-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A3z+f3K3S68N247cJf87MxUWkM9XskjW7DHltqqycVQAsPgPumJCH5Ob8LVJi37B yzoXBko8r8XkvWrZrxERLQ== 0000950137-96-000031.txt : 19960129 0000950137-96-000031.hdr.sgml : 19960129 ACCESSION NUMBER: 0000950137-96-000031 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960116 FILED AS OF DATE: 19960126 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 96507606 BUSINESS ADDRESS: STREET 1: 111 ELIZABETH ST STE 600 CITY: TORONTO ONTARIO MSG STATE: A6 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 111 ELIZABETH STREET SUITE 600 CITY: TORONTO ONTARIO STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 10-C 1 10-C 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTER-DEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES 13A-17 AND 15D-17 THEREUNDER CECO Environmental Corp. - -------------------------------------------------------------------------------- (EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER) 111 Elizabeth Street, Suite 600 Toronto, Ontario CANADA M5G AP7 - -------------------------------------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (416) 593-6543 - -------------------------------------------------------------------------------- (ISSUER'S TELEPHONE NUMBER, INCLUDING AREA CODE) I. CHANGE IN NUMBER OF SHARES OUTSTANDING INDICATE ANY CHANGE (INCREASE OR DECREASE) OF FIVE PERCENT OR MORE IN THE NUMBER OF SHARES OUTSTANDING: 1. TITLE OF SECURITY Common Stock -------------------------------------------- 2. NUMBER OF SHARES OUTSTANDING BEFORE THE CHANGE 6,577,348 ---------------- 3. NUMBER OF SHARES OUTSTANDING AFTER THE CHANGE 7,040,148 ---------------- 4. EFFECTIVE DATE OF CHANGE January 16, 1996 ------------------------------------- 5. METHOD OF CHANGE: SPECIFY METHOD (SUCH AS MERGER, ACQUISITION, EXCHANGE, DISTRIBUTION, STOCK SPLIT, REVERSE SPLIT, ACQUISITION OF STOCK FOR TREASURY, ETC.) Issuance of ----------------- Stock to Consultants and in exchange transactions. - ------------------------------------------------------------------------------- GIVE BRIEF DESCRIPTION OF TRANSACTION Exchange of 119,000 and 83,800 ------------------------------------ shares of common stock of Issuer for shares of common stock of CECO Filters, - ----------------------------------------------------------- Inc. on a one-for-one basis on September 22, 1995 and on January 16, 1996, respectively. An additional 260,000 shares of common stock were issued in August 1995 to consultants engaged by the Issuer pursuant to the exercise of options to purchase common stock previously granted to such consultants. 2 II. CHANGE IN NAME OF ISSUER 1. Name prior to change N/A ----------------------------------------- 2. Name after change --------------------------------------------- 3. Effective date of charter amendment changing name ----------- 4. Date of shareholder approval of change, if required ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CECO Environmental Corp. -------------------------------- (Registrant) Date: January 26, 1996 /s/Phillip DeZwirek -------------------------- -------------------------------- (Signature)(1) Phillip DeZwirek, Chief Executive Officer - -------------------- (1) Print name and title of the signing officer under his signature. -----END PRIVACY-ENHANCED MESSAGE-----