-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EizD3NsHeqv2m760HsopoLHeVARg1oNNM2q1GeqeawCVZYNQRZYRdVIJxupcqvmL cAi81lb4S/lplJaKbHy9Ng== 0000319767-97-000005.txt : 19971027 0000319767-97-000005.hdr.sgml : 19971027 ACCESSION NUMBER: 0000319767-97-000005 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 19970831 FILED AS OF DATE: 19971024 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER CAPITAL APPRECIATION FUND CENTRAL INDEX KEY: 0000319767 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133054122 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-03105 FILM NUMBER: 97700573 BUSINESS ADDRESS: STREET 1: TWO WORLD TRADE CTR SUITE 3400 CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2123230200 MAIL ADDRESS: STREET 1: 2 WORLD TRADE CENTER 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER TARGET FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER TARGET FUND INC DATE OF NAME CHANGE: 19870616 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 08/31/97 000 C000000 0000319767 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 OPPENHEIMER CAPITAL APPRECIATION FUND 001 B000000 811-3105 001 C000000 2123230200 002 A000000 TWO WORLD TRADE CENTER 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10048 002 D020000 0203 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 018 000000 Y 019 A000000 Y 019 B000000 49 019 C000000 OPPENHEIMR 020 A000001 FIRST BOSTON CORP. (THE) 020 B000001 13-5659485 020 C000001 89 020 A000002 COWEN & CO. 020 B000002 13-5616116 020 C000002 55 020 A000003 BRIDGE TRADING CO. 020 B000003 43-1450530 020 C000003 50 020 A000004 MERRILL LYNCH, PIERCE, FENNER, & SMITH, INC. 020 B000004 13-5674085 020 C000004 45 020 A000005 BERNSTEIN (SANFORD C.) & CO., INC. 020 B000005 13-2625874 020 C000005 44 020 A000006 PAINEWEBBER, INC. 020 B000006 13-2638166 020 C000006 40 020 A000007 LEHMAN BROTHERS,INC. (SHEARSON LEHMAN) 020 B000007 13-2518466 020 C000007 35 020 A000008 BEAR STEARNS & CO., INC. 020 B000008 13-3299429 020 C000008 34 PAGE 2 020 A000009 BLAIR (WILLIAM) & CO. 020 B000009 36-2214610 020 C000009 29 020 A000010 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 020 B000010 13-2741729 020 C000010 27 021 000000 1102 022 A000001 MORGAN GUARANTY TRUST CO. 022 B000001 13-5123346 022 C000001 18235400 022 D000001 0 022 A000002 GOLDMAN, SACHS & CO. 022 B000002 13-5108880 022 C000002 12312701 022 D000002 13471 022 A000003 ZION FIRST NATIONAL BANK 022 B000003 87-0189025 022 C000003 10599700 022 D000003 0 022 A000004 PAINEWEBBER, INC. 022 B000004 13-2638166 022 C000004 3738302 022 D000004 63928 022 A000005 COWEN & CO. 022 B000005 13-5616116 022 C000005 35470 022 D000005 23465 022 A000006 FIRST BOSTON CORP. (THE) 022 B000006 13-5659485 022 C000006 34134 022 D000006 24234 022 A000007 MERRILL LYNCH, PIERCE, FENNER, & SMITH, INC. 022 B000007 13-5674085 022 C000007 35957 022 D000007 18634 022 A000008 HERZOG, HEINE, GEDULD, INC. 022 B000008 13-1955436 022 C000008 13630 022 D000008 32846 022 A000009 DONALDSON, LUFKIN & JENRETTE SECURITIES, CORP 022 B000009 13-2741729 022 C000009 23581 022 D000009 15260 022 A000010 BEAR STEARNS & CO., INC. 022 B000010 13-3299429 022 C000010 22197 022 D000010 13261 023 C000000 45411310 023 D000000 568331 028 A010000 22479 028 A020000 1 PAGE 3 028 A030000 0 028 A040000 40374 028 B010000 25057 028 B020000 0 028 B030000 0 028 B040000 44677 028 C010000 65199 028 C020000 0 028 C030000 0 028 C040000 12058 028 D010000 24025 028 D020000 0 028 D030000 0 028 D040000 12349 028 E010000 36314 028 E020000 0 028 E030000 0 028 E040000 15616 028 F010000 38899 028 F020000 -4 028 F030000 0 028 F040000 26494 028 G010000 211973 028 G020000 -3 028 G030000 0 028 G040000 151568 028 H000000 44026 029 000000 Y 030 A000000 1798 030 B000000 5.75 030 C000000 0.00 031 A000000 540 031 B000000 0 032 000000 1258 033 000000 0 034 000000 Y 035 000000 35 036 A000000 N 036 B000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 100 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 2066 044 000000 0 045 000000 Y 046 000000 N PAGE 4 047 000000 Y 048 000000 0.000 048 A010000 200000 048 A020000 0.750 048 B010000 200000 048 B020000 0.720 048 C010000 200000 048 C020000 0.690 048 D010000 200000 048 D020000 0.660 048 E010000 700000 048 E020000 0.600 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 1500000 048 K020000 0.580 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 070 A010000 Y 070 A020000 Y 070 B010000 Y PAGE 5 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 N 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 N 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 Y 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 Y 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 575587 071 B000000 558414 071 C000000 846197 071 D000000 66 072 A000000 12 072 B000000 9888 072 C000000 5942 072 D000000 0 072 E000000 0 072 F000000 7001 072 G000000 0 072 H000000 0 072 I000000 1105 072 J000000 84 072 K000000 189 072 L000000 188 072 M000000 0 072 N000000 47 PAGE 6 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 44 072 S000000 20 072 T000000 2066 072 U000000 0 072 V000000 0 072 W000000 25 072 X000000 10769 072 Y000000 0 072 Z000000 5061 072AA000000 181693 072BB000000 29891 072CC010000 184592 072CC020000 0 072DD010000 4637 072DD020000 29 072EE000000 97292 073 A010000 0.1742 073 A020000 0.0639 073 B000000 3.5488 073 C000000 0.0000 074 A000000 0 074 B000000 212900 074 C000000 0 074 D000000 0 074 E000000 0 074 F000000 1057469 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 3651 074 M000000 12 074 N000000 1274032 074 O000000 0 074 P000000 155 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 6148 074 S000000 0 074 T000000 1267729 074 U010000 30530 074 U020000 1372 074 V010000 38.63 074 V020000 38.07 074 W000000 0.0000 PAGE 7 074 X000000 72935 074 Y000000 0 075 A000000 0 075 B000000 1028999 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE CO. 080 C000000 78000 081 A000000 Y 081 B000000 93 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N SIGNATURE GEORGE C. BOWEN TITLE TREASURER EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 319767 OPPENHEIMER CAPITAL APPRECIATION FUND-A 12-MOS AUG-31-1997 SEP-01-1996 AUG-31-1997 897,853,425 1,270,369,031 3,651,012 11,589 0 1,274,031,632 0 0 6,302,228 6,302,228 0 757,257,794 30,530,051 25,596,271 3,088,925 0 134,867,079 0 372,515,606 1,179,361,818 5,941,853 9,888,153 0 10,769,396 5,060,610 151,802,275 184,592,120 341,455,005 0 4,636,803 94,222,488 0 8,550,231 6,683,422 3,066,971 463,422,963 2,693,760 80,357,003 0 0 7,000,537 0 10,769,396 985,813,000 30.81 0.18 11.36 0.17 3.55 0.00 38.63 1.01 0 0.00

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 319767 OPPENHEIMER CAPITAL APPRECIATION FUND -B 12-MOS AUG-31-1997 SEP-01-1996 AUG-31-1997 897,853,425 1,270,369,031 3,651,012 11,589 0 1,274,031,632 0 0 6,302,228 6,302,228 0 757,257,794 1,371,795 178,275 3,088,925 0 134,867,079 0 372,515,606 52,219,689 5,941,853 9,888,153 0 10,769,396 5,060,610 151,802,275 184,592,120 341,455,005 0 28,642 1,584,506 0 1,757,393 615,428 51,555 463,422,963 2,693,760 80,357,003 0 0 7,000,537 0 10,769,396 23,678,000 30.56 0.07 11.05 0.06 3.55 0.00 38.07 1.86 0 0.00

EX-27 4
6 319767 OPPENHEIMER CAPITAL APPRECIATION FUND-C 12-MOS AUG-31-1997 SEP-01-1996 AUG-31-1997 897,853,425 1,270,369,031 3,651,012 11,589 0 1,274,031,632 0 0 6,302,228 6,302,228 0 757,257,794 957,385 342,134 3,088,925 0 134,867,079 0 372,515,606 36,147,897 5,941,853 9,888,153 0 10,769,396 5,060,610 151,802,275 184,592,120 341,455,005 0 0 1,485,205 0 776,983 207,324 45,592 463,422,963 2,693,760 80,357,003 0 0 7,000,537 0 10,769,396 19,508,000 30.27 0.01 11.03 0.00 3.55 0.00 37.76 1.85 0 0.00

EX-23 5 THE BOARD OF TRUSTEES AND SHAREHOLDERS OF OPPENHEIMER CAPITAL APPRECIATION FUND: In planning and performing our audit of the financial statements of Oppenheimer Capital Appreciation Fund for the year ended August 31, 1997, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of Oppenheimer Capital Appreciation Fund is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and may not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we considered to be material weaknesses as defined above as of August 31, 1997. This report is intended solely for the information and use of management and the Securities and Exchange Commission and should not be used for any other purpose. /s/KPMG PEAT MARWICK KPMG PEAT MARWICK LLP Denver, Colorado September 22, 1997 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~