greenhouse Gas Emissions | Shareholder | Against | For |
DEERE & COMPANY
Meeting Date: FEB 22, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL |
||||
Ticker: DE
Security ID: 244199105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Alan C. Heuberger | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Michael O. Johanns | Management | For | For |
1g | Elect Director Clayton M. Jones | Management | For | For |
1h | Elect Director Brian M. Krzanich | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sherry M. Smith | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Sheila G. Talton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
DR PEPPER SNAPPLE GROUP, INC.
Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: DPS
Security ID: 26138E109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E. Alexander | Management | For | For |
1b | Elect Director Antonio Carrillo | Management | For | For |
1c | Elect Director Jose M. Gutierrez | Management | For | For |
1d | Elect Director Pamela H. Patsley | Management | For | For |
1e | Elect Director Ronald G. Rogers | Management | For | For |
1f | Elect Director Wayne R. Sanders | Management | For | For |
1g | Elect Director Dunia A. Shive | Management | For | For |
1h | Elect Director M. Anne Szostak | Management | For | For |
1i | Elect Director Larry D. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | For |
ELECTRONIC ARTS INC.
Meeting Date: JUL 28, 2016 Record Date: JUN 06, 2016 Meeting Type: ANNUAL |
||||
Ticker: EA
Security ID: 285512109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard S. Coleman | Management | For | For |
1b | Elect Director Jay C. Hoag | Management | For | For |
1c | Elect Director Jeffrey T. Huber | Management | For | For |
1d | Elect Director Vivek Paul | Management | For | For |
1e | Elect Director Lawrence F. Probst, III | Management | For | For |
1f | Elect Director Talbott Roche | Management | For | For |
1g | Elect Director Richard A. Simonson | Management | For | For |
1h | Elect Director Luis A. Ubinas | Management | For | For |
1i | Elect Director Denise F. Warren | Management | For | For |
1j | Elect Director Andrew Wilson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify KPMG LLP as Auditors | Management | For | For |
FACEBOOK, INC.
Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL |
||||
Ticker: FB
Security ID: 30303M102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | Withhold |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Abstain |
6 | Gender Pay Gap | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
HUMANA INC.
Meeting Date: APR 20, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: HUM
Security ID: 444859102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Bruce D. Broussard | Management | For | For |
1c | Elect Director Frank A. D'Amelio | Management | For | For |
1d | Elect Director W. Roy Dunbar | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director William J. McDonald | Management | For | For |
1g | Elect Director William E. Mitchell | Management | For | For |
1h | Elect Director David B. Nash | Management | For | For |
1i | Elect Director James J. O'Brien | Management | For | For |
1j | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
HUSKY ENERGY INC.
Meeting Date: MAY 05, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: HSE
Security ID: 448055103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor T.K. Li | Management | For | For |
1.2 | Elect Director Canning K.N. Fok | Management | For | For |
1.3 | Elect Director Stephen E. Bradley | Management | For | For |
1.4 | Elect Director Asim Ghosh | Management | For | For |
1.5 | Elect Director Martin J.G. Glynn | Management | For | For |
1.6 | Elect Director Poh Chan Koh | Management | For | For |
1.7 | Elect Director Eva Lee Kwok | Management | For | For |
1.8 | Elect Director Stanley T.L. Kwok | Management | For | For |
1.9 | Elect Director Frederick S.H. Ma | Management | For | For |
1.10 | Elect Director George C. Magnus | Management | For | For |
1.11 | Elect Director Neil D. McGee | Management | For | For |
1.12 | Elect Director Robert J. Peabody | Management | For | For |
1.13 | Elect Director Colin S. Russel | Management | For | For |
1.14 | Elect Director Wayne E. Shaw | Management | For | For |
1.15 | Elect Director William Shurniak | Management | For | For |
1.16 | Elect Director Frank J. Sixt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
INTERCONTINENTAL EXCHANGE, INC.
Meeting Date: OCT 12, 2016 Record Date: AUG 24, 2016 Meeting Type: SPECIAL |
||||
Ticker: ICE
Security ID: 45866F104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
INTERCONTINENTAL EXCHANGE, INC.
Meeting Date: MAY 19, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: ICE
Security ID: 45866F104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann M. Cairns | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Duriya M. Farooqui | Management | For | For |
1d | Elect Director Jean-Marc Forneri | Management | For | For |
1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
1f | Elect Director Fred W. Hatfield | Management | For | For |
1g | Elect Director Thomas E. Noonan | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Amend Bylaws | Management | For | For |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Report on Assessing Environmental, Social and Governance Market Disclosure | Shareholder | Against | Abstain |
INTUITIVE SURGICAL, INC.
Meeting Date: APR 20, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: ISRG
Security ID: 46120E602 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig H. Barratt | Management | For | For |
1.2 | Elect Director Michael A. Friedman | Management | For | For |
1.3 | Elect Director Gary S. Guthart | Management | For | For |
1.4 | Elect Director Amal M. Johnson | Management | For | For |
1.5 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1.6 | Elect Director Alan J. Levy | Management | For | For |
1.7 | Elect Director Jami Dover Nachtsheim | Management | For | For |
1.8 | Elect Director Mark J. Rubash | Management | For | For |
1.9 | Elect Director Lonnie M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
KANSAS CITY SOUTHERN
Meeting Date: MAY 04, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL |
||||
Ticker: KSU
Security ID: 485170302 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lu M. Cordova | Management | For | For |
1.2 | Elect Director Robert J. Druten | Management | For | For |
1.3 | Elect Director Terrence P. Dunn | Management | For | For |
1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
1.5 | Elect Director David Garza-Santos | Management | For | For |
1.6 | Elect Director Thomas A. McDonnell | Management | For | For |
1.7 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
1.8 | Elect Director Rodney E. Slater | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Amend Proxy Access Right | Shareholder | Against | For |
KAR AUCTION SERVICES, INC.
Meeting Date: JUN 05, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: KAR
Security ID: 48238T109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd F. Bourell | Management | For | For |
1b | Elect Director Donna R. Ecton | Management | For | For |
1c | Elect Director James P. Hallett | Management | For | For |
1d | Elect Director Mark E. Hill | Management | For | For |
1e | Elect Director J. Mark Howell | Management | For | For |
1f | Elect Director Lynn Jolliffe | Management | For | For |
1g | Elect Director Michael T. Kestner | Management | For | For |
1h | Elect Director John P. Larson | Management | For | For |
1i | Elect Director Stephen E. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date: MAY 11, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: LH
Security ID: 50540R409 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Jean-Luc Belingard | Management | For | For |
1c | Elect Director D. Gary Gilliland | Management | For | For |
1d | Elect Director David P. King | Management | For | For |
1e | Elect Director Garheng Kong | Management | For | For |
1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1g | Elect Director Peter M. Neupert | Management | For | For |
1h | Elect Director Richelle P. Parham | Management | For | For |
1i | Elect Director Adam H. Schechter | Management | For | For |
1j | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Report on Zika Virus Controls for Primates and Employees | Shareholder | Against | Abstain |
LINKEDIN CORPORATION
Meeting Date: AUG 19, 2016 Record Date: JUL 18, 2016 Meeting Type: SPECIAL |
||||
Ticker: LNKD
Security ID: 53578A108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
LOWE'S COMPANIES, INC.
Meeting Date: JUN 02, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: LOW
Security ID: 548661107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director Angela F. Braly | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | For |
1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Assess Climate Benefits and Feasibility of Adopting Quantitative Renewable Production Goals | Shareholder | Against | Abstain |
MAGELLAN MIDSTREAM PARTNERS, L.P.
Meeting Date: APR 20, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: MMP
Security ID: 559080106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lori A. Gobillot | Management | For | For |
1.2 | Elect Director Edward J. Guay | Management | For | For |
1.3 | Elect Director Michael N. Mears | Management | For | For |
1.4 | Elect Director James R. Montague | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MASTERCARD INCORPORATED
Meeting Date: JUN 27, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: MA
Security ID: 57636Q104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
MEDTRONIC PLC
Meeting Date: DEC 09, 2016 Record Date: OCT 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: MDT
Security ID: G5960L103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Craig Arnold | Management | For | For |
1c | Elect Director Scott C. Donnelly | Management | For | For |
1d | Elect Director Randall J. Hogan, III | Management | For | For |
1e | Elect Director Omar Ishrak | Management | For | For |
1f | Elect Director Shirley Ann Jackson | Management | For | For |
1g | Elect Director Michael O. Leavitt | Management | For | For |
1h | Elect Director James T. Lenehan | Management | For | For |
1i | Elect Director Elizabeth G. Nabel | Management | For | For |
1j | Elect Director Denise M. O'Leary | Management | For | For |
1k | Elect Director Kendall J. Powell | Management | For | For |
1l | Elect Director Robert C. Pozen | Management | For | For |
1m | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5a | Amend Articles of Association | Management | For | For |
5b | Amend Memorandum of Association | Management | For | For |
6 | Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits | Management | For | For |
MERCK & CO., INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL |
||||
Ticker: MRK
Security ID: 58933Y105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Rochelle B. Lazarus | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Paul B. Rothman | Management | For | For |
1j | Elect Director Patricia F. Russo | Management | For | For |
1k | Elect Director Craig B. Thompson | Management | For | For |
1l | Elect Director Wendell P. Weeks | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | For |
8 | Report on Board Oversight of Product Safety and Quality | Shareholder | Against | Abstain |
MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date: AUG 15, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: MCHP
Security ID: 595017104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | For |
1.4 | Elect Director Esther L. Johnson | Management | For | For |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION
Meeting Date: NOV 30, 2016 Record Date: SEP 30, 2016 Meeting Type: ANNUAL |
||||
Ticker: MSFT
Security ID: 594918104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: MAY 23, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: MAA
Security ID: 59522J103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Russell R. French | Management | For | For |
1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
1d | Elect Director Toni Jennings | Management | For | For |
1e | Elect Director James K. Lowder | Management | For | For |
1f | Elect Director Thomas H. Lowder | Management | For | For |
1g | Elect Director Monica McGurk | Management | For | For |
1h | Elect Director Claude B. Nielsen | Management | For | For |
1i | Elect Director Philip W. Norwood | Management | For | For |
1j | Elect Director W. Reid Sanders | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY
Meeting Date: MAY 17, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
||||
Ticker: TAP
Security ID: 60871R209 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWELL BRANDS INC.
Meeting Date: MAY 09, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
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Ticker: NWL
Security ID: 651229106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ian G.H. Ashken | Management | For | For |
1b | Elect Director Thomas E. Clarke | Management | For | For |
1c | Elect Director Kevin C. Conroy | Management | For | For |
1d | Elect Director Scott S. Cowen | Management | For | For |
1e | Elect Director Michael T. Cowhig | Management | For | For |
1f | Elect Director Domenico De Sole | Management | For | For |
1g | Elect Director Martin E. Franklin | Management | For | For |
1h | Elect Director Ros L'Esperance | Management | For | For |
1i | Elect Director Michael B. Polk | Management | For | For |
1j | Elect Director Steven J. Strobel | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NIELSEN HOLDINGS PLC
Meeting Date: MAY 23, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL |
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Ticker: NLSN
Security ID: G6518L108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Attwood, Jr. | Management | For | For |
1b | Elect Director Mitch Barns | Management | For | For |
1c | Elect Director Karen M. Hoguet | Management | For | For |
1d | Elect Director James M. Kilts | Management | For | For |
1e | Elect Director Harish Manwani | Management | For | For |
1f | Elect Director Robert Pozen | Management | For | For |
1g | Elect Director David Rawlinson | Management | For | For |
1h | Elect Director Javier G. Teruel | Management | For | For |
1i | Elect Director Lauren Zalaznick | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Director's Remuneration Report | Management | For | For |
NIKE, INC.
Meeting Date: SEP 22, 2016 Record Date: JUL 22, 2016 Meeting Type: ANNUAL |
||||
Ticker: NKE
Security ID: 654106103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director Michelle A. Peluso | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ORACLE CORPORATION
Meeting Date: NOV 16, 2016 Record Date: SEP 19, 2016 Meeting Type: ANNUAL |
||||
Ticker: ORCL
Security ID: 68389X105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Renee J. James | Management | For | For |
1.12 | Elect Director Leon E. Panetta | Management | For | Withhold |
1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
PAYPAL HOLDINGS, INC.
Meeting Date: MAY 24, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL |
||||
Ticker: PYPL
Security ID: 70450Y103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wences Casares | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Belinda J. Johnson | Management | For | For |
1f | Elect Director Gail J. McGovern | Management | For | For |
1g | Elect Director David M. Moffett | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Certificate of Incorporation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Report on Sustainability | Shareholder | Against | For |
7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | For |
ROCKWELL AUTOMATION, INC.
Meeting Date: FEB 07, 2017 Record Date: DEC 12, 2016 Meeting Type: ANNUAL |
||||
Ticker: ROK
Security ID: 773903109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Steven R. Kalmanson | Management | For | For |
A2 | Elect Director James P. Keane | Management | For | For |
A3 | Elect Director Blake D. Moret | Management | For | For |
A4 | Elect Director Donald R. Parfet | Management | For | For |
A5 | Elect Director Thomas W. Rosamilia | Management | For | For |
B | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SPECTRUM BRANDS HOLDINGS, INC.
Meeting Date: JAN 24, 2017 Record Date: DEC 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: SPB
Security ID: 84763R101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.2 | Elect Director Andreas Rouve | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
STANLEY BLACK & DECKER, INC.
Meeting Date: APR 20, 2017 Record Date: FEB 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: SWK
Security ID: 854502101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Patrick D. Campbell | Management | For | For |
1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
1.5 | Elect Director Robert B. Coutts | Management | For | For |
1.6 | Elect Director Debra A. Crew | Management | For | For |
1.7 | Elect Director Michael D. Hankin | Management | For | For |
1.8 | Elect Director James M. Loree | Management | For | For |
1.9 | Elect Director Marianne M. Parrs | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
STARBUCKS CORPORATION
Meeting Date: MAR 22, 2017 Record Date: JAN 12, 2017 Meeting Type: ANNUAL |
||||
Ticker: SBUX
Security ID: 855244109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Rosalind Brewer | Management | For | For |
1d | Elect Director Mary N. Dillon | Management | For | For |
1e | Elect Director Robert M. Gates | Management | For | For |
1f | Elect Director Mellody Hobson | Management | For | For |
1g | Elect Director Kevin R. Johnson | Management | For | For |
1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
1i | Elect Director Satya Nadella | Management | For | For |
1j | Elect Director Joshua Cooper Ramo | Management | For | For |
1k | Elect Director Clara Shih | Management | For | For |
1l | Elect Director Javier G. Teruel | Management | For | For |
1m | Elect Director Myron E. Ullman, III | Management | For | For |
1n | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
STRYKER CORPORATION
Meeting Date: MAY 03, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL |
||||
Ticker: SYK
Security ID: 863667101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director Andrew K. Silvernail | Management | For | For |
1h | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 20, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: TXN
Security ID: 882508104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Todd M. Bluedorn | Management | For | For |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director Janet F. Clark | Management | For | For |
1f | Elect Director Carrie S. Cox | Management | For | For |
1g | Elect Director Jean M. Hobby | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Wayne R. Sanders | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE CHARLES SCHWAB CORPORATION
Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: SCHW
Security ID: 808513105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William S. Haraf | Management | For | For |
1b | Elect Director Frank C. Herringer | Management | For | For |
1c | Elect Director Stephen T. McLin | Management | For | For |
1d | Elect Director Roger O. Walther | Management | For | For |
1e | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
THE KRAFT HEINZ COMPANY
Meeting Date: APR 19, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: KHC
Security ID: 500754106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory E. Abel | Management | For | For |
1b | Elect Director Alexandre Behring | Management | For | For |
1c | Elect Director Warren E. Buffett | Management | For | For |
1d | Elect Director John T. Cahill | Management | For | For |
1e | Elect Director Tracy Britt Cool | Management | For | For |
1f | Elect Director Feroz Dewan | Management | For | For |
1g | Elect Director Jeanne P. Jackson | Management | For | For |
1h | Elect Director Jorge Paulo Lemann | Management | For | For |
1i | Elect Director Mackey J. McDonald | Management | For | For |
1j | Elect Director John C. Pope | Management | For | For |
1k | Elect Director Marcel Herrmann Telles | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | For |
THE PRICELINE GROUP INC.
Meeting Date: JUN 08, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL |
||||
Ticker: PCLN
Security ID: 741503403 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
1.3 | Elect Director Jan L. Docter | Management | For | For |
1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.5 | Elect Director Glenn D. Fogel | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
1.10 | Elect Director Thomas E. Rothman | Management | For | For |
1.11 | Elect Director Craig W. Rydin | Management | For | For |
1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
THE SHERWIN-WILLIAMS COMPANY
Meeting Date: APR 19, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: SHW
Security ID: 824348106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director David F. Hodnik | Management | For | For |
1.3 | Elect Director Thomas G. Kadien - Withdrawn | Management | None | None |
1.4 | Elect Director Richard J. Kramer | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director John G. Morikis | Management | For | For |
1.7 | Elect Director Christine A. Poon | Management | For | For |
1.8 | Elect Director John M. Stropki | Management | For | For |
1.9 | Elect Director Michael H. Thaman | Management | For | For |
1.10 | Elect Director Matthew Thornton, III | Management | For | For |
1.11 | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Meeting Date: MAY 02, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL |
||||
Ticker: VRX
Security ID: 91911K102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard U. DeSchutter | Management | For | For |
1b | Elect Director Fredric N. Eshelman | Management | For | For |
1c | Elect Director D. Robert Hale | Management | For | For |
1d | Elect Director Argeris (Jerry) N. Karabelas | Management | For | For |
1e | Elect Director Sarah B. Kavanagh | Management | For | For |
1f | Elect Director Joseph C. Papa | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Russel C. Robertson | Management | For | For |
1i | Elect Director Thomas W. Ross, Sr. | Management | For | For |
1j | Elect Director Amy B. Wechsler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VISA INC.
Meeting Date: JAN 31, 2017 Record Date: DEC 02, 2016 Meeting Type: ANNUAL |
||||
Ticker: V
Security ID: 92826C839 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Gary A. Hoffman | Management | For | For |
1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1f | Elect Director Robert W. Matschullat | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director John A.C. Swainson | Management | For | For |
1i | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
VULCAN MATERIALS COMPANY
Meeting Date: MAY 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL |
||||
Ticker: VMC
Security ID: 929160109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
1b | Elect Director James T. Prokopanko | Management | For | For |
1c | Elect Director David P. Steiner | Management | For | For |
1d | Elect Director Kathleen Wilson-Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date: MAY 10, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL |
||||
Ticker: WAB
Security ID: 929740108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Alfroid | Management | For | For |
1.2 | Elect Director Raymond T. Betler | Management | For | For |
1.3 | Elect Director Emilio A. Fernandez | Management | For | For |
1.4 | Elect Director Lee B. Foster, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WHIRLPOOL CORPORATION
Meeting Date: APR 18, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: WHR
Security ID: 963320106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Marc R. Bitzer | Management | For | For |
1c | Elect Director Greg Creed | Management | For | For |
1d | Elect Director Gary T. DiCamillo | Management | For | For |
1e | Elect Director Diane M. Dietz | Management | For | For |
1f | Elect Director Gerri T. Elliott | Management | For | For |
1g | Elect Director Jeff M. Fettig | Management | For | For |
1h | Elect Director Michael F. Johnston | Management | For | For |
1i | Elect Director John D. Liu | Management | For | For |
1j | Elect Director Harish Manwani | Management | For | For |
1k | Elect Director William D. Perez | Management | For | For |
1l | Elect Director Larry O. Spencer | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Capital Appreciation Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 29, 2017
*By: | /s/ Taylor V. Edwards | |
------------------------------------------ | ||
Taylor V. Edwards, Attorney in Fact |