Oppenheimer Capital Appreciation Fund
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-03105
Exact name of registrant as specified in charter: Oppenheimer Capital
Appreciation Fund
Address of principal executive offices: 6803 South Tucson Way
Centennial, CO 80112-3924
Name and address of agent for service: Arthur S. Gabinet,
Executive Vice President &
General Counsel
OppenheimerFunds, Inc.
Two World Financial Center
225 Liberty Street
New York, NY 10281-1008
Registrant's telephone number, including area code: 303-768-3200
Date of fiscal year end: 08/31
Date of reporting period: 07/01/2010-06/30/2011
Item 1. Proxy Voting Record
===================== OPPENHEIMER CAPITAL APPRECIATION FUND ====================
ABB Ltd.
Ticker: ABBN Security ID: H0010V101
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2.1 Accept Financial Statements and Statutory For For Management
Reports
2.2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.60 per Share from
Capital Contribution Reserves
5 Approve Creation of CHF 73.3 Million Pool For Against Management
of Conditional Capital without Preemptive
Rights for Employee Stock Participation
Plan
6 Approve Creation of CHF 206 Million Pool For For Management
of Capital without Preemptive Rights
7.1.1 Reelect Roger Agnelli as Director For For Management
7.1.2 Reelect Louis Hughes as Director For For Management
7.1.3 Reelect Hans Maerki as Director For For Management
7.1.4 Reelect Michel de Rosen as Director For For Management
7.1.5 Reelect Michael Treschow as Director For For Management
7.1.6 Reelect Jacob Wallenberg as Director For For Management
7.1.7 Reelect Hubertus von Gruenberg as For For Management
Director
7.2 Elect Ying Yeh as Director For For Management
8 Ratify Ernst & Young AG as Auditors For For Management
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Allergan, Inc.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: MAR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Deborah Dunsire For For Management
2 Elect Director Trevor M. Jones For For Management
3 Elect Director Louis J. Lavigne, Jr. For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Approve Omnibus Stock Plan For For Management
9 Declassify the Board of Directors For For Management
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Amazon.com, Inc.
Ticker: AMZN Security ID: 023135106
Meeting Date: JUN 7, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For For Management
5 Elect Director Alain Monie For For Management
6 Elect Director Jonathan J. Rubinstein For For Management
7 Elect Director Thomas O. Ryder For For Management
8 Elect Director Patricia Q. Stonesifer For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Three One Year Management
12 Amend Bylaws-- Call Special Meetings Against For Shareholder
13 Report on Climate Change Against For Shareholder
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Apple Inc.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against For Shareholder
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
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Barrick Gold Corporation
Ticker: ABX Security ID: 067901108
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 2, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect H. L. Beck as Director For For Management
1.2 Elect C. W. D. Birchall as Director For For Management
1.3 Elect D. J. Carty as Director For For Management
1.4 Elect G. Cisneros as Director For For Management
1.5 Elect P.A. Crossgrove as Director For For Management
1.6 Elect R. M. Franklin as Director For For Management
1.7 Elect J. B. Harvey as Director For For Management
1.8 Elect D. Moyo as Director For For Management
1.9 Elect B. Mulroney as Director For For Management
1.10 Elect A. Munk as Director For For Management
1.11 Elect P. Munk as Director For For Management
1.12 Elect A. W. Regent as Director For For Management
1.13 Elect N.P. Rothschild as Director For For Management
1.14 Elect S. J. Shapiro as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
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Baxter International Inc.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wayne T. Hockmeyer For For Management
2 Elect Director Robert L. Parkinson, Jr. For For Management
3 Elect Director Thomas T. Stallkamp For For Management
4 Elect Director Albert P.L. Stroucken For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
8 Approve Qualified Employee Stock Purchase For For Management
Plan
9 Approve Omnibus Stock Plan For For Management
10 Amend Certificate of Incorporation to For For Management
Declassify the Board and Reduce
Supermajority Voting Requirement
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Bed Bath & Beyond Inc.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAY 6, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Warren Eisenberg For For Management
2 Elect Director Leonard Feinstein For For Management
3 Elect Director Steven H. Temares For For Management
4 Elect Director Dean S. Adler For For Management
5 Elect Director Stanley F. Barshay For For Management
6 Elect Director Klaus Eppler For For Management
7 Elect Director Patrick R. Gaston For For Management
8 Elect Director Jordan Heller For For Management
9 Elect Director Victoria A. Morrison For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
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BMF Bovespa S.A. Bolsa Valores Merc Fut
Ticker: BVMF3 Security ID: P73232103
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports for Fiscal Year Ended Dec. 31,
2010
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For For Management
4 Approve Remuneration of Executive For For Management
Officers, Non-Executive Directors, and
Fiscal Council Members
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BMF Bovespa S.A. Bolsa Valores Merc Fut
Ticker: BVMF3 Security ID: P73232103
Meeting Date: APR 18, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article For For Management
2 Amend Article 7 For For Management
3 Amend Article 20 For For Management
4 Amend Article 29 For For Management
5 Amend Article 61 For For Management
6 Amend Article 63 For For Management
7 Amend Article 64 For For Management
8 Amend Article 65 For For Management
9 Amend Articles For For Management
10 Amend Article 5 For For Management
11 Amend Article 16 For For Management
12 Amend Article 18 For For Management
13 Amend Articles For For Management
14 Amend Article 29 and 38 For For Management
15 Amend Article 34 For For Management
16 Amend Article 38 For For Management
17 Amend Article 45 For For Management
18 Amend Article 47 For For Management
19 Amend Articles 69 and 70 For For Management
20 Amend Article 70 For For Management
21 Amend Article 74 For For Management
22 Amend Article 73 For For Management
23 Amend Articles For For Management
24 Amend Articles For For Management
25 Consolidate Bylaws For For Management
26 Amend Stock Option Plan For For Management
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BMF Bovespa S.A. Bolsa Valores Merc Fut
Ticker: BVMF3 Security ID: B2RHNV9
Meeting Date: APR 28, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 1 For For Management
2 Amend Article 7 For For Management
3 Amend Article 20 For For Management
4 Amend Article 29 For For Management
5 Amend Article 61 For For Management
6 Amend Article 63 For For Management
7 Amend Article 64 For For Management
8 Amend Article 65 For For Management
9 Amend Articles 29, 59-65, 76 For For Management
10 Amend Article 5 For For Management
11 Amend Article 16 For For Management
12 Amend Article 18 For For Management
13 Amend Articles 23, 24, 58, 60, 68, 70, 76 For For Management
14 Amend Article 29 and 38 For For Management
15 Amend Article 34 For For Management
16 Amend Article 38 For For Management
17 Amend Article 45 For For Management
18 Amend Article 47 For For Management
19 Amend Articles 69 and 70 For For Management
20 Amend Article 70 For For Management
21 Amend Article 74 For For Management
22 Amend Article 73 For For Management
23 Amend Articles 7, 15, 33, 55, 58, 60, 61, For For Management
64, 70
24 Amend Articles to Correct Numbering For For Management
25 Consolidate Bylaws For For Management
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Bristol-Myers Squibb Company
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L. Andreotti For For Management
2 Elect Director L.B. Campbell For For Management
3 Elect Director J.M. Cornelius For For Management
4 Elect Director L.J. Freeh For For Management
5 Elect Director L.H. Glimcher For For Management
6 Elect Director M. Grobstein For For Management
7 Elect Director L. Johansson For For Management
8 Elect Director A.J. Lacy For For Management
9 Elect Director V.L. Sato For For Management
10 Elect Director E. Sigal For For Management
11 Elect Director T.D. West, Jr. For For Management
12 Elect Director R.S. Williams For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Adopt Policy to Restrain Pharmaceutical Against Abstain Shareholder
Price Increases
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Broadcom Corporation
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy H. Handel For For Management
1.2 Elect Director Eddy W. Hartenstein For For Management
1.3 Elect Director Maria Klawe For For Management
1.4 Elect Director John E. Major For For Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Henry Samueli For For Management
1.8 Elect Director John A.C. Swainson For For Management
1.9 Elect Director Robert E. Switz For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
4 Ratify Auditors For For Management
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Caterpillar Inc.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 8, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Eugene V. Fife For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director David R. Goode For For Management
1.6 Elect Director Jesse J. Greene, Jr. For For Management
1.7 Elect Director Peter A. Magowan For For Management
1.8 Elect Director Dennis A. Muilenburg For For Management
1.9 Elect Director Douglas R. Oberhelman For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Charles D. Powell For For Management
1.12 Elect Director Edward B. Rust, Jr. For For Management
1.13 Elect Director Susan C. Schwab For For Management
1.14 Elect Director Joshua I. Smith For For Management
1.15 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Political Contributions Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Require a Majority Vote for the Election Against For Shareholder
of Directors
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Require Independent Board Chairman Against Against Shareholder
11 Review and Assess Human Rights Policies Against For Shareholder
12 Adopt a Policy in which the Company will Against Against Shareholder
not Make or Promise to Make Any Death
Benefit Payments to Senior Executives
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Celgene Corporation
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Michael D. Casey For For Management
1.3 Elect Director Carrie S. Cox For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director Michael A. Friedman For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
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Chevron Corporation
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L.F. Deily For For Management
2 Elect Director R.E. Denham For For Management
3 Elect Director R.J. Eaton For For Management
4 Elect Director C. Hagel For For Management
5 Elect Director E. Hernandez For For Management
6 Elect Director G.L. Kirkland For For Management
7 Elect Director D.B. Rice For For Management
8 Elect Director K.W. Sharer For For Management
9 Elect Director C.R. Shoemate For For Management
10 Elect Director J.G. Stumpf For For Management
11 Elect Director R.D. Sugar For For Management
12 Elect Director C. Ware For For Management
13 Elect Director J.S. Watson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Request Director Nominee with Against For Shareholder
Environmental Qualifications
18 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
19 Include Sustainability as a Performance Against Abstain Shareholder
Measure for Senior Executive Compensation
20 Adopt Guidelines for Country Selection Against For Shareholder
21 Report on Financial Risks of Climate Against Abstain Shareholder
Change
22 Report on Environmental Impacts of Against For Shareholder
Natural Gas Fracturing
23 Report on Offshore Oil Wells and Spill Against Abstain Shareholder
Mitigation Measures
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Cisco Systems, Inc.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. Mcgeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Ratify Auditors For For Management
16 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental Sustainability
17 Report on Internet Fragmentation Against For Shareholder
18 Adopt Policy Prohibiting Sale of Products Against Against Shareholder
in China if they Contribute to Human
Rights Abuses
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Coach, Inc.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 3, 2010 Meeting Type: Annual
Record Date: SEP 7, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Adopt Policy on Ending Use of Animal Fur Against Abstain Shareholder
in Products
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Cognizant Technology Solutions Corporation
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 2, 2011 Meeting Type: Annual
Record Date: APR 8, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert W. Howe For For Management
2 Elect Director Robert E. Weissman For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
5 Increase Authorized Common Stock For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Ratify Auditors For For Management
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Colgate-Palmolive Company
Ticker: CL Security ID: 194162103
Meeting Date: MAY 6, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 Elect Director Ian Cook For For Management
3 Elect Director Helene D. Gayle For For Management
4 Elect Director Ellen M. Hancock For For Management
5 Elect Director Joseph Jimenez For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Delano E. Lewis For For Management
8 Elect Director J. Pedro Reinhard For For Management
9 Elect Director Stephen I. Sadove For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Two Years One Year Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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ConocoPhillips
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For For Management
2 Elect Director Richard H. Auchinleck For For Management
3 Elect Director James E. Copeland, Jr. For For Management
4 Elect Director Kenneth M. Duberstein For For Management
5 Elect Director Ruth R. Harkin For For Management
6 Elect Director Harold W. McGraw III For For Management
7 Elect Director James J. Mulva For For Management
8 Elect Director Robert A. Niblock For For Management
9 Elect Director Harald J. Norvik For For Management
10 Elect Director William K. Reilly For For Management
11 Elect Director Victoria J. Tschinkel For For Management
12 Elect Director Kathryn C. Turner For For Management
13 Elect Director William E. Wade, Jr. For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Approve Omnibus Stock Plan For For Management
18 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Gender Identity
19 Report on Political Contributions Against For Shareholder
20 Report on Lobbying Expenses Against For Shareholder
21 Report on Accident Risk Reduction Efforts Against Abstain Shareholder
22 Adopt Policy to Address Coastal Louisiana Against Abstain Shareholder
Environmental Impacts
23 Adopt Quantitative GHG Goals for Products Against For Shareholder
and Operations
24 Report on Financial Risks of Climate Against Abstain Shareholder
Change
25 Report on Environmental Impact of Oil Against For Shareholder
Sands Operations in Canada
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Corning Incorporated
Ticker: GLW Security ID: 219350105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Seely Brown For Against Management
2 Elect Director John A. Canning, Jr. For For Management
3 Elect Director Gordon Gund For Against Management
4 Elect Director Kurt M. Landgraf For Against Management
5 Elect Director H. Onno Ruding For Against Management
6 Elect Director Glenn F. Tilton For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Ratify Auditors For For Management
10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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Costco Wholesale Corporation
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
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Danaher Corporation
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Mitchell P. Rales For For Management
1.3 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
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eBay Inc.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fred D. Anderson For For Management
2 Elect Director Edward W. Barnholt For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director John J. Donahoe For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Reduce Supermajority Vote Requirement Against For Shareholder
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Ecolab Inc.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: MAR 8, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Barbara J. Beck For For Management
3 Elect Director Jerry W. Levin For For Management
4 Elect Director Robert L. Lumpkins For For Management
5 Ratify Auditors For For Management
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Adopt Policy on Human Right to Water Against Abstain Shareholder
10 Reduce Supermajority Vote Requirement Against For Shareholder
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Emerson Electric Co.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 1, 2011 Meeting Type: Annual
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.N. Farr For For Management
1.2 Elect Director H. Green For For Management
1.3 Elect Director C.A. Peters For For Management
1.4 Elect Director J.W. Prueher For For Management
1.5 Elect Director R.L. Ridgway For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Stock Option Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
7 Report on Sustainability Against For Shareholder
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EOG Resources, Inc.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: MAR 9, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For For Management
2 Elect Director Charles R. Crisp For For Management
3 Elect Director James C. Day For For Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For For Management
6 Elect Director Donald F. Textor For For Management
7 Elect Director Frank G. Wisner For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Pro-Rata Vesting on Equity Plans Against For Shareholder
12 Report on Political Contributions Against For Shareholder
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Express Scripts, Inc.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary G. Benanav For For Management
1.2 Elect Director Maura C. Breen For For Management
1.3 Elect Director Nicholas J. LaHowchic For For Management
1.4 Elect Director Thomas P. Mac Mahon For For Management
1.5 Elect Director Frank Mergenthaler For For Management
1.6 Elect Director Woodrow A. Myers Jr. For For Management
1.7 Elect Director John O. Parker, Jr. For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Samuel K. Skinner For Against Management
1.10 Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
6 Approve Omnibus Stock Plan For For Management
7 Report on Political Contributions Against For Shareholder
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Freeport-McMoRan Copper & Gold Inc.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For Withhold Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Request Director Nominee with Against For Shareholder
Environmental Qualifications
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General Mills, Inc.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 27, 2010 Meeting Type: Annual
Record Date: JUL 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Executive Incentive Bonus Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Goodrich Corporation
Ticker: GR Security ID: 382388106
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolyn Corvi For For Management
1.2 Elect Director Diane C. Creel For For Management
1.3 Elect Director Harris E. Deloach, Jr. For For Management
1.4 Elect Director James W. Griffith For For Management
1.5 Elect Director William R. Holland For For Management
1.6 Elect Director John P. Jumper For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Lloyd W. Newton For For Management
1.9 Elect Director Alfred M. Rankin, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
Google Inc.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 2, 2011 Meeting Type: Annual
Record Date: APR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental Sustainability
7 Reduce Supermajority Vote Requirement Against Against Shareholder
8 Report on Code of Conduct Compliance Against Abstain Shareholder
--------------------------------------------------------------------------------
Halliburton Company
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director James R. Boyd For For Management
3 Elect Director Milton Carroll For For Management
4 Elect Director Nance K. Dicciani For For Management
5 Elect Director S. Malcolm Gillis For For Management
6 Elect Director Abdallah S. Jum'ah For For Management
7 Elect Director David J. Lesar For For Management
8 Elect Director Robert A. Malone For For Management
9 Elect Director J Landis Martin For For Management
10 Elect Director Debra L. Reed For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Review and Assess Human Rights Policies Against For Shareholder
15 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
IntercontinentalExchange, Inc.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles R. Crisp For For Management
2 Elect Director Jean-Marc Forneri For For Management
3 Elect Director Senator Judd A. Gregg For For Management
4 Elect Director Fred W. Hatfield For For Management
5 Elect Director Terrence F. Martell For For Management
6 Elect Director Callum Mccarthy For For Management
7 Elect Director Sir Robert Reid For For Management
8 Elect Director Frederic V. Salerno For For Management
9 Elect Director Jeffrey C. Sprecher For For Management
10 Elect Director Judith A. Sprieser For For Management
11 Elect Director Vincent Tese For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
International Business Machines Corporation
Ticker: IBM Security ID: 459200101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. J. P. Belda For For Management
2 Elect Director W. R. Brody For For Management
3 Elect Director K. I. Chenault For For Management
4 Elect Director M. L. Eskew For For Management
5 Elect Director S. A. Jackson For For Management
6 Elect Director A. N. Liveris For For Management
7 Elect Director W. J. McNerney, Jr. For For Management
8 Elect Director J. W. Owens For For Management
9 Elect Director S. J. Palmisano For For Management
10 Elect Director J. E. Spero For For Management
11 Elect Director S. Taurel For For Management
12 Elect Director L. H. Zambrano For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
16 Provide for Cumulative Voting Against Against Shareholder
17 Report on Political Contributions Against For Shareholder
18 Report on Lobbying Expenses Against For Shareholder
--------------------------------------------------------------------------------
Intuit Inc.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 19, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David H. Batchelder For For Management
2 Elect Director Christopher W. Brody For For Management
3 Elect Director William V. Campbell For For Management
4 Elect Director Scott D. Cook For For Management
5 Elect Director Diane B. Greene For For Management
6 Elect Director Michael R. Hallman For For Management
7 Elect Director Edward A. Kangas For For Management
8 Elect Director Suzanne Nora Johnson For For Management
9 Elect Director Dennis D. Powell For For Management
10 Elect Director Brad D. Smith For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
Joy Global Inc.
Ticker: JOYG Security ID: 481165108
Meeting Date: MAR 8, 2011 Meeting Type: Annual
Record Date: JAN 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Gerard For For Management
1.2 Elect Director John Nils Hanson For For Management
1.3 Elect Director Ken C. Johnsen For For Management
1.4 Elect Director Gale E. Klappa For For Management
1.5 Elect Director Richard B. Loynd For For Management
1.6 Elect Director P. Eric Siegert For For Management
1.7 Elect Director Michael W. Sutherlin For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Omnibus Stock Plan For Against Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against For Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that Contribute
to Genocide or Crimes Against Humanity
21 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
Juniper Networks, Inc.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Cranston For For Management
1.2 Elect Director Kevin R. Johnson For For Management
1.3 Elect Director J. Michael Lawrie For For Management
1.4 Elect Director David Schlotterbeck For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
McDonald's Corporation
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director Richard H. Lenny For For Management
3 Elect Director Cary D. McMillan For For Management
4 Elect Director Sheila A. Penrose For For Management
5 Elect Director James A. Skinner For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Reduce Supermajority Vote Requirement for For For Management
Transactions With Interested Shareholders
10 Reduce Supermajority Vote Requirement For For Management
Relating to the Board of Directors
11 Reduce Supermajority Vote Requirement for For For Management
Shareholder Action
12 Declassify the Board of Directors Against For Shareholder
13 Require Suppliers to Adopt CAK Against Abstain Shareholder
14 Report on Policy Responses to Children's Against Abstain Shareholder
Health Concerns and Fast Food
15 Report on Beverage Container Against For Shareholder
Environmental Strategy
--------------------------------------------------------------------------------
Medco Health Solutions, Inc.
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard W. Barker, Jr. For For Management
2 Elect Director John L. Cassis For For Management
3 Elect Director Michael Goldstein For For Management
4 Elect Director Charles M. Lillis For For Management
5 Elect Director Myrtle S. Potter For For Management
6 Elect Director William L. Roper For For Management
7 Elect Director David B. Snow, Jr. For For Management
8 Elect Director David D. Stevens For For Management
9 Elect Director Blenda J. Wilson For For Management
10 Ratify Auditors For For Management
11 Reduce Supermajority Vote Requirement For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
Mettler-Toledo International Inc.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 4, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert F. Spoerry For For Management
2 Elect Director Wah-hui Chu For For Management
3 Elect Director Francis A. Contino For For Management
4 Elect Director Olivier A. Filliol For For Management
5 Elect Director Michael A. Kelly For For Management
6 Elect Director Martin D. Madaus For For Management
7 Elect Director Hans Ulrich Maerki For For Management
8 Elect Director George M. Milne For For Management
9 Elect Director Thomas P. Salice For For Management
10 Ratify Auditors For For Management
11 Approve Executive Incentive Bonus Plan For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
--------------------------------------------------------------------------------
Nestle SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and Statutory For For Management
Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.85 per Share
4.1.1 Reelect Paul Bulcke as Director For For Management
4.1.2 Reelect Andreas Koopmann as Director For For Management
4.1.3 Reelect Rolf Haenggi as Director For For Management
4.1.4 Reelect Jean-Pierre Meyers as Director For For Management
4.1.5 Reelect Naina Lal Kidwai as Director For For Management
4.1.6 Reelect Beat Hess as Director For For Management
4.2 Elect Ann Veneman as Director For For Management
4.3 Ratify KPMG AG as Auditors For For Management
5 Approve CHF 16.5 Million Reduction in For For Management
Share Capital via Cancellation of 165
Million Shares
--------------------------------------------------------------------------------
NetApp, Inc.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2010 Meeting Type: Annual
Record Date: JUL 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry R. Allen For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Gerald Held For For Management
1.5 Elect Director Nicholas G. Moore For For Management
1.6 Elect Director T. Michael Nevens For For Management
1.7 Elect Director George T. Shaheen For For Management
1.8 Elect Director Robert T. Wall For For Management
1.9 Elect Director Daniel J. Warmenhoven For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NII Holdings, Inc.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Herington For For Management
1.2 Elect Director Rosendo G. Parra For For Management
1.3 Elect Director John W. Risner For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NIKE, Inc.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
1.4 Elect Director Phyllis M. Wise For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Novo Nordisk A/S
Ticker: Security ID: K7314N152
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Receive and Approve Financial Statements For For Management
and Statutory Reports
3.1 Approve Remuneration of Directors for For For Management
2010
3.2 Approve Remuneration of Directors for For For Management
2011
4 Approve Allocation of Income and For For Management
Dividends of DKK 10 for Each Novo Nordisk
B Share of DKK 1 and for Each Novo
Nordisk A Share of DKK 1
5.1a Reelect Sten Scheibye as Director For For Management
5.1b Reelect Goran Ando as Director For For Management
5.1c Elect Bruno Angelici as New Director For For Management
5.1d Reelect Henrik Gurtler as Director For For Management
5.1e Elect Thomas Koestler as New Director For For Management
5.1f Reelect Kurt Nielsen as Director For For Management
5.1g Reelect Hannu Ryopponen as Director For For Management
5.1h Reelect Jorgen Wedel as Director For For Management
5.2 Elect Sten Scheibye as Chairman of the For For Management
Board
5.3 Elect Goran Ando as Vice Chairman of the For For Management
Board
6 Ratify PricewaterhouseCoopers as Auditor For For Management
7.1 Approve DKK 20.0 Million Reduction in For For Management
Class B Share Capital via Share
Cancellation
7.2 Authorize Repurchase up to 10 Percent of For Against Management
Share Capital
7.3a Delete Article 2 Specifying Location of For For Management
Registered Office
7.3b Amend Articles Re: Removal of the For For Management
Requirement to Advertise the Notice in
Two Daily Newspapers
7.3c Amend Articles Re: Introduce Age Limit of For Against Management
70 Years for Board Members
7.4 Amend Guidelines for Incentive-Based For For Management
Compensation for Executive Management and
Board
8 Other Business None None Management
--------------------------------------------------------------------------------
O'Reilly Automotive, Inc.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. O'Reilly For For Management
2 Elect Director Jay D. Burchfield For For Management
3 Elect Director Paul R. Lederer For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Occidental Petroleum Corporation
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 6, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For Against Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For Against Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Rodolfo Segovia For Against Management
11 Elect Director Aziz D. Syriani For Against Management
12 Elect Director Rosemary Tomich For Against Management
13 Elect Director Walter L. Weisman For Against Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None One Year Management
17 Review Political Expenditures and Against For Shareholder
Processes
18 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
Oracle Corporation
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 6, 2010 Meeting Type: Annual
Record Date: AUG 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Board Committee on Against Against Shareholder
Sustainability
6 Require a Majority Vote for the Election Against For Shareholder
of Directors
7 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
Parker-Hannifin Corporation
Ticker: PH Security ID: 701094104
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: AUG 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director Markos I. Tambakeras For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
Polo Ralph Lauren Corporation
Ticker: RL Security ID: 731572103
Meeting Date: AUG 5, 2010 Meeting Type: Annual
Record Date: JUN 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Steven P. Murphy For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
Praxair, Inc.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For Withhold Management
1.3 Elect Director Nance K. Dicciani For For Management
1.4 Elect Director Edward G. Galante For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Ira D. Hall For For Management
1.7 Elect Director Raymond W. LeBoeuf For For Management
1.8 Elect Director Larry D. McVay For For Management
1.9 Elect Director Wayne T. Smith For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 8, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Francisco Ros For For Management
1.12 Elect Director Brent Scowcroft For For Management
1.13 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
--------------------------------------------------------------------------------
Research In Motion Ltd
Ticker: RIM Security ID: 760975102
Meeting Date: JUL 13, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James L. Balsillie as Director For For Management
1.2 Elect Mike Lazaridis as Director For For Management
1.3 Elect James Estill as Director For For Management
1.4 Elect David Kerr as Director For For Management
1.5 Elect Roger Martin as Director For For Management
1.6 Elect John Richardson as Director For For Management
1.7 Elect Barbara Stymiest as Director For For Management
1.8 Elect Antonio Viana-Baptista as Director For For Management
1.9 Elect John Wetmore as Director For For Management
2 Approve Ernst & Young LLP as Auditors and For For Management
Authorize Board to Fix Their Remuneration
--------------------------------------------------------------------------------
Schlumberger Limited
Ticker: SLB Security ID: 806857108
Meeting Date: APR 6, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
Standard Chartered plc
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: MAY 3, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Abstain Management
4 Re-elect Steve Bertamini as Director For For Management
5 Re-elect Jaspal Bindra as Director For For Management
6 Re-elect Richard Delbridge as Director For For Management
7 Re-elect Jamie Dundas as Director For For Management
8 Re-elect Val Gooding as Director For For Management
9 Re-elect Dr Han Seung-soo as Director For For Management
10 Re-elect Simon Lowth as Director For For Management
11 Re-elect Rudy Markham as Director For For Management
12 Re-elect Ruth Markland as Director For For Management
13 Re-elect Richard Meddings as Director For For Management
14 Re-elect John Paynter as Director For For Management
15 Re-elect John Peace as Director For For Management
16 Re-elect Mike Rees as Director For For Management
17 Re-elect Peter Sands as Director For For Management
18 Re-elect Paul Skinner as Director For For Management
19 Re-elect Oliver Stocken as Director For For Management
20 Reappoint KPMG Audit plc as Auditors For For Management
21 Authorise Board to Fix Remuneration of For For Management
Auditors
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights
24 Authorise Issue of Equity with For For Management
Pre-emptive Rights
25 Approve 2011 Share Plan For For Management
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights
27 Authorise Market Purchase For For Management
28 Authorise Market Purchase For For Management
29 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
Stryker Corporation
Ticker: SYK Security ID: 863667101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 1, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard E. Cox, Jr. For For Management
1.2 Elect Director Srikant M. Datar For For Management
1.3 Elect Director Roch Doliveux For For Management
1.4 Elect Director Louise L. Francesconi For For Management
1.5 Elect Director Allan C. Golston For For Management
1.6 Elect Director Howard L. Lance For For Management
1.7 Elect Director Stephen P. MacMillan For For Management
1.8 Elect Director William U. Parfet For For Management
1.9 Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
The Charles Schwab Corporation
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank C. Herringer For For Management
2 Elect Director Stephen T. McLin For For Management
3 Elect Director Charles R. Schwab For For Management
4 Elect Director Roger O. Walther For For Management
5 Elect Director Robert N. Wilson For For Management
6 Ratify Auditors For For Management
7 Amend Omnibus Stock Plan For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Report on Political Contributions Against For Shareholder
11 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
The Coca-Cola Company
Ticker: KO Security ID: 191216100
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Herbert A. Allen For For Management
2 Elect Director Ronald W. Allen For For Management
3 Elect Director Howard G. Buffett For For Management
4 Elect Director Barry Diller For For Management
5 Elect Director Evan G. Greenberg For For Management
6 Elect Director Alexis M. Herman For For Management
7 Elect Director Muhtar Kent For For Management
8 Elect Director Donald R. Keough For For Management
9 Elect Director Maria Elena Lagomasino For For Management
10 Elect Director Donald F. McHenry For For Management
11 Elect Director Sam Nunn For For Management
12 Elect Director James D. Robinson III For For Management
13 Elect Director Peter V. Ueberroth For For Management
14 Elect Director Jacob Wallenberg For Against Management
15 Elect Director James B. Williams For For Management
16 Ratify Auditors For For Management
17 Amend Executive Incentive Bonus Plan For For Management
18 Amend Restricted Stock Plan For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency One Year One Year Management
21 Publish Report on Chemical Bisphenol-A Against For Shareholder
(BPA)
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The McGraw-Hill Companies, Inc.
Ticker: MHP Security ID: 580645109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pedro Aspe For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director Douglas N. Daft For For Management
4 Elect Director William D. Green For For Management
5 Elect Director Linda Koch Lorimer For For Management
6 Elect Director Harold McGraw III For For Management
7 Elect Director Robert P. McGraw For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Michael Rake For For Management
10 Elect Director Edward B. Rust, Jr. For For Management
11 Elect Director Kurt L. Schmoke For For Management
12 Elect Director Sidney Taurel For For Management
13 Provide Right to Call Special Meeting For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Ratify Auditors For For Management
17 Provide Right to Act by Written Consent Against For Shareholder
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The TJX Companies, Inc.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jose B. Alvarez For For Management
2 Elect Director Alan M. Bennett For For Management
3 Elect Director Bernard Cammarata For For Management
4 Elect Director David T. Ching For For Management
5 Elect Director Michael F. Hines For For Management
6 Elect Director Amy B. Lane For For Management
7 Elect Director Carol Meyrowitz For For Management
8 Elect Director John F. O'Brien For For Management
9 Elect Director Willow B. Shire For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
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The Walt Disney Company
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Prohibit Retesting Performance Goals Against For Shareholder
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Thermo Fisher Scientific Inc.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Lynch For For Management
2 Elect Director William G. Parrett For For Management
3 Elect Director Michael E. Porter For For Management
4 Elect Director Scott M. Sperling For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Two Years One Year Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors Against For Shareholder
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U.S. Bancorp
Ticker: USB Security ID: 902973304
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski Gluckman For For Management
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Joel W. Johnson For For Management
7 Elect Director Olivia F. Kirtley For For Management
8 Elect Director Jerry W. Levin For For Management
9 Elect Director David B. O'Maley For For Management
10 Elect Director O Dell M. Owens For For Management
11 Elect Director Richard G. Reiten For For Management
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
17 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
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Unilever NV
Ticker: Security ID: N8981F271
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Approve Discharge of Executive Board For For Management
Members
4 Approve Discharge of Non-Executive Board For For Management
Members
5 Reelect P.G.J.M. Polman as CEO to Board For For Management
of Directors
6 Relect R.J.M.S. Huet as CFO to Board of For For Management
Directors
7 Reelect L.O. Fresco to Board of Directors For For Management
8 Reelect A.M. Fudge to Board of Directors For For Management
9 Reelect C.E. Golden to Board of Directors For For Management
10 Reelect B.E. Grote to Board of Directors For For Management
11 Reelect H. Nyasulu to Board of Directors For For Management
12 Reelect M. Rifkind to Board of Directors For For Management
13 Reelect K.J. Storm to Board of Directors For For Management
14 Reelect M. Treschow to Board of Directors For For Management
15 Reelect P.S. Walsh to Board of Directors For For Management
16 Elect S. Bharti Mittal to Board of For For Management
Directors
17 Authorize Repurchase of Up to 10 Percent For For Management
of Issued Share Capital
18 Approve Authorization to Cancel Ordinary For For Management
Shares
19 Grant Board Authority to Issue Shares Up For For Management
To10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger and Restricting/Excluding
Preemptive Rights
20 Ratify PricewaterhouseCoopers as Auditors For For Management
21 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
Union Pacific Corporation
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Reduce Supermajority Vote Requirement For For Management
Relating to Preference Rights of
Preferred Stock
5b Reduce Supermajority Vote Requirement For For Management
Relating to Removal of Directors
5c Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Authorized
Capital Stock
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
United Parcel Service, Inc.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 5, 2011 Meeting Type: Annual
Record Date: MAR 7, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director Michael J. Burns For For Management
3 Elect Director D. Scott Davis For For Management
4 Elect Director Stuart E. Eizenstat For For Management
5 Elect Director Michael L. Eskew For For Management
6 Elect Director William R. Johnson For For Management
7 Elect Director Ann M. Livermore For For Management
8 Elect Director Rudy H.P. Markham For For Management
9 Elect Director Clark T. Randt, Jr. For For Management
10 Elect Director John W. Thompson For For Management
11 Elect Director Carol B. Tome For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
14 Ratify Auditors For For Management
15 Other Business For Against Management
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United Technologies Corporation
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier For For Management
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Richard D. McCormick For For Management
9 Elect Director Harold McGraw III For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director H. Patrick Swygert For For Management
12 Elect Director Andre Villeneuve For For Management
13 Elect Director Christine Todd Whitman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None One Year Management
18 Stock Retention/Holding Period Against For Shareholder
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Visa Inc.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For For Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
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VMware, Inc.
Ticker: VMW Security ID: 928563402
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Renee J. James For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
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Wells Fargo & Company
Ticker: WFC Security ID: 949746101
Meeting Date: MAY 3, 2011 Meeting Type: Annual
Record Date: MAR 4, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, Jr. For For Management
6 Election Director Donald M. James For For Management
7 Election Director Mackey J. McDonald For For Management
8 Election Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Philip J. Quigley For Against Management
11 Elect Director Judith M. Runstad For For Management
12 Elect Director Stephen W. Sanger For For Management
13 Elect Director John G. Stumpf For For Management
14 Elect Director an G. Swenson For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
18 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
19 Provide for Cumulative Voting Against Against Shareholder
20 Require Independent Board Chairman Against For Shareholder
21 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
22 Require Audit Committee Review and Report Against For Shareholder
on Controls Related to Loans, Foreclosure
and Securitizations
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: Oppenheimer Capital Appreciation Fund
By: William F. Glavin, Jr.*
--------------
William F. Glavin, Jr.
President and Principal Executive Officer
Date: August 4, 2011
*By: /s/ Randy Legg
--------------
Randy Legg, Attorney in Fact