-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ACtW753bkesMu/Kp7RKUqvuvIZLdZY4ys/63pF0Xp2lvhqdqkDI3v0E0b0LjCDqz +Q1UJNs9bIe2ZNrMaHBCcQ== 0001181431-07-033575.txt : 20070518 0001181431-07-033575.hdr.sgml : 20070518 20070518110744 ACCESSION NUMBER: 0001181431-07-033575 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070517 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3120 FORRER STREET CITY: CINCINNATI STATE: OH ZIP: 45209 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 505 UNIVERSITY AVENUE STREET 2: SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5G 1X3 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM RICHARD CENTRAL INDEX KEY: 0001194103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 07863450 BUSINESS ADDRESS: STREET 1: 3120 FORRER STREET CITY: CINCINNATI STATE: OH ZIP: 45209 BUSINESS PHONE: 5134582600 4 1 rrd158396.xml EXERCISE OF WARRANTS/SALE OF SHARES X0202 4 2007-05-17 0 0000003197 CECO ENVIRONMENTAL CORP CECE 0001194103 BLUM RICHARD 3120 FORRER STREET CINCINNATI OH 45209 1 1 0 0 President Common Stock 2007-05-17 4 M 0 224000 2.9375 A 250241 D Common Stock 2007-05-17 4 S 0 224000 10.631 D 26241 D warrant 2.9375 2007-05-17 4 M 0 224000 D 2000-12-07 2009-12-06 Common Stock 224000 224000 D option 2.01 2002-04-05 2011-10-05 Common Stock 25000 25000 D Not applicable Richard Blum 2007-05-17 -----END PRIVACY-ENHANCED MESSAGE-----