N-PX 1 capapprec.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

   
Investment Company Act file number: 811-03105
   
Exact name of registrant as specified in charter: Oppenheimer Capital Appreciation Fund
   
Address of principal executive offices: 6803 South Tucson Way
  Centennial, CO 80112-3924
   
Name and address of agent for service: Arthur S. Gabinet,
  Executive Vice President & General Counsel
  OFI Global Asset Management, Inc.
  225 Liberty Street
  New York, NY 10281-1008
   
Registrant's telephone number, including area code: 303-768-3200
   
Date of fiscal year end: 8/31
   
Date of reporting period: 07/01/2013-06/30/2014

 

Item 1.

 

FORM N-PX



ICA File Number:  811-03105

Registrant Name:  Oppenheimer Capital Appreciation Fund

Reporting Period:  07/01/2013 - 06/30/2014


Oppenheimer Capital Appreciation Fund

 
ACTAVIS PLC
Meeting Date:  MAY 09, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Paul M. Bisaro Management For For
1b Elect Director James H. Bloem Management For For
1c Elect Director Christopher W. Bodine Management For For
1d Elect Director Tamar D. Howson Management For For
1e Elect Director John A. King Management For For
1f Elect Director Catherine M. Klema Management For For
1g Elect Director Jiri Michal Management For For
1h Elect Director Sigurdur Olafsson Management For For
1i Elect Director Patrick J. O'Sullivan Management For For
1j Elect Director Ronald R. Taylor Management For For
1k Elect Director Andrew L. Turner Management For For
1l Elect Director Fred G. Weiss Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Report on Sustainability Shareholder Against For
 
ACTAVIS PLC
Meeting Date:  JUN 17, 2014
Record Date:  MAY 02, 2014
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Adjourn Meeting Management For For
 
AGILENT TECHNOLOGIES, INC.
Meeting Date:  MAR 19, 2014
Record Date:  JAN 21, 2014
Meeting Type:  ANNUAL
Ticker:  A
Security ID:  00846U101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Heidi Fields Management For For
1.2 Elect Director A. Barry Rand Management For For
2 Ratify Auditors Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ALLEGION PLC
Meeting Date:  JUN 11, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  ALLE
Security ID:  G0176J109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael J. Chesser Management For For
1b Elect Director Carla Cico Management For For
1c Elect Director Kirk S. Hachigian Management For For
1d Elect Director David D. Petratis Management For For
1e Elect Director Dean I. Schaffer Management For For
1f Elect Director Martin E. Welch, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Auditors Management For For
 
ALLERGAN, INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 11, 2014
Meeting Type:  ANNUAL
Ticker:  AGN
Security ID:  018490102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David E.I. Pyott Management For For
1b Elect Director Michael R. Gallagher Management For Against
1c Elect Director Deborah Dunsire Management For For
1d Elect Director Trevor M. Jones Management For For
1e Elect Director Louis J. Lavigne, Jr. Management For For
1f Elect Director Peter J. McDonnell Management For For
1g Elect Director Timothy D. Proctor Management For For
1h Elect Director Russell T. Ray Management For For
1i Elect Director Henri A. Termeer Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Management For For
5 Require Independent Board Chairman Shareholder Against For
 
AMAZON.COM, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  AMZN
Security ID:  023135106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jeffrey P. Bezos Management For For
1b Elect Director Tom A. Alberg Management For For
1c Elect Director John Seely Brown Management For For
1d Elect Director William B. Gordon Management For For
1e Elect Director Jamie S. Gorelick Management For For
1f Elect Director Alain Monie Management For For
1g Elect Director Jonathan J. Rubinstein Management For For
1h Elect Director Thomas O. Ryder Management For For
1i Elect Director Patricia Q. Stonesifer Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions Shareholder Against For
 
AMERICAN TOWER CORPORATION
Meeting Date:  MAY 20, 2014
Record Date:  MAR 25, 2014
Meeting Type:  ANNUAL
Ticker:  AMT
Security ID:  03027X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Raymond P. Dolan Management For For
1b Elect Director Ronald M. Dykes Management For For
1c Elect Director Carolyn F. Katz Management For For
1d Elect Director Gustavo Lara Cantu Management For For
1e Elect Director JoAnn A. Reed Management For For
1f Elect Director Pamela D.A. Reeve Management For For
1g Elect Director David E. Sharbutt Management For For
1h Elect Director James D. Taiclet, Jr. Management For For
1i Elect Director Samme L. Thompson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
AMERIPRISE FINANCIAL, INC.
Meeting Date:  APR 30, 2014
Record Date:  MAR 04, 2014
Meeting Type:  ANNUAL
Ticker:  AMP
Security ID:  03076C106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James M. Cracchiolo Management For For
1b Elect Director Dianne Neal Blixt Management For For
1c Elect Director Amy DiGeso Management For For
1d Elect Director Lon R. Greenberg Management For For
1e Elect Director W. Walker Lewis Management For For
1f Elect Director Siri S. Marshall Management For For
1g Elect Director Jeffrey Noddle Management For For
1h Elect Director H. Jay Sarles Management For For
1i Elect Director Robert F. Sharpe, Jr. Management For For
1j Elect Director William H. Turner Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Eliminate Supermajority Vote Requirement Management For For
4 Amend Omnibus Stock Plan Management For For
5 Ratify Auditors Management For For
6 Report on Political Contributions Shareholder Against For
 
AMETEK, INC.
Meeting Date:  MAY 08, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  AME
Security ID:  031100100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Anthony J. Conti Management For For
1.2 Elect Director Frank S. Hermance Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
AMGEN INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David Baltimore Management For For
1.2 Elect Director Frank J. Biondi, Jr. Management For For
1.3 Elect Director Robert A. Bradway Management For For
1.4 Elect Director Francois de Carbonnel Management For For
1.5 Elect Director Vance D. Coffman Management For For
1.6 Elect Director Robert A. Eckert Management For For
1.7 Elect Director Greg C. Garland Management For For
1.8 Elect Director Rebecca M. Henderson Management For For
1.9 Elect Director Frank C. Herringer Management For For
1.10 Elect Director Tyler Jacks Management For For
1.11 Elect Director Judith C. Pelham Management For For
1.12 Elect Director Ronald D. Sugar Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
 
ANTERO RESOURCES CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  APR 01, 2014
Meeting Type:  ANNUAL
Ticker:  AR
Security ID:  03674X106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Paul M. Rady Management For Withhold
1.2 Elect Director Glen C. Warren, Jr. Management For Withhold
1.3 Elect Director James R. Levy Management For Withhold
2 Ratify Auditors Management For For
3 Amend Omnibus Stock Plan Management For Against
 
AON PLC
Meeting Date:  JUN 24, 2014
Record Date:  APR 25, 2014
Meeting Type:  ANNUAL
Ticker:  AON
Security ID:  G0408V102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lester B. Knight Management For For
1.2 Elect Director Gregory C. Case Management For For
1.3 Elect Director Fulvio Conti Management For For
1.4 Elect Director Cheryl A. Francis Management For For
1.5 Elect Director Edgar D. Jannotta Management For For
1.6 Elect Director James W. Leng Management For For
1.7 Elect Director J. Michael Losh Management For Against
1.8 Elect Director Robert S. Morrison Management For For
1.9 Elect Director Richard B. Myers Management For For
1.10 Elect Director Richard C. Notebaert Management For For
1.11 Elect Director Gloria Santona Management For For
1.12 Elect Director Carolyn Y. Woo Management For For
2 Accept Financial Statements and Statutory Reports Management For For
3 Ratify Ernst and Young LLP as Aon's Auditors Management For For
4 Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor Management For For
5 Authorize Board to Fix Remuneration of Internal Statutory Auditor Management For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
7 Approve Remuneration Policy Management For For
8 Advisory Vote to Ratify Directors' Remuneration Report Management For For
9 Amend Omnibus Stock Plan Management For Against
10 Authorize Share Repurchase Program Management For For
 
APPLE INC.
Meeting Date:  FEB 28, 2014
Record Date:  DEC 30, 2013
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William Campbell Management For For
1.2 Elect Director Timothy Cook Management For For
1.3 Elect Director Millard Drexler Management For For
1.4 Elect Director Al Gore Management For For
1.5 Elect Director Robert Iger Management For For
1.6 Elect Director Andrea Jung Management For For
1.7 Elect Director Arthur Levinson Management For For
1.8 Elect Director Ronald Sugar Management For For
2 Adopt Majority Voting for Uncontested Election of Directors Management For For
3 Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock Management For For
4 Establish a Par Value for Common Stock Management For For
5 Ratify Auditors Management For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
7 Approve Omnibus Stock Plan Management For For
8 Establish Board Committee on Human Rights Shareholder Against Abstain
9 Report on Trade Associations and Organizations that Promote Sustainability Practices Shareholder Against Abstain
10 Advisory Vote to Increase Capital Repurchase Program Shareholder Against Against
11 Proxy Access Shareholder Against Against
 
AUTODESK, INC.
Meeting Date:  JAN 14, 2014
Record Date:  NOV 15, 2013
Meeting Type:  SPECIAL
Ticker:  ADSK
Security ID:  052769106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amend Omnibus Stock Plan Management For For
 
AUTODESK, INC.
Meeting Date:  JUN 10, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL
Ticker:  ADSK
Security ID:  052769106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carl Bass Management For For
1b Elect Director Crawford W. Beveridge Management For For
1c Elect Director J. Hallam Dawson Management For For
1d Elect Director Thomas Georgens Management For For
1e Elect Director Per-Kristian Halvorsen Management For For
1f Elect Director Mary T. McDowell Management For For
1g Elect Director Lorrie M. Norrington Management For For
1h Elect Director Betsy Rafael Management For For
1i Elect Director Stacy J. Smith Management For For
1j Elect Director Steven M. West Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Executive Incentive Bonus Plan Management For For
 
BECTON, DICKINSON AND COMPANY
Meeting Date:  JAN 28, 2014
Record Date:  DEC 10, 2013
Meeting Type:  ANNUAL
Ticker:  BDX
Security ID:  075887109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Basil L. Anderson Management For For
1.2 Elect Director Henry P. Becton, Jr. Management For For
1.3 Elect Director Catherine M. Burzik Management For For
1.4 Elect Director Edward F. DeGraan Management For For
1.5 Elect Director Vincent A. Forlenza Management For For
1.6 Elect Director Claire M. Fraser Management For For
1.7 Elect Director Christopher Jones Management For For
1.8 Elect Director Marshall O. Larsen Management For For
1.9 Elect Director Gary A. Mecklenburg Management For For
1.10 Elect Director James F. Orr Management For For
1.11 Elect Director Willard J. Overlock, Jr. Management For For
1.12 Elect Director Rebecca W. Rimel Management For For
1.13 Elect Director Bertram L. Scott Management For For
1.14 Elect Director Alfred Sommer Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Executive Incentive Bonus Plan Management For For
6 Require Independent Board Chairman Shareholder Against Against
 
BIOGEN IDEC INC.
Meeting Date:  JUN 12, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Caroline D. Dorsa Management For For
1.2 Elect Director Stelios Papadopoulos Management For For
1.3 Elect Director George A. Scangos Management For For
1.4 Elect Director Lynn Schenk Management For For
1.5 Elect Director Alexander J. Denner Management For For
1.6 Elect Director Nancy L. Leaming Management For For
1.7 Elect Director Richard C. Mulligan Management For For
1.8 Elect Director Robert W. Pangia Management For For
1.9 Elect Director Brian S. Posner Management For For
1.10 Elect Director Eric K. Rowinsky Management For For
1.11 Elect Director Stephen A. Sherwin Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 06, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Lamberto Andreotti Management For For
1B Elect Director Lewis B. Campbell Management For For
1C Elect Director James M. Cornelius Management For For
1D Elect Director Laurie H. Glimcher Management For For
1E Elect Director Michael Grobstein Management For For
1F Elect Director Alan J. Lacy Management For For
1G Elect Director Thomas J. Lynch, Jr. Management For For
1H Elect Director Dinesh C. Paliwal Management For For
1I Elect Director Vicki L. Sato Management For For
1J Elect Director Gerald L. Storch Management For For
1K Elect Director Togo D. West, Jr. Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Adopt Simple Majority Vote Shareholder None For
 
CATERPILLAR INC.
Meeting Date:  JUN 11, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  CAT
Security ID:  149123101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David L. Calhoun Management For For
1.2 Elect Director Daniel M. Dickinson Management For For
1.3 Elect Director Juan Gallardo Management For For
1.4 Elect Director Jesse J. Greene, Jr. Management For For
1.5 Elect Director Jon M. Huntsman, Jr. Management For For
1.6 Elect Director Peter A. Magowan Management For For
1.7 Elect Director Dennis A. Muilenburg Management For For
1.8 Elect Director Douglas R. Oberhelman Management For For
1.9 Elect Director William A. Osborn Management For For
1.10 Elect Director Edward B. Rust, Jr. Management For For
1.11 Elect Director Susan C. Schwab Management For For
1.12 Elect Director Miles D. White Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Approve Executive Incentive Bonus Plan Management For For
6 Review and Amend Human Rights Policies Shareholder Against For
7 Report on Controls to Ensure no Sales to Sudan Shareholder Against For
8 Provide for Cumulative Voting Shareholder Against Against
 
CELGENE CORPORATION
Meeting Date:  JUN 18, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL
Ticker:  CELG
Security ID:  151020104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Robert J. Hugin Management For For
1.2 Elect Director Richard W. Barker Management For For
1.3 Elect Director Michael D. Casey Management For For
1.4 Elect Director Carrie S. Cox Management For For
1.5 Elect Director Rodman L. Drake Management For For
1.6 Elect Director Michael A. Friedman Management For For
1.7 Elect Director Gilla Kaplan Management For For
1.8 Elect Director James J. Loughlin Management For For
1.9 Elect Director Ernest Mario Management For Withhold
2 Ratify Auditors Management For For
3 Increase Authorized Common Stock and Approve Stock Split Management For For
4 Amend Omnibus Stock Plan Management For Against
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Report on Lobbying Payments and Policy Shareholder Against For
 
CERNER CORPORATION
Meeting Date:  MAY 23, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ANNUAL
Ticker:  CERN
Security ID:  156782104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John C. Danforth Management For For
1b Elect Director Neal L. Patterson Management For For
1c Elect Director William D. Zollars Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CHIPOTLE MEXICAN GRILL, INC.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  CMG
Security ID:  169656105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John Charlesworth Management For For
1.2 Elect Director Monty Moran Management For For
1.3 Elect Director Kimbal Musk Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Auditors Management For For
4 Amend Omnibus Stock Plan Management For Against
5 Report on Sustainability Shareholder Against For
6 Reduce Supermajority Vote Requirement Shareholder Against For
 
CISCO SYSTEMS, INC.
Meeting Date:  NOV 19, 2013
Record Date:  SEP 20, 2013
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol A. Bartz Management For For
1b Elect Director Marc Benioff Management For For
1c Elect Director Gregory Q. Brown Management For For
1d Elect Director M. Michele Burns Management For For
1e Elect Director Michael D. Capellas Management For For
1f Elect Director John T. Chambers Management For For
1g Elect Director Brian L. Halla Management For For
1h Elect Director John L. Hennessy Management For For
1i Elect Director Kristina M. Johnson Management For For
1j Elect Director Roderick C. McGeary Management For For
1k Elect Director Arun Sarin Management For For
1l Elect Director Steven M. West Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
5 Approve Proxy Advisor Competition Shareholder Against Against
 
COSTCO WHOLESALE CORPORATION
Meeting Date:  JAN 30, 2014
Record Date:  NOV 25, 2013
Meeting Type:  ANNUAL
Ticker:  COST
Security ID:  22160K105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Susan L. Decker Management For Withhold
1.2 Elect Director Richard M. Libenson Management For Withhold
1.3 Elect Director John W. Meisenbach Management For Withhold
1.4 Elect Director Charles T. Munger Management For Withhold
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Adopt Simple Majority Vote Shareholder Against For
5 Declassify the Board of Directors Management None For
 
CVS CAREMARK CORPORATION
Meeting Date:  MAY 08, 2014
Record Date:  MAR 13, 2014
Meeting Type:  ANNUAL
Ticker:  CVS
Security ID:  126650100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director C. David Brown, II Management For For
1.2 Elect Director Nancy-Ann M. DeParle Management For For
1.3 Elect Director David W. Dorman Management For For
1.4 Elect Director Anne M. Finucane Management For For
1.5 Elect Director Larry J. Merlo Management For For
1.6 Elect Director Jean-Pierre Millon Management For For
1.7 Elect Director Richard J. Swift Management For For
1.8 Elect Director William C. Weldon Management For For
1.9 Elect Director Tony L. White Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
DISCOVER FINANCIAL SERVICES
Meeting Date:  MAY 07, 2014
Record Date:  MAR 11, 2014
Meeting Type:  ANNUAL
Ticker:  DFS
Security ID:  254709108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Aronin Management For For
1.2 Elect Director Mary K. Bush Management For For
1.3 Elect Director Gregory C. Case Management For For
1.4 Elect Director Candace H. Duncan Management For For
1.5 Elect Director Cynthia A. Glassman Management For For
1.6 Elect Director Richard H. Lenny Management For For
1.7 Elect Director Thomas G. Maheras Management For For
1.8 Elect Director Michael H. Moskow Management For For
1.9 Elect Director David W. Nelms Management For For
1.10 Elect Director Mark A. Thierer Management For For
1.11 Elect Director Lawrence A. Weinbach Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify Auditors Management For For
 
EMC CORPORATION
Meeting Date:  APR 30, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  EMC
Security ID:  268648102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael W. Brown Management For For
1b Elect Director Randolph L. Cowen Management For For
1c Elect Director Gail Deegan Management For For
1d Elect Director James S. DiStasio Management For For
1e Elect Director John R. Egan Management For For
1f Elect Director William D. Green Management For For
1g Elect Director Edmund F. Kelly Management For For
1h Elect Director Jami Miscik Management For For
1i Elect Director Paul Sagan Management For For
1j Elect Director David N. Strohm Management For For
1k Elect Director Joseph M. Tucci Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against Against
5 Screen Political Contributions for Consistency with Corporate Values Shareholder Against Abstain
 
EOG RESOURCES, INC.
Meeting Date:  MAY 01, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  EOG
Security ID:  26875P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Janet F. Clark Management For For
1b Elect Director Charles R. Crisp Management For For
1c Elect Director James C. Day Management For For
1d Elect Director Mark G. Papa Management For For
1e Elect Director H. Leighton Steward Management For For
1f Elect Director Donald F. Textor Management For For
1g Elect Director William R. Thomas Management For For
1h Elect Director Frank G. Wisner Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Management of Hydraulic Fracturing Risks and Opportunities Shareholder Against For
5 Report on Methane Emissions Management and Reduction Targets Shareholder Against For
 
FACEBOOK, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  FB
Security ID:  30303M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Marc L. Andreessen Management For For
1.2 Elect Director Erskine B. Bowles Management For For
1.3 Elect Director Susan D. Desmond-Hellmann Management For For
1.4 Elect Director Donald E. Graham Management For For
1.5 Elect Director Reed Hastings Management For For
1.6 Elect Director Sheryl K. Sandberg Management For Withhold
1.7 Elect Director Peter A. Thiel Management For For
1.8 Elect Director Mark Zuckerberg Management For Withhold
2 Ratify Auditors Management For For
3 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
4 Report on Lobbying Payments and Policy Shareholder Against Against
5 Screen Political Contributions for Consistency with Corporate Values Shareholder Against Against
6 Assess Privacy and Advertising Policy Relating to Childhood Obesity Shareholder Against Against
7 Report on Sustainability Shareholder Against Against
 
FLEETCOR TECHNOLOGIES, INC.
Meeting Date:  MAY 29, 2014
Record Date:  APR 11, 2014
Meeting Type:  ANNUAL
Ticker:  FLT
Security ID:  339041105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael Buckman Management For For
1.2 Elect Director Mark A. Johnson Management For For
1.3 Elect Director Steven T. Stull Management For For
2 Ratify Auditors Management For For
3 Amend Executive Incentive Bonus Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
FORTUNE BRANDS HOME & SECURITY, INC.
Meeting Date:  APR 28, 2014
Record Date:  FEB 27, 2014
Meeting Type:  ANNUAL
Ticker:  FBHS
Security ID:  34964C106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director A. D. David Mackay Management For For
1b Elect Director David M. Thomas Management For For
1c Elect Director Norman H. Wesley Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
GILEAD SCIENCES, INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 12, 2014
Meeting Type:  ANNUAL
Ticker:  GILD
Security ID:  375558103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John F. Cogan Management For For
1b Elect Director Etienne F. Davignon Management For For
1c Elect Director Carla A. Hills Management For For
1d Elect Director Kevin E. Lofton Management For For
1e Elect Director John W. Madigan Management For For
1f Elect Director John C. Martin Management For For
1g Elect Director Nicholas G. Moore Management For For
1h Elect Director Richard J. Whitley Management For For
1i Elect Director Gayle E. Wilson Management For For
1j Elect Director Per Wold-Olsen Management For For
2 Ratify Auditors Management For For
3 Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Require Independent Board Chairman Shareholder Against Against
6 Provide Right to Act by Written Consent Shareholder Against For
7 Link CEO Compensation to Patient Access to the Company's Medicine Shareholder Against Abstain
 
GOOGLE INC.
Meeting Date:  MAY 14, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  GOOG
Security ID:  38259P508
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Larry Page Management For For
1.2 Elect Director Sergey Brin Management For For
1.3 Elect Director Eric E. Schmidt Management For For
1.4 Elect Director L. John Doerr Management For For
1.5 Elect Director Diane B. Greene Management For For
1.6 Elect Director John L. Hennessy Management For For
1.7 Elect Director Ann Mather Management For Withhold
1.8 Elect Director Paul S. Otellini Management For For
1.9 Elect Director K. Ram Shriram Management For For
1.10 Elect Director Shirley M. Tilghman Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Require a Majority Vote for the Election of Directors Shareholder Against For
7 Adopt Policy and Report on Impact of Tax Strategy Shareholder Against Against
8 Require Independent Board Chairman Shareholder Against For
 
HALLIBURTON COMPANY
Meeting Date:  MAY 21, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  HAL
Security ID:  406216101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Alan M. Bennett Management For For
1.2 Elect Director James R. Boyd Management For For
1.3 Elect Director Milton Carroll Management For For
1.4 Elect Director Nance K. Dicciani Management For For
1.5 Elect Director Murry S. Gerber Management For For
1.6 Elect Director Jose C. Grubisich Management For For
1.7 Elect Director Abdallah S. Jum'ah Management For For
1.8 Elect Director David J. Lesar Management For For
1.9 Elect Director Robert A. Malone Management For For
1.10 Elect Director J. Landis Martin Management For For
1.11 Elect Director Debra L. Reed Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Human Rights Risk Assessment Process Shareholder Against For
 
INGERSOLL-RAND PLC
Meeting Date:  JUN 05, 2014
Record Date:  APR 08, 2014
Meeting Type:  ANNUAL
Ticker:  IR
Security ID:  G47791101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Ann C. Berzin Management For For
1b Elect Director John Bruton Management For For
1c Elect Director Jared L. Cohon Management For For
1d Elect Director Gary D. Forsee Management For For
1e Elect Director Edward E. Hagenlocker Management For For
1f Elect Director Constance J. Horner Management For For
1g Elect Director Michael W. Lamach Management For For
1h Elect Director Theodore E. Martin Management For For
1i Elect Director John P. Surma Management For For
1j Elect Director Richard J. Swift Management For For
1k Elect Director Tony L. White Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Renew Directors' Authority to Issue Shares Management For For
5 Renew Directors' Authority to Issue Shares for Cash Management For For
6 Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares Management For For
 
INVESCO LTD.
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  IVZ
Security ID:  G491BT108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Declassify the Board of Directors Management For For
2.1 Elect Director Denis Kessler Management For For
2.2 Elect Director G. Richard ('Rick') Wagoner, Jr. Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
 
LINKEDIN CORPORATION
Meeting Date:  JUN 10, 2014
Record Date:  APR 15, 2014
Meeting Type:  ANNUAL
Ticker:  LNKD
Security ID:  53578A108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reid Hoffman Management For For
1.2 Elect Director Stanley J. Meresman Management For Withhold
1.3 Elect Director David Sze Management For For
2 Ratify Auditors Management For For
3 Approve Executive Incentive Bonus Plan Management For For
 
MAGNA INTERNATIONAL INC.
Meeting Date:  MAY 08, 2014
Record Date:  MAR 25, 2014
Meeting Type:  ANNUAL
Ticker:  MG
Security ID:  559222401
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Scott B. Bonham Management For For
1.2 Elect Director Peter G. Bowie Management For For
1.3 Elect Director J. Trevor Eyton Management For For
1.4 Elect Director V. Peter Harder Management For For
1.5 Elect Director Lady Barbara Judge Management For For
1.6 Elect Director Kurt J. Lauk Management For For
1.7 Elect Director Cynthia A. Niekamp Management For For
1.8 Elect Director Indira V. Samarasekera Management For For
1.9 Elect Director Donald J. Walker Management For For
1.10 Elect Director Lawrence D. Worrall Management For For
1.11 Elect Director William L. Young Management For For
2 Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
MASTERCARD INCORPORATED
Meeting Date:  JUN 03, 2014
Record Date:  APR 09, 2014
Meeting Type:  ANNUAL
Ticker:  MA
Security ID:  57636Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard Haythornthwaite Management For For
1b Elect Director Ajay Banga Management For For
1c Elect Director Silvio Barzi Management For For
1d Elect Director David R. Carlucci Management For For
1e Elect Director Steven J. Freiberg Management For For
1f Elect Director Julius Genachowski Management For For
1g Elect Director Merit E. Janow Management For For
1h Elect Director Nancy J. Karch Management For For
1i Elect Director Marc Olivie Management For For
1j Elect Director Rima Qureshi Management For For
1k Elect Director Jose Octavio Reyes Lagunes Management For For
1l Elect Director Jackson P. Tai Management For For
1m Elect Director Edward Suning Tian Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
METHANEX CORPORATION
Meeting Date:  APR 30, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  MX
Security ID:  59151K108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Bruce Aitken Management For For
1.2 Elect Director Howard Balloch Management For For
1.3 Elect Director Phillip Cook Management For For
1.4 Elect Director John Floren Management For For
1.5 Elect Director Thomas Hamilton Management For For
1.6 Elect Director Robert Kostelnik Management For For
1.7 Elect Director Douglas Mahaffy Management For For
1.8 Elect Director A. Terence (Terry) Poole Management For For
1.9 Elect Director John Reid Management For For
1.10 Elect Director Janice Rennie Management For For
1.11 Elect Director Monica Sloan Management For For
2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
NIKE, INC.
Meeting Date:  SEP 19, 2013
Record Date:  JUL 19, 2013
Meeting Type:  ANNUAL
Ticker:  NKE
Security ID:  654106103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Alan B. Graf, Jr. Management For For
1.2 Elect Director John C. Lechleiter Management For For
1.3 Elect Director Phyllis M. Wise Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Report on Political Contributions Shareholder Against For
 
NORTHERN TRUST CORPORATION
Meeting Date:  APR 15, 2014
Record Date:  FEB 18, 2014
Meeting Type:  ANNUAL
Ticker:  NTRS
Security ID:  665859104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Linda Walker Bynoe Management For For
1.2 Elect Director Nicholas D. Chabraja Management For Withhold
1.3 Elect Director Susan Crown Management For For
1.4 Elect Director Dipak C. Jain Management For For
1.5 Elect Director Robert W. Lane Management For For
1.6 Elect Director Jose Luis Prado Management For For
1.7 Elect Director John W. Rowe Management For For
1.8 Elect Director Martin P. Slark Management For For
1.9 Elect Director David H. B. Smith, Jr. Management For For
1.10 Elect Director Charles A. Tribbett, III Management For For
1.11 Elect Director Frederick H. Waddell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Report on Lobbying and Political Contributions Shareholder Against For
 
O'REILLY AUTOMOTIVE, INC.
Meeting Date:  MAY 06, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  ORLY
Security ID:  67103H107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David O'Reilly Management For For
1b Elect Director Larry O'Reilly Management For For
1c Elect Director Rosalie O'Reilly Wooten Management For For
1d Elect Director Jay D. Burchfield Management For For
1e Elect Director Thomas T. Hendrickson Management For For
1f Elect Director Paul R. Lederer Management For For
2 Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. Management For Against
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
5 Stock Retention/Holding Period Shareholder Against For
 
OCEANEERING INTERNATIONAL, INC.
Meeting Date:  MAY 16, 2014
Record Date:  MAR 26, 2014
Meeting Type:  ANNUAL
Ticker:  OII
Security ID:  675232102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director T. Jay Collins Management For For
1.2 Elect Director D. Michael Hughes Management For For
2 Increase Authorized Common Stock Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
 
PENTAIR LTD.
Meeting Date:  MAY 20, 2014
Record Date:  APR 30, 2014
Meeting Type:  ANNUAL
Ticker:  PNR
Security ID:  H6169Q108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Glynis A. Bryan Management For For
1b Elect Director Jerry W. Burris Management For For
1c Elect Director Carol Anthony (John) Davidson Management For For
1d Elect Director T. Michael Glenn Management For For
1e Elect Director David H.Y. Ho Management For For
1f Elect Director Randall J. Hogan Management For For
1g Elect Director David A. Jones Management For For
1h Elect Director Ronald L. Merriman Management For For
1i Elect Director William T. Monahan Management For For
1j Elect Director Billie Ida Williamson Management For For
2 Elect Randall J. Hogan as Board Chairman Management For Against
3a Appoint David A. Jones as Member of the Compensation Committee Management For For
3b Appoint Glynis A. Bryan as Member of the Compensation Committee Management For For
3c Appoint T. Michael Glenn as Member of the Compensation Committee Management For For
3d Appoint William T. Monahan as Member of the Compensation Committee Management For For
4 Designate Proxy Voting Services GmbH as Independent Proxy Management For For
5 Accept Financial Statements and Statutory Reports Management For For
6 Approve Discharge of Board and Senior Management Management For For
7a Ratify Deloitte AG as Statutory Auditors Management For For
7b Ratify Deloitte & Touche LLP as Auditors Management For For
7c Ratify PricewaterhouseCoopers as Special Auditors Management For For
8a Approve the Appropriation of results for the year ended December 31, 2013 Management For For
8b Approve Dividends Management For For
9 Advisory Vote to Ratify Names Executive Officers' Compensation Management For For
10 Approve Renewal of the Authorized Share Capital of Pentair Ltd Management For Against
 
PENTAIR LTD.
Meeting Date:  MAY 20, 2014
Record Date:  APR 30, 2014
Meeting Type:  SPECIAL
Ticker:  PNR
Security ID:  H6169Q111
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Change State of Incorporation [from Switzerland to Ireland] Management For For
2 Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association Management For For
3 Approval to Create Distributable Reserves of Pentair-Ireland Management For For
 
PERRIGO COMPANY
Meeting Date:  NOV 18, 2013
Record Date:  OCT 15, 2013
Meeting Type:  SPECIAL
Ticker:  PRGO
Security ID:  714290103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Approve Creation of Distributable Reserves Management For For
3 Advisory Vote on Golden Parachutes Management For For
4 Amend Executive Incentive Bonus Plan Management For For
5 Amend Omnibus Stock Plan Management For For
6 Adjourn Meeting Management For For
 
PFIZER INC.
Meeting Date:  APR 24, 2014
Record Date:  FEB 26, 2014
Meeting Type:  ANNUAL
Ticker:  PFE
Security ID:  717081103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dennis A. Ausiello Management For For
1.2 Elect Director W. Don Cornwell Management For For
1.3 Elect Director Frances D. Fergusson Management For For
1.4 Elect Director Helen H. Hobbs Management For For
1.5 Elect Director Constance J. Horner Management For For
1.6 Elect Director James M. Kilts Management For For
1.7 Elect Director George A. Lorch Management For For
1.8 Elect Director Shantanu Narayen Management For For
1.9 Elect Director Suzanne Nora Johnson Management For For
1.10 Elect Director Ian C. Read Management For For
1.11 Elect Director Stephen W. Sanger Management For For
1.12 Elect Director Marc Tessier-Lavigne Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Require Shareholder Vote to Approve Political Contributions Policy Shareholder Against Abstain
6 Review and Assess Membership of Lobbying Organizations Shareholder Against Abstain
7 Provide Right to Act by Written Consent Shareholder Against For
 
PIONEER NATURAL RESOURCES COMPANY
Meeting Date:  MAY 28, 2014
Record Date:  APR 03, 2014
Meeting Type:  ANNUAL
Ticker:  PXD
Security ID:  723787107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Timothy L. Dove Management For For
1.2 Elect Director Stacy P. Methvin Management For For
1.3 Elect Director Charles E. Ramsey, Jr. Management For For
1.4 Elect Director Frank A. Risch Management For For
1.5 Elect Director Edison C. Buchanan Management For For
1.6 Elect Director Larry R. Grillot Management For For
1.7 Elect Director J. Kenneth Thompson Management For For
1.8 Elect Director Jim A. Watson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
PPG INDUSTRIES, INC.
Meeting Date:  APR 17, 2014
Record Date:  FEB 21, 2014
Meeting Type:  ANNUAL
Ticker:  PPG
Security ID:  693506107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Stephen F. Angel Management For For
1.2 Elect Director Hugh Grant Management For For
1.3 Elect Director Michele J. Hooper Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Reduce Supermajority Vote Requirement in the Articles of Incorporation Management For For
4 Ratify Auditors Management For For
5 Require Independent Board Chairman Shareholder Against Against
 
PRECISION CASTPARTS CORP.
Meeting Date:  AUG 13, 2013
Record Date:  JUN 11, 2013
Meeting Type:  ANNUAL
Ticker:  PCP
Security ID:  740189105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mark Donegan Management For For
1.2 Elect Director Daniel J. Murphy Management For For
1.3 Elect Director Vernon E. Oechsle Management For For
1.4 Elect Director Ulrich Schmidt Management For For
1.5 Elect Director Richard L. Wambold Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Adopt Majority Voting for Uncontested Election of Directors Management For For
 
RALPH LAUREN CORPORATION
Meeting Date:  AUG 08, 2013
Record Date:  JUN 20, 2013
Meeting Type:  ANNUAL
Ticker:  RL
Security ID:  751212101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Frank A. Bennack, Jr. Management For For
1.2 Elect Director Joel L. Fleishman Management For For
1.3 Elect Director Hubert Joly Management For For
1.4 Elect Director Steven P. Murphy Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
SABMILLER PLC
Meeting Date:  JUL 25, 2013
Record Date:  JUL 23, 2013
Meeting Type:  ANNUAL
Ticker:  SAB
Security ID:  G77395104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Elect Guy Elliott as Director Management For For
4 Re-elect Mark Armour as Director Management For For
5 Re-elect Geoffrey Bible as Director Management For For
6 Re-elect Alan Clark as Director Management For For
7 Re-elect Dinyar Devitre as Director Management For For
8 Re-elect Lesley Knox as Director Management For For
9 Re-elect Graham Mackay as Director Management For For
10 Re-elect John Manser as Director Management For For
11 Re-elect John Manzoni as Director Management For For
12 Re-elect Miles Morland as Director Management For For
13 Re-elect Dr Dambisa Moyo as Director Management For For
14 Re-elect Carlos Perez Davila as Director Management For For
15 Re-elect Alejandro Santo Domingo Davila as Director Management For For
16 Re-elect Helen Weir as Director Management For For
17 Re-elect Howard Willard as Director Management For For
18 Re-elect Jamie Wilson as Director Management For For
19 Approve Final Dividend Management For For
20 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
21 Authorise Board to Fix Remuneration of Auditors Management For For
22 Authorise Issue of Equity with Pre-emptive Rights Management For For
23 Authorise Issue of Equity without Pre-emptive Rights Management For For
24 Authorise Market Purchase of Ordinary Shares Management For For
25 Authorise the Company to Call EGM with Two Weeks' Notice Management For For
 
SALESFORCE.COM, INC.
Meeting Date:  JUN 02, 2014
Record Date:  APR 08, 2014
Meeting Type:  ANNUAL
Ticker:  CRM
Security ID:  79466L302
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Marc Benioff Management For For
1.2 Elect Director Keith Block Management For For
1.3 Elect Director Craig Conway Management For For
1.4 Elect Director Alan Hassenfeld Management For For
1.5 Elect Director Colin Powell Management For For
1.6 Elect Director John V. Roos Management For For
1.7 Elect Director Lawrence Tomlinson Management For For
1.8 Elect Director Robin Washington Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  SCHW
Security ID:  808513105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Frank C. Herringer Management For For
1b Elect Director Stephen T. McLin Management For For
1c Elect Director Roger O. Walther Management For For
1d Elect Director Robert N. Wilson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Political Contributions Shareholder Against For
5 Prepare Employment Diversity Report Shareholder Against For
6 Pro-rata Vesting of Equity Awards Shareholder Against For
 
THE DOW CHEMICAL COMPANY
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  DOW
Security ID:  260543103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Arnold A. Allemang Management For For
1b Elect Director Ajay Banga Management For For
1c Elect Director Jacqueline K. Barton Management For For
1d Elect Director James A. Bell Management For For
1e Elect Director Jeff M. Fettig Management For For
1f Elect Director Andrew N. Liveris Management For For
1g Elect Director Paul Polman Management For For
1h Elect Director Dennis H. Reilley Management For For
1i Elect Director James M. Ringler Management For Against
1j Elect Director Ruth G. Shaw Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
6 Stock Retention/Holding Period Shareholder Against For
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  MAY 16, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd C. Blankfein Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Gary D. Cohn Management For For
1d Elect Director Claes Dahlback Management For For
1e Elect Director William W. George Management For For
1f Elect Director James A. Johnson Management For For
1g Elect Director Lakshmi N. Mittal Management For For
1h Elect Director Adebayo O. Ogunlesi Management For For
1i Elect Director Peter Oppenheimer Management For For
1j Elect Director James J. Schiro Management For For
1k Elect Director Debora L. Spar Management For For
1l Elect Director Mark E. Tucker Management For For
1m Elect Director David A. Viniar Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Adopt Proxy Access Right Shareholder Against Against
 
THE HERSHEY COMPANY
Meeting Date:  APR 29, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  HSY
Security ID:  427866108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Pamela M. Arway Management For For
1.2 Elect Director John P. Bilbrey Management For For
1.3 Elect Director Robert F. Cavanaugh Management For For
1.4 Elect Director Charles A. Davis Management For For
1.5 Elect Director Mary Kay Haben Management For For
1.6 Elect Director Robert M. Malcolm Management For For
1.7 Elect Director James M. Mead Management For For
1.8 Elect Director James E. Nevels Management For For
1.9 Elect Director Anthony J. Palmer Management For For
1.10 Elect Director Thomas J. Ridge Management For For
1.11 Elect Director David L. Shedlarz Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director F. Duane Ackerman Management For For
1b Elect Director Francis S. Blake Management For For
1c Elect Director Ari Bousbib Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Armando Codina Management For For
1h Elect Director Helena B. Foulkes Management For For
1i Elect Director Wayne M. Hewett Management For For
1j Elect Director Karen L. Katen Management For For
1k Elect Director Mark Vadon Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Bylaws -- Call Special Meetings Shareholder Against For
5 Prepare Employment Diversity Report Shareholder Against For
 
THE PRICELINE GROUP INC.
Meeting Date:  JUN 05, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL
Ticker:  PCLN
Security ID:  741503403
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Timothy M. Armstrong Management For For
1.2 Elect Director Howard W. Barker, Jr. Management For For
1.3 Elect Director Jeffery H. Boyd Management For For
1.4 Elect Director Jan L. Docter Management For For
1.5 Elect Director Jeffrey E. Epstein Management For For
1.6 Elect Director James M. Guyette Management For For
1.7 Elect Director Darren R. Huston Management For For
1.8 Elect Director Nancy B. Peretsman Management For For
1.9 Elect Director Thomas E. Rothman Management For For
1.10 Elect Director Craig W. Rydin Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
 
THE TJX COMPANIES, INC.
Meeting Date:  JUN 10, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  TJX
Security ID:  872540109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Zein Abdalla Management For For
1.2 Elect Director Jose B. Alvarez Management For For
1.3 Elect Director Alan M. Bennett Management For For
1.4 Elect Director Bernard Cammarata Management For For
1.5 Elect Director David T. Ching Management For For
1.6 Elect Director Michael F. Hines Management For For
1.7 Elect Director Amy B. Lane Management For For
1.8 Elect Director Carol Meyrowitz Management For For
1.9 Elect Director John F. O'Brien Management For For
1.10 Elect Director Willow B. Shire Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
THE WALT DISNEY COMPANY
Meeting Date:  MAR 18, 2014
Record Date:  JAN 17, 2014
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b Elect Director John S. Chen Management For For
1c Elect Director Jack Dorsey Management For For
1d Elect Director Robert A. Iger Management For For
1e Elect Director Fred H. Langhammer Management For For
1f Elect Director Aylwin B. Lewis Management For For
1g Elect Director Monica C. Lozano Management For For
1h Elect Director Robert W. Matschullat Management For For
1i Elect Director Sheryl K. Sandberg Management For For
1j Elect Director Orin C. Smith Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Call Special Meeting Management For For
5 Adopt Proxy Access Right Shareholder Against For
6 Pro-rata Vesting of Equity Awards Shareholder Against For
 
THERMO FISHER SCIENTIFIC INC.
Meeting Date:  MAY 20, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  TMO
Security ID:  883556102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Marc N. Casper Management For For
1b Elect Director Nelson J. Chai Management For For
1c Elect Director C. Martin Harris Management For For
1d Elect Director Tyler Jacks Management For For
1e Elect Director Judy C. Lewent Management For For
1f Elect Director Thomas J. Lynch Management For For
1g Elect Director Jim P. Manzi Management For For
1h Elect Director William G. Parrett Management For For
1i Elect Director Lars R. Sorensen Management For For
1j Elect Director Scott M. Sperling Management For For
1k Elect Director Elaine S. Ullian Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
TIFFANY & CO.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  TIF
Security ID:  886547108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael J. Kowalski Management For For
1b Elect Director Rose Marie Bravo Management For For
1c Elect Director Gary E. Costley Management For For
1d Elect Director Frederic P. Cumenal Management For For
1e Elect Director Lawrence K. Fish Management For For
1f Elect Director Abby F. Kohnstamm Management For For
1g Elect Director Charles K. Marquis Management For For
1h Elect Director Peter W. May Management For For
1i Elect Director William A. Shutzer Management For For
1j Elect Director Robert S. Singer Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
TIME WARNER INC.
Meeting Date:  JUN 13, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  TWX
Security ID:  887317303
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James L. Barksdale Management For For
1.2 Elect Director William P. Barr Management For For
1.3 Elect Director Jeffrey L. Bewkes Management For For
1.4 Elect Director Stephen F. Bollenbach Management For For
1.5 Elect Director Robert C. Clark Management For For
1.6 Elect Director Mathias Dopfner Management For For
1.7 Elect Director Jessica P. Einhorn Management For For
1.8 Elect Director Carlos M. Gutierrez Management For For
1.9 Elect Director Fred Hassan Management For For
1.10 Elect Director Kenneth J. Novack Management For For
1.11 Elect Director Paul D. Wachter Management For For
1.12 Elect Director Deborah C. Wright Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against Against
 
TRIPADVISOR, INC.
Meeting Date:  JUN 12, 2014
Record Date:  APR 21, 2014
Meeting Type:  ANNUAL
Ticker:  TRIP
Security ID:  896945201
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gregory B. Maffei Management For Withhold
1.2 Elect Director Stephen Kaufer Management For Withhold
1.3 Elect Director Jonathan F. Miller Management For For
1.4 Elect Director Dipchand (Deep) Nishar Management For For
1.5 Elect Director Jeremy Philips Management For For
1.6 Elect Director Spencer M. Rascoff Management For For
1.7 Elect Director Christopher W. Shean Management For Withhold
1.8 Elect Director Sukhinder Singh Cassidy Management For For
1.9 Elect Director Robert S. Wiesenthal Management For For
2 Ratify Auditors Management For For
3 Require a Majority Vote for the Election of Directors Shareholder Against For
 
TWENTY-FIRST CENTURY FOX, INC.
Meeting Date:  OCT 18, 2013
Record Date:  AUG 21, 2013
Meeting Type:  ANNUAL
Ticker:  FOX
Security ID:  90130A200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director K. Rupert Murdoch Management For Against
1b Elect Director Delphine Arnault Management For For
1c Elect Director James W. Breyer Management For Against
1d Elect Director Chase Carey Management For Against
1e Elect Director David F. DeVoe Management For Against
1f Elect Director Viet Dinh Management For Against
1g Elect Director Roderick I. Eddington Management For Against
1h Elect Director James R. Murdoch Management For Against
1i Elect Director Lachlan K. Murdoch Management For Against
1j Elect Director Jacques Nasser Management For For
1k Elect Director Robert S. Silberman Management For For
1l Elect Director Alvaro Uribe Management For Against
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For
7 Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder Management None For
 
TWENTY-FIRST CENTURY FOX, INC.
Meeting Date:  MAR 21, 2014
Record Date:  JAN 23, 2014
Meeting Type:  SPECIAL
Ticker:  FOX
Security ID:  90130A200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Delisting of Shares from Stock Exchange Management For For
2 Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder Management None For
 
UNITED RENTALS, INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  URI
Security ID:  911363109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jenne K. Britell Management For For
1.2 Elect Director Jose B. Alvarez Management For For
1.3 Elect Director Bobby J. Griffin Management For For
1.4 Elect Director Michael J. Kneeland Management For For
1.5 Elect Director Pierre E. Leroy Management For For
1.6 Elect Director Singleton B. McAllister Management For For
1.7 Elect Director Brian D. McAuley Management For For
1.8 Elect Director John S. McKinney Management For For
1.9 Elect Director James H. Ozanne Management For For
1.10 Elect Director Jason D. Papastavrou Management For For
1.11 Elect Director Filippo Passerini Management For For
1.12 Elect Director Donald C. Roof Management For For
1.13 Elect Director Keith Wimbush Management For For
2 Approve Executive Incentive Bonus Plan Management For For
3 Amend Omnibus Stock Plan Management For For
4 Amend Omnibus Stock Plan Management For For
5 Ratify Auditors Management For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 02, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William C. Ballard, Jr. Management For For
1b Elect Director Edson Bueno Management For For
1c Elect Director Richard T. Burke Management For For
1d Elect Directo Robert J. Darretta Management For For
1e Elect Director Stephen J. Hemsley Management For For
1f Elect Director Michele J. Hooper Management For For
1g Elect Director Rodger A. Lawson Management For For
1h Elect Director Douglas W. Leatherdale Management For For
1i Elect Director Glenn M. Renwick Management For For
1j Elect Director Kenneth I. Shine Management For For
1k Elect Director Gail R. Wilensky Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Provide for Cumulative Voting Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against For
 
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  MAY 07, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Margaret G. McGlynn Management For For
1.2 Elect Director Wayne J. Riley Management For For
1.3 Elect Director William D. Young Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
VF CORPORATION
Meeting Date:  APR 22, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  VFC
Security ID:  918204108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard T. Carucci Management For For
1.2 Elect Director Juliana L. Chugg Management For For
1.3 Elect Director Juan Ernesto de Bedout Management For For
1.4 Elect Director Ursula O. Fairbairn Management For For
1.5 Elect Director George Fellows Management For For
1.6 Elect Director Clarence Otis, Jr. Management For For
1.7 Elect Director Matthew J. Shattock Management For For
1.8 Elect Director Eric C. Wiseman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
VISA INC.
Meeting Date:  JAN 29, 2014
Record Date:  DEC 03, 2013
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary B. Cranston Management For For
1b Elect Director Francisco Javier Fernandez-Carbajal Management For For
1c Elect Director Alfred F. Kelly, Jr. Management For For
1d Elect Director Robert W. Matschullat Management For For
1e Elect Director Cathy E. Minehan Management For For
1f Elect Director Suzanne Nora Johnson Management For For
1g Elect Director David J. Pang Management For For
1h Elect Director Charles W. Scharf Management For For
1i Elect Director William S. Shanahan Management For For
1j Elect Director John A. C. Swainson Management For For
1k Elect Director Maynard G. Webb, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
WESTERN DIGITAL CORPORATION
Meeting Date:  NOV 14, 2013
Record Date:  SEP 17, 2013
Meeting Type:  ANNUAL
Ticker:  WDC
Security ID:  958102105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kathleen A. Cote Management For For
1b Elect Director Henry T. DeNero Management For For
1c Elect Director William L. Kimsey Management For For
1d Elect Director Michael D. Lambert Management For For
1e Elect Director Len J. Lauer Management For For
1f Elect Director Matthew E. Massengill Management For For
1g Elect Director Stephen D. Milligan Management For For
1h Elect Director Roger H. Moore Management For For
1i Elect Director Thomas E. Pardun Management For For
1j Elect Director Arif Shakeel Management For For
1k Elect Director Akio Yamamoto Management For For
1l Elect Director Masahiro Yamamura Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
XILINX, INC.
Meeting Date:  AUG 14, 2013
Record Date:  JUN 17, 2013
Meeting Type:  ANNUAL
Ticker:  XLNX
Security ID:  983919101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Philip T. Gianos Management For For
1.2 Elect Director Moshe N. Gavrielov Management For For
1.3 Elect Director John L. Doyle Management For For
1.4 Elect Director William G. Howard, Jr. Management For For
1.5 Elect Director J. Michael Patterson Management For For
1.6 Elect Director Albert A. Pimentel Management For For
1.7 Elect Director Marshall C. Turner Management For For
1.8 Elect Director Elizabeth W. Vanderslice Management For For
2 Amend Qualified Employee Stock Purchase Plan Management For For
3 Amend Omnibus Stock Plan Management For For
4 Amend Omnibus Stock Plan Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Ratify Auditors Management For For

END NPX REPORT

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant: Oppenheimer Capital Appreciation Fund
   
By:   William F. Glavin, Jr.*
  William F. Glavin, Jr.,
  President and Principal Executive Officer

 

Date: August 22, 2014

 

*By:   /s/ Lisa Bloomberg  
  ------------------------------------------  
  Lisa Bloomberg, Attorney in Fact