-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IpQUOGLYPguTzLHjbqpnkcbExe9bf6KVghkgkzrXXZhT/0NISpjPlbgF3DCh7XyD vz6z2usZMSeys4fZrcYOrg== 0000319767-98-000004.txt : 19981028 0000319767-98-000004.hdr.sgml : 19981028 ACCESSION NUMBER: 0000319767-98-000004 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 19980831 FILED AS OF DATE: 19981027 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER CAPITAL APPRECIATION FUND CENTRAL INDEX KEY: 0000319767 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133054122 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-03105 FILM NUMBER: 98731063 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CTR SUITE 3400 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2123230200 MAIL ADDRESS: STREET 1: 2 WORLD TRADE CENTER 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER TARGET FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER TARGET FUND INC DATE OF NAME CHANGE: 19870616 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 08/31/98 000 C000000 0000319767 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 OPPENHEIMER CAPITAL APPRECIATION FUND 001 B000000 811-3105 001 C000000 2123230200 002 A000000 TWO WORLD TRADE CENTER 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10048 002 D020000 0203 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 OPPENHEIMERFUNDS, INC. 008 B000001 A 008 C000001 801-8253 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10048 008 D040001 0203 011 A000001 OPPENHEIMERFUNDS DISTRIBUTOR, INC. 011 B000001 8-22992 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10048 011 C040001 0203 012 A000001 OPPENHEIMERFUNDS SERVICES 012 B000001 84-1562 012 C010001 ENGLEWOOD 012 C020001 CO 012 C030001 80112 PAGE 2 012 C040001 3924 013 A000001 KPMG PEAT MARWICK LLP 013 B010001 DENVER 013 B020001 CO 013 B030001 80202 015 A000001 THE BANK OF NEW YORK 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10015 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 46 019 C000000 OPPENHEIMR 020 A000001 MORGAN (J.P) SECURITIES, INC. 020 B000001 13-3224016 020 C000001 156 020 A000002 BERNSTEIN (SANFORD C.) & CO., INC. 020 B000002 13-2625874 020 C000002 106 020 A000003 BEAR, STEARNS & CO., INC. 020 B000003 13-3299429 020 C000003 104 020 A000004 MERRILL LYNCH,PIERCE, FENNER, & SMITH, INC. 020 B000004 13-5674085 020 C000004 101 020 A000005 SOUNDVIEW FINANCIAL GROUP, INC. 020 B000005 13-2998183 020 C000005 95 020 A000006 LEHMAN BROTHERS, INC. (SHEARSON/FIRMAN) 020 B000006 13-2518466 020 C000006 90 020 A000007 INTERSTATE JOHNSON LANE CORP. 020 B000007 56-0276690 020 C000007 76 020 A000008 JEFFRIES & CO., INC. 020 B000008 95-2622900 020 C000008 75 020 A000009 DONALDSON, LUFKIN & JENRETTE SEC (DLJ E.M.) 020 B000009 13-2741729 020 C000009 69 020 A000010 GOLDMAN, SACHS & CO. 020 B000010 13-5108880 020 C000010 68 021 000000 2238 022 A000001 SALOMON SMITH BARNEY 022 B000001 13-3371860 022 C000001 17573927 022 D000001 3357 022 A000002 MORGAN GUARANTY TRUST CO. 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BOWEN TITLE TREASURER EX-99 2 Return of Capital The Fund adjusts the classification of distributions to shareholders to reflect the differences between financial statement amounts and distributions determined in accordance with income tax regulations. Accordingly, during the year ended August 31, 1998, amounts have been reclassified to reflect a decrease in undistributed net investment income of $163,678, a decrease in paid-in capital of $558,636, and an increase in accumulated realized gain on investments of $722,314. EX-23 3 The Board of Trustees and Shareholders of Oppenheimer Capital Appreciation Fund: In planning and performing our audit of the financial statements of Oppenheimer Capital Appreciation Fund for the year ended August 31, 1998, we considered its internal controls, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal controls. The management of Oppenheimer Capital Appreciation Fund is responsible for establishing and maintaining internal controls. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control policies and procedures. Two of the objectives of internal controls are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in internal controls, errors or irregularities may occur and may not be detected. Also, projection of any evaluation of internal controls to future periods is subject to the risk that they may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal controls would not necessarily disclose all matters in internal controls that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal controls, including procedures for safeguarding securities, that we considered to be material weaknesses as defined above as of August 31, 1998. This report is intended solely for the information and use of management and the Securities and Exchange Commission and should not be used for any other purpose. KPMG Peat Marwick LLP Denver, Colorado September 22, 1998 EX-27 4 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 319767 OPPENHEIMER CAPITAL APPRECIATION FUND-A 12-MOS AUG-31-1998 SEP-01-1997 AUG-31-1998 1,660,121,945 1,720,686,749 14,819,144 11,639 0 1,741,473,828 45,010,329 0 12,297,756 57,308,085 0 1,479,932,369 37,929,006 30,530,051 4,304,905 0 139,363,404 0 60,565,065 1,233,958,174 9,256,460 15,140,262 0 17,820,859 6,575,863 170,824,591 (311,950,541) (134,550,087) 0 4,817,561 143,987,822 0 13,360,963 10,058,269 4,096,261 416,436,339 3,088,925 134,867,079 0 0 10,762,586 0 17,820,859 1,352,628,000 38.63 0.17 (1.55) 0.15 4.57 0.00 32.53 1.00 0 0.00

EX-27 5 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 319767 OPPENHEIMER CAPITAL APPRECIATION FUND-B 12-MOS AUG-31-1998 SEP-01-1997 AUG-31-1998 1,660,121,945 1,720,686,749 14,819,144 11,639 0 1,741,473,828 45,010,329 0 12,297,756 57,308,085 0 1,479,932,369 6,078,904 1,371,795 4,304,905 0 139,363,404 0 60,565,065 193,637,500 9,256,460 15,140,262 0 17,820,859 6,575,863 170,824,591 (311,950,541) (134,550,087) 0 22,645 9,888,962 0 5,675,971 1,256,002 287,140 416,436,339 3,088,925 134,867,079 0 0 10,762,586 0 17,820,859 132,908,000 38.07 (0.02) (1.62) 0.01 4.57 0.00 31.85 1.81 0 0.00

EX-27 6
6 319767 OPPENHEIMER CAPITAL APPRECIATION FUND-C 12-MOS AUG-31-1998 SEP-01-1997 AUG-31-1998 1,660,121,945 1,720,686,749 14,819,144 11,639 0 1,741,473,828 45,010,329 0 12,297,756 57,308,085 0 1,479,932,369 2,409,218 957,385 4,304,905 0 139,363,404 0 60,565,065 76,057,993 9,256,460 15,140,262 0 17,820,859 6,575,863 170,824,591 (311,950,541) (134,550,087) 0 0 5,546,656 0 1,858,420 570,252 163,665 416,436,339 3,088,925 134,867,079 0 0 10,762,586 0 17,820,859 61,503,000 37.76 (0.03) (1.59) 0.00 4.57 0.00 31.57 1.82 0 0.00

EX-27 7
6 319767 OPPENHEIMER CAPITAL APPRECIATION FUND-Y 10-MOS AUG-31-1998 NOV-03-1997 AUG-31-1998 1,660,121,945 1,720,686,749 14,819,144 11,639 0 1,741,473,828 45,010,329 0 12,297,756 57,308,085 0 1,479,932,369 5,543,214 0 4,304,905 0 139,363,404 0 60,565,065 180,512,076 9,256,460 15,140,262 0 17,820,859 6,575,863 170,824,591 (311,950,541) (134,550,087) 0 355,999 7,627,140 0 5,790,579 482,922 235,557 416,436,339 3,088,925 134,867,079 0 0 10,762,586 0 17,820,859 139,050,000 40.15 0.30 (3.11) 0.21 4.57 0.00 32.56 0.69 0 0.00

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